Erik Engelson is listed as an executive officer and director on 13 SEC Form D filings by 6 issuers between Aug 2013 and Nov 2025. Largest by amount reported sold: Lucira Health, Inc. (Emeryville, CA — biotechnology — 2019–2020; $32.5M reported sold to 30 investors), Invicta Medical, Inc. (Santa Clara, CA — other health care — 2022–2023; $25M reported sold to 32 investors), Dragon Vascular, Inc. (Fremont, CA — other health care — 2025; $18.9M reported sold to 42 investors), DeVoro Medical Inc. (Fremont, CA — industry reported as "Other" — 2019–2020; $18M reported sold to 16 investors), Medina Medical, Inc. (Menlo Park, CA — other health care — 2015; $6.52M reported sold to 42 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $102.7M sold in total.
Listed alongside Brian Fahey (4 shared filings), Michael Kaplan (4 shared filings), ALAN KRAMER (2 shared filings), Andrew Perlman (2 shared filings), Annette Franqui (2 shared filings) and 22 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Erik. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Erik Engelson and found 7 differences, 1 worth asking the sponsor about: Form D filed 149 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.