Doug Wall is listed as an executive officer and director on 9 SEC Form D filings by 4 issuers between Dec 2009 and Apr 2025: MERCATOR MEDSYSTEMS INC (San Leandro, CA — other health care — 2013–2019; $14.3M reported sold to 35 investors), Roxwood Medical, Inc. (Redwood City, CA — industry reported as "Other" — 2015–2016; $6.46M reported sold to 18 investors), Genea Energy Partners Inc (Irvine, CA — other energy — 2009; $3.87M reported sold to 44 investors) and HYDROCISION INC (North Billerica, MA — biotechnology — 2017–2025; $3.02M reported sold to 12 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $27.7M sold in total.
Listed alongside Charles Crocker (4 shared filings), Kirk Seward (4 shared filings), Ned Scheetz (4 shared filings), Terry Wall (4 shared filings), Charles Davidson (2 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Doug. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 9 public filings for Doug Wall and found 7 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.