ERIC NOVAKOVICH is listed as a promoter on 6 SEC Form D filings by 6 issuers between Jul 2019 and Sep 2019. Largest by amount reported sold: HAMILTON QOF LLC (Newport Beach, CA — residential — 2019; $4.74M reported sold to 3 investors), ROSS QOF LLC (Newport Beach, CA — residential — 2019; $3.33M reported sold to 3 investors), WALLACE QOF LLC (Newport Beach, CA — other real estate — 2019; $2.22M reported sold to 3 investors), VAN QOF LLC (Newport Beach, CA — other real estate — 2019; $2.18M reported sold to 3 investors), NOVAKO QOF, LLC (Newport Beach, CA — residential — 2019; $1.73M reported sold to 3 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as promoter. Across those companies the filings report $15.7M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 6 issuers belong to the sponsor group Group linked by Eric Novakovich (6 issuers, $15.7M reported sold, 2019).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Eric Novakovich has 6 companies on file and $15.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for ERIC NOVAKOVICH and found 4 differences: Form D filed 42 days after the first sale; Form D filed 29 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.