Eugene Chen is listed as an executive officer and director on 6 SEC Form D filings by 5 issuers between Jan 2011 and Mar 2021: Poynt Corp (Calgary, Alberta, Canada (as filed: A0) — other technology — 2011; $5.71M reported sold to 3 investors), Mkango Resources Ltd. (Calgary, Alberta, Canada (as filed: A0) — industry reported as "Other" — 2014; $2.96M reported sold to 34 investors), White Owl Energy Services Inc. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2014; $2M reported sold to 3 investors), Fathom Nickel Inc. (Calgary, Alberta, Canada (as filed: A0) — industry reported as "Other" — 2021; $1.07M reported sold to 2 investors) and Q-GOLD RESOURCES LTD. (Flagstaff, AZ — industry reported as "Other" — 2011; $83K reported sold to 4 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $11.8M sold in total.
Listed alongside Amit Monga (2 shared filings), Andrew Osis (2 shared filings), Bart McCormick (2 shared filings), Brad Murray (2 shared filings), Carl De Marco (2 shared filings) and 31 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eugene. Each name links to their own page.
1 of the issuers belongs to the sponsor group White Owl (4 issuers, $6.9M reported sold, 2014–2019).
What this means A sponsor group is one team that sets up a new company for each deal. White Owl has 4 companies on file and $6.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Eugene Chen and found 9 differences, 2 worth asking the sponsor about: Form D filed 389 days after the first sale; Eugene Chen is no longer listed on the Sep 1, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.