Eric Wong is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jul 2017: Celera Structured Opportunities Fund, LLC (Chicago, IL — pooled investment fund — 2017).
What this means One deal on file with the SEC, filed Jul 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Eric Wong and found 2 differences: Same name, different state: "Eric Wong" (NY) is a separate record; Same name, different state: "Eric Wong" (CO) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.