Evan Stone is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2009: Applied Minerals, Inc. (Brooklyn, NY — industry reported as "Other" — 2009; $12.5M reported sold to 22 investors).
What this means One deal on file with the SEC, filed Nov 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andre Zeitoun (1 shared filing), Christopher Carney (1 shared filing), David A. Taft (1 shared filing), John Levy (1 shared filing) and Morris D. Weiss (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Evan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Evan Stone and found 4 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Applied Minerals, Inc. (Formerly Known as Atlas Mining Company) (Dec 22, 2009); Form D filed 329 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.