Eric Rubenstein is listed as an executive officer on 5 SEC Form D filings by 3 issuers between Oct 2021 and Jul 2023: NCV Air Co Access Fund 2, LLC (Bellaire, TX — pooled investment fund — 2022–2023; $540K reported sold to 11 investors), NCV PEI Access Fund 1, LLC (Bellaire, TX — pooled investment fund — 2022–2023; $275K reported sold to 6 investors) and New Climate Ventures Fund I, LP (Bellaire, TX — pooled investment fund — 2021).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $815K sold in total.
All 3 issuers belong to the sponsor group New Climate (3 issuers, $815K reported sold, 2021–2023).
What this means A sponsor group is one team that sets up a new company for each deal. New Climate has 3 companies on file and $815K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Eric Rubenstein and found 8 differences: Form D filed 25 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.