Eugene Major is listed as an executive officer and director on 32 SEC Form D filings by 5 issuers between Mar 2009 and Mar 2016: Dunbar Capital Management I L L C (New York, NY — pooled investment fund — 2009–2016; $142.2M reported sold to 357 investors), DUNBAR CAPITAL MANAGEMENT LLC (New York, NY — pooled investment fund — 2009–2016; $77.1M reported sold to 231 investors), DUNBAR CAPITAL INTERNATIONAL LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2016; $51.4M reported sold to 168 investors), DUNBAR CAPITAL TEI QP LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2016; $35.6M reported sold to 104 investors) and Dunbar Horizons, LLC (New York, NY — pooled investment fund — 2012; $7.92M reported sold to 2 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $314.2M sold in total.
All 5 issuers belong to the sponsor group Dunbar (5 issuers, $314.2M reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Dunbar has 5 companies on file and $314.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 32 public filings for Eugene Major and found 12 differences, 3 worth asking the sponsor about: Bankruptcy case: Eugene R. Major and Stacey Jackson Major; Paid seller listed without a CRD number: Commonwealth Asset Advisors, LLC; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.