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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Person

DW
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Doug Wall

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Dec 1, 2009 → Jun 14, 2019

4deals (issuers)
$27.7Mreported sold
109investors
9Form D filings
2009–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Doug Wall is listed as an executive officer and director on 9 SEC Form D filings by 4 issuers between Dec 2009 and Apr 2025: MERCATOR MEDSYSTEMS INC (San Leandro, CA — other health care — 2013–2019; $14.3M reported sold to 35 investors), Roxwood Medical, Inc. (Redwood City, CA — industry reported as "Other" — 2015–2016; $6.46M reported sold to 18 investors), Genea Energy Partners Inc (Irvine, CA — other energy — 2009; $3.87M reported sold to 44 investors) and HYDROCISION INC (North Billerica, MA — biotechnology — 2017–2025; $3.02M reported sold to 12 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $27.7M sold in total.

Listed alongside Charles Crocker (4 shared filings), Kirk Seward (4 shared filings), Ned Scheetz (4 shared filings), Terry Wall (4 shared filings), Charles Davidson (2 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Doug. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for Doug Wall and found 7 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Doug Wall has not run yet — it is joining a line of 17,842 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Doug Wall..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Doug Wall — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Nov 12, 2009 – Apr 1, 2025

4 Form Ds were filed more than 15 days after the first sale

Form D filed 137 days after the first sale — HYDROCISION INC · Form D filed 64 days after the first sale — MERCATOR MEDSYSTEMS INC · Form D filed 20 days after the first sale — MERCATOR MEDSYSTEMS INC · Form D filed 19 days after the first sale — Genea Energy Partners Inc

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 5, 2018 – Jun 14, 2019

Offering amount changed between filings — MERCATOR MEDSYSTEMS INC

The Jul 5, 2018 filing says $14,908,711 offered; the Jun 14, 2019 Form D/A says $14,999,997.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 5, 2015 – Jul 22, 2016

Offering amount changed between filings — Roxwood Medical, Inc.

The May 5, 2015 filing says $5,460,000 offered; the Jul 22, 2016 Form D/A says $10,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 29, 2013 – Apr 1, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — HYDROCISION INC (latest filing Apr 1, 2025) · No amendment in the last 12 months on an offering that may still be open — MERCATOR MEDSYSTEMS INC (latest filing Jun 14, 2019) · No amendment in the last 12 months on an offering that may still be open — HYDROCISION INC (latest filing Mar 24, 2017) · No amendment in the last 12 months on an offering that may still be open — Roxwood Medical, Inc. (latest filing Jul 22, 2016) · No amendment in the last 12 months on an offering that may still be open — MERCATOR MEDSYSTEMS INC (latest filing Jun 21, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jun 18, 2013 – Jul 5, 2018

Industry group changed between filings — MERCATOR MEDSYSTEMS INC

"Biotechnology" (Jun 18, 2013 to Jun 21, 2013); then "Other Health Care" (Jul 5, 2018 to Jun 14, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jun 21, 2013 – Jul 5, 2018

Address moved from San Leandro, CA to Emeryville, CA — MERCATOR MEDSYSTEMS INC

The people listed on the Jun 21, 2013 filing give San Leandro, CA; on the Jul 5, 2018 filing they give Emeryville, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Dec 1, 2009 – Apr 1, 2025

Doug Wall is listed with 2 different address states: CA, MA

CA on 7 filings (Dec 1, 2009 to Jun 14, 2019); MA on 2 filings (Mar 24, 2017 to Apr 1, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 1 reports finder's fees totalling $52,500; 1 reports proceeds to related persons totalling $100,141.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 1, 2025 D
HYDROCISION INC
File 021-542678
$0$0$100,141None listed on this filingEDGAR ↗
Jun 14, 2019 D/A
MERCATOR MEDSYSTEMS INC
File 021-316060
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2017 D
HYDROCISION INC
File 021-283304
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2016 D/A
Roxwood Medical, Inc.
File 021-239199
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2013 D/A
MERCATOR MEDSYSTEMS INC
File 021-198197
$0$52,500$0Broadmark Capital LLC BrokerCheck CRD 118028 ↗
via Boardmark Capital LLC (CRD 118028 ↗)
EDGAR ↗
Dec 1, 2009 D
Genea Energy Partners Inc
File 021-105482
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Doug Wall on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

HYDROCISION INC

North Billerica, MA · Mar 24, 2017 → Apr 1, 2025 · 2 filings
  • Apr 1, 2025 · D · $2,530,912 sold of $3,850,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 24, 2017 · D · $3,000,000 sold of $4,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.02M from 12 investors (79% of the $3.85M target) as of the latest filing. Doug is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

MERCATOR MEDSYSTEMS INC

San Leandro, CA · Jun 18, 2013 → Jun 14, 2019 · 4 filings
  • Jun 14, 2019 · D/A · $14,333,502 sold of $14,999,997 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 5, 2018 · D · $11,153,376 sold of $14,908,711 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2013 · D/A · $6,209,674 sold of $6,481,502 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 18, 2013 · D · $6,209,674 sold of $6,481,502 · 35 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.3M from 35 investors (96% of the $15M target) as of the latest filing. Doug is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Roxwood Medical, Inc.

Redwood City, CA · May 5, 2015 → Jul 22, 2016 · 2 filings
  • Jul 22, 2016 · D/A · $6,459,995 sold of $10,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2015 · D · $3,974,997 sold of $5,460,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.46M from 18 investors (65% of the $10M target) as of the latest filing. Doug is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Energy

Genea Energy Partners Inc

Irvine, CA · Dec 1, 2009
  • Dec 1, 2009 · D · $3,869,356 sold of $3,869,356 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.87M from 44 investors (100% of the $3.87M target) as of the latest filing. Doug is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Doug 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Crocker

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Charles Crocker is on 7 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Ned Scheetz

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Ned Scheetz is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Wall

Director · 4 shared filings (2 issuers) · also on 3 other issuers

Terry Wall is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Seward

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Ferrari

Director · 2 shared filings (1 issuer) · also on 16 other issuers

Richard Ferrari is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Goldberg

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Marc Goldberg is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL KOWALSKI

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Loarie

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Desai

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Doug Wall. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Donnelly

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Doug Wall. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Davidson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Evan Ng

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

Evan Ng is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mehrdad Farhangnia

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Baker

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Trent Reutiman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Kanter

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Doug Wall. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Jaschke

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Doug Wall. Their page shows their other deals.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Voysey

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Maureen Jowdy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Schneider

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Doug Wall. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Grulke

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Bryan Grulke is on 7 issuers in total — a repeat sponsor. Their page lists every one.

YX
No photo found yet (own website and image search run after this page is viewed)
Person

YU XIAOTONG

Director · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

PV
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICIA VANBLARCOM

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

LZ
No photo found yet (own website and image search run after this page is viewed)
Person

LONG ZHAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD A. LYTLE, III

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS D. ABERT

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Doug Wall. Their page shows their other deals.

The team behind the deals

Same business address

27 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Doug Wall by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Doug Wall is listed on: none on file. No website or social profile named in MERCATOR MEDSYSTEMS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #234,248 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Leandro, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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