Etienne Perold is listed as an executive officer and director on 12 SEC Form D filings by 1 issuer between May 2009 and Jan 2016: Aprecia Pharmaceuticals Co (Langhorne, PA — pharmaceuticals — 2009–2016; $79M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Etienne Perold and found 8 differences: Bankruptcy case: Donald T. Wetherhold and Blodwyn E. Wetherhold; 5 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.