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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:21 AM ET

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EN
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Eric W. Noll

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 8, 2016 → Apr 10, 2017

1deal (issuers)
$740Kreported sold
2investors
2Form D filings
2016–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric W. Noll is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2016 and Apr 2017: OPTIONS CLEARING CORP (Chicago, IL — industry reported as "Other" — 2016–2017; $740K reported sold to 2 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alice Patricia White (2 shared filings), Amy Lawson (2 shared filings), Christine L. Show (2 shared filings), Craig S. Donohue (2 shared filings), David Goone (2 shared filings) and 41 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Eric W. Noll and found 1 difference, 1 worth asking the sponsor about: Eric W. Noll is no longer listed on the Apr 10, 2018 amendment.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric W. Noll has not run yet — it is joining a line of 13,865 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric W. Noll..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Eric W. Noll — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Apr 10, 2017 – Apr 10, 2018

Eric W. Noll is no longer listed on the Apr 10, 2018 amendment — OPTIONS CLEARING CORP

Eric W. Noll appears on the Apr 10, 2017 Form D/A (director) but not on the Apr 10, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 10, 2017 D/A
OPTIONS CLEARING CORP
File 021-215337
$0$0$0
OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Eric W. Noll on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

OPTIONS CLEARING CORP

Chicago, IL · Apr 8, 2016 → Apr 10, 2017 · 2 filings
  • Apr 10, 2017 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 8, 2016 · D/A · $740,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $740K from 2 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Eric 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Lawson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Pellegini

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Meyer S. Frucher

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William Eineke

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Paul DeMichele

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan B. Werts

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Kustusch

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alice Patricia White

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

SI
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Ivey

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Craig S. Donohue

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond J. Di Sanza

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Edward T. Tilly

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christine L. Show

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas R. Cardello

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark F. Denhert

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Litterman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Frank

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard R. Lindsey

Director · 2 shared filings (1 issuer) · also on 13 other issuers

Richard R. Lindsey is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Goone

Director · 2 shared filings (1 issuer) · also on 4 other issuers

David Goone is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Farley

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scot E. Warren

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael McClain

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Katz

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Szarmack

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. Corcoran

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Judith M. Kula

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

George S. Fischer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

William T. Yates

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. Kamnik

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Susan E. Lester

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Chip Dempsey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrej Bolkovic

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Wittman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Amy C. Shelly

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Luke Moranda

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jamil Nazarali

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Julie W. Bauer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Adamczyk

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dale A. Michaels

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adi Agrawal

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Noll. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 3 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Eric W. Noll by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — 1 issuer has property records: OPTIONS CLEARING CORP (3).

Public profiles and social

Websites and social links of the issuers Eric W. Noll is listed on: none on file. No website or social profile named in OPTIONS CLEARING CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,651 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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