Ethan Garber is listed as an executive officer on 1 SEC Form D filing by 1 issuer in May 2010: LakeWater Total Return Opportunity Fund, L.P. (Skaneateles, NY — pooled investment fund — 2010; $63.4M reported sold to 92 investors).
What this means One deal on file with the SEC, filed May 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Derek Jerina (1 shared filing), LakeWater Equity Partners, LLC (1 shared filing, management entity) and Michael Wamp (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ethan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Ethan Garber and found 5 differences, 1 worth asking the sponsor about: Ethan Garber is no longer listed on the Jul 29, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.