Eric WF Chan is listed as an executive officer and director on 40 SEC Form D filings by 6 issuers between May 2011 and Jul 2022. Largest by amount reported sold: Buena Vista Asian Opportunities Offshore Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2022; $405M reported sold to 66 investors), Buena Vista Asian Opportunities Fund, L.P. (San Francisco, CA — pooled investment fund — 2011–2022; $305.2M reported sold to 76 investors), BUENA VISTA FUND II, L.P. (San Francisco, CA — pooled investment fund — 2011; $177.4M reported sold to 94 investors), BUENA VISTA OFFSHORE FUND HG, LTD (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2016; $130.9M reported sold to 27 investors), BUENA VISTA OFFSHORE FUND, LTD. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011; $114.5M reported sold to 20 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $1.24B sold in total.
All 6 issuers belong to the sponsor group Buena Vista (6 issuers, $1.24B reported sold, 2009–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Buena Vista has 6 companies on file and $1.24B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 40 public filings for Eric WF Chan and found 10 differences, 4 worth asking the sponsor about: 16 bankruptcy cases name the subject or team members; Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.