PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:41 AM ET

Sponsor Check › Person

Evan Ng

Related person on Form D filings · address state as listed: CA · listed Mar 19, 2015 → Dec 20, 2017

7issuers
14Form D filings
2015–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:01 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 20, 2017 D
File 021-301265
$0$0$0None listed on this filing
EDGAR ↗Sep 1, 2017 D
File 021-293928
$0$0$0None listed on this filing
EDGAR ↗Aug 28, 2017 D
File 021-293553
$0$0$0 (est.)
Some of the proceeds will be used for working capital purposes which may include salaries and other payments to those individuals listed in Item 3.
None listed on this filing
EDGAR ↗Jun 7, 2017 D
File 021-288208
$0$0$0None listed on this filing
EDGAR ↗Mar 13, 2017 D
File 021-282375
$0$0$0None listed on this filing
EDGAR ↗Feb 15, 2017 D
File 021-280746
$0$0$0None listed on this filing
EDGAR ↗Dec 28, 2016 D
File 021-277153
$0$0$0None listed on this filing
EDGAR ↗Oct 17, 2016 D/A
File 021-262017
$0$0$0None listed on this filing
EDGAR ↗Jul 22, 2016 D/A
File 021-239199
$0$0$0None listed on this filing
EDGAR ↗May 13, 2016 D/A
File 021-239412
$0$0$0None listed on this filing
EDGAR ↗Mar 19, 2015 D
File 021-236240
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗CuraSeal Inc.Executive OfficerDec 20, 2017D$8,212,781
similar: $500,000–$7,000,000
$2,890,83515
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CuraSeal Inc.Executive OfficerSep 1, 2017D$700,000
similar: $500,000–$7,000,000
$700,0005
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Maestro Interactive, Inc.Executive OfficerAug 28, 2017D$7,831,144
similar: $1,100,015–$10,001,163
$5,831,12022
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗InterVene, Inc.Executive OfficerJun 7, 2017D$3,000,000
similar: $829,831–$9,999,998
$2,160,94417
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗OneBreath, Inc.Executive OfficerMar 13, 2017D$2,340,000
similar: $829,831–$9,999,998
$348,1455
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Luma Therapeutics, Inc.Executive OfficerFeb 15, 2017D$2,610,000
similar: $829,831–$9,999,998
$2,047,33817
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Providence Medical Technology, Inc.Executive OfficerDec 28, 2016D$8,160,000
similar: $500,000–$7,000,000
$6,999,9982
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Providence Medical Technology, Inc.Executive OfficerOct 17, 2016D/A$8,000,006
similar: $500,000–$7,000,000
$3,686,36025
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Roxwood Medical, Inc.Executive Officer
Secretary
Jul 22, 2016D/A$10,000,000
similar: $500,000–$7,000,000
$6,459,99518
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CuraSeal Inc.Executive Officer
Secretary
May 13, 2016D/A$3,500,000
similar: $500,000–$7,000,000
$3,500,00029
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Providence Medical Technology, Inc.Executive OfficerApr 26, 2016D$3,475,000
similar: $500,000–$7,000,000
$2,853,61516
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CuraSeal Inc.Executive Officer
Secretary
May 7, 2015D$5,200,000
similar: $500,000–$7,000,000
$3,277,70423
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Roxwood Medical, Inc.Executive Officer
Secretary
May 5, 2015D$5,460,000
similar: $500,000–$7,000,000
$3,974,99710
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗InterVene, Inc.Executive Officer
Secretary
Mar 19, 2015D$7,215,000
similar: $829,831–$9,999,998
$5,923,73152
similar: 2–15
No minimum reported
similar: $10,000–$54,310

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Other Technology / 506(b) (17,390 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 34 names on the same filings (0 management entities, 34 people)

People and management entities the issuers listed as related persons on the same Form D filings as Evan Ng. Source: the EDGAR rows in the table above.

  • Lewis Pell — 4 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Adam Fine — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Andrew Midler — 4 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Arthur T. Taylor — 3 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Kenneth Hayes — 3 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Michael Wells — 3 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Bruce M. McCormack, MD — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • James Hens — 3 shared filings (1 issuer) · role as listed: Director
  • Jeffrey D. Smith — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Richard Ferrari — 2 shared filings (1 issuer) · role as listed: Director · also listed on 16 other issuers
  • David Cash — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Thomas J. Fogarty — 2 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Doug Wall — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Terry Wall — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Charles Davidson — 2 shared filings (1 issuer) · role as listed: Director
  • Mel Schatz — 2 shared filings (1 issuer) · role as listed: Director
  • Fletcher Wilson — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Akshay Mavani — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Mehrdad Farhangnia — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Ronald M. Thomas — 2 shared filings (1 issuer) · role as listed: Director
  • Harold Carrison — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Steve Hochberg — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Jonathan Hera — 1 shared filing (1 issuer) · role as listed: Director
  • Matthew Callaghan — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Jerry Korten — 1 shared filing (1 issuer) · role as listed: Director
  • Ramesh Byrapaneni — 1 shared filing (1 issuer) · role as listed: Director
  • Evan Anderson — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Matt Likens — 1 shared filing (1 issuer) · role as listed: Director
  • John MacMahon — 1 shared filing (1 issuer) · role as listed: Director
  • Ann Marie Dixon — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Ari Evans — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Michael Vorhaus — 1 shared filing (1 issuer) · role as listed: Director
  • J. Randall Chappel — 1 shared filing (1 issuer) · role as listed: Director
  • Jay Schmelter — 1 shared filing (1 issuer) · role as listed: Director · also listed on 15 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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