PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:30 AM ET

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Eric Klein

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 24, 2010 → Apr 6, 2017

7deals (issuers)
$6.42Mreported sold
33investors
10Form D filings
2010–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric Klein is listed as an executive officer and director on 10 SEC Form D filings by 7 issuers between Aug 2010 and Apr 2017. Largest by amount reported sold: Signal Laboratories, Inc. (Menlo Park, CA — other technology — 2016–2017; $3.53M reported sold to 4 investors), TapMe, Inc. (Chicago, IL — other technology — 2011–2012; $2.55M reported sold to 26 investors), CRUX SYSTEMS, INC. (Burlingame, CA — other technology — 2014; $200K reported sold to 1 investors), LootWorks, Inc. (Saratoga, CA — other technology — 2010–2011; $140K reported sold to 2 investors), Chariot of Helios Opportunities Fund, L.P. (San Francisco, CA — pooled investment fund — 2017) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $6.42M sold in total.

Listed alongside JEREMY ALLEN CONRAD (3 shared filings), Helen Zelman Boniske (2 shared filings), Joel Daniel Brinton (2 shared filings), Joshua Hernandez (2 shared filings), Matthew Spiegel (2 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

3 of the issuers belong to the sponsor group Chariot (6 issuers, $5.09M reported sold, 2011–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Chariot has 6 companies on file and $5.09M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 23 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Eric Klein and found 6 differences, 1 worth asking the sponsor about: Eric Klein appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric Klein has not run yet — it is joining a line of 55,445 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Dominic Lowery v. Eric Klein dismissed
District Court, C.D. California · No. 2:04-cv-08850 · Filed Oct 26, 2004 · Closed Jan 24, 2006 · Nature of suit: 470 Civil (RICO)
Role of Eric Klein: Defendant · Outcome: Terminated 2006-01-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric Klein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 2 open, 21 closed (disposition not in docket feed)

Eric M Klein open
United States Bankruptcy Court, E.D. Michigan · No. 26-21382 · Filed Sep 18, 2026
Role of Eric M Klein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Eric R. Klein open
United States Bankruptcy Court, S.D. Ohio · No. 2:26-bk-52399 · Filed May 19, 2026
Role of Eric R. Klein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Eric D Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 17-60738 · Filed Apr 6, 2017 · Closed Aug 4, 2017
Role of Eric D Klein: Debtor · Outcome: Case closed 2017-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Eric R. Klein and Karina P. Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-17-71127 · Filed Feb 28, 2017 · Closed May 13, 2022
Role of Eric R. Klein and Karina P. Klein: Debtor · Outcome: Case closed 2022-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Eric J. Klein closed
United States Bankruptcy Court, N.D. New York · No. 14-31966 · Filed Dec 30, 2014 · Closed Apr 24, 2015
Role of Eric J. Klein: Debtor · Outcome: Case closed 2015-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Eric Klein closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-29252 · Filed Oct 10, 2014 · Closed Jan 21, 2015
Role of Eric Klein: Debtor · Outcome: Case closed 2015-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric N Klein and Kristy L Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 14-14883 · Filed Jul 30, 2014 · Closed Nov 18, 2014
Role of Eric N Klein and Kristy L Klein: Debtor · Outcome: Case closed 2014-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Eric J Klein and Christine M. Klein closed
United States Bankruptcy Court, N.D. California · No. 12-58687 · Filed Dec 6, 2012 · Closed Feb 14, 2018
Role of Eric J Klein and Christine M. Klein: Debtor · Outcome: Case closed 2018-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric H Klein closed
United States Bankruptcy Court, N.D. Georgia · No. 10-98955 · Filed Dec 31, 2010 · Closed Apr 12, 2011
Role of Eric H Klein: Debtor · Outcome: Case closed 2011-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
Eric R. Klein and Lindsey W. Klein closed
United States Bankruptcy Court, N.D. Alabama · No. 09-82309 · Filed Jun 8, 2009 · Closed Sep 21, 2009
Role of Eric R. Klein and Lindsey W. Klein: Debtor · Outcome: Case closed 2009-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Eric J Klein and Victoria L Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-07-70555 · Filed Feb 22, 2007 · Closed Aug 13, 2007
Role of Eric J Klein and Victoria L Klein: Debtor · Outcome: Case closed 2007-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Eric L. Klein closed
United States Bankruptcy Court, D. Colorado · No. 06-11752 · Filed Apr 12, 2006 · Closed Aug 23, 2006
Role of Eric L. Klein: Debtor · Outcome: Case closed 2006-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in CO (not a filing state)
Eric L. Klein closed
United States Bankruptcy Court, D. Colorado · No. 06-10212 · Filed Jan 26, 2006 · Closed Apr 18, 2006
Role of Eric L. Klein: Debtor · Outcome: Case closed 2006-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in CO (not a filing state)
Eric W. Klein and Mandy J. Klein closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-05-22141 · Filed Oct 15, 2005 · Closed Mar 31, 2006
Role of Eric W. Klein and Mandy J. Klein: Debtor · Outcome: Case closed 2006-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
Eric M. Klein closed
United States Bankruptcy Court, S.D. Florida. · No. 05-38296 · Filed Oct 14, 2005 · Closed Mar 10, 2006
Role of Eric M. Klein: Debtor · Outcome: Case closed 2006-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Eric C. Klein and Johanna M. Rivera closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-54282 · Filed Mar 21, 2005 · Closed Jul 20, 2005
Role of Eric C. Klein and Johanna M. Rivera: Debtor · Outcome: Case closed 2005-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Eric W. Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-03-87457 · Filed Nov 14, 2003 · Closed Jan 11, 2007
Role of Eric W. Klein: Debtor · Outcome: Case closed 2007-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Eric Klein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-16320 · Filed Apr 24, 2003 · Closed Sep 8, 2003
Role of Eric Klein: Debtor · Outcome: Case closed 2003-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Eric J. Klein closed
United States Bankruptcy Court, D. New Jersey · No. 01-33298 · Filed Mar 26, 2001 · Closed Jul 11, 2001
Role of Eric J. Klein: Debtor · Outcome: Case closed 2001-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Eric C. Klein closed
United States Bankruptcy Court, E.D. Wisconsin · No. 98-26410 · Filed Jun 19, 1998 · Closed Sep 29, 1998
Role of Eric C. Klein: Debtor · Outcome: Case closed 1998-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
Eric D. Klein and Laura A. Klein closed
United States Bankruptcy Court, N.D. New York · No. 95-11952 · Filed May 19, 1995 · Closed Nov 16, 1995
Role of Eric D. Klein and Laura A. Klein: Debtor · Outcome: Case closed 1995-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Eric R. Klein closed
United States Bankruptcy Court, D. New Jersey · No. 95-31373 · Filed Mar 2, 1995 · Closed Sep 7, 1995
Role of Eric R. Klein: Debtor · Outcome: Case closed 1995-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Eric J. Klein closed
United States Bankruptcy Court, N.D. New York · No. 86-11505 · Filed Oct 10, 1986 · Closed Oct 13, 1987
Role of Eric J. Klein: Debtor · Outcome: Case closed 1987-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Eric Klein — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Sep 5, 2013 – Apr 3, 2017

Eric Klein appears on 3 deals that stopped filing before reaching their target

Chariot of Helios Opportunities Fund, L.P. (last filing Apr 3, 2017; $0 sold of $10,000,000); Aegis of Athena Fund, L.P. (last filing Jan 28, 2016; $0 sold of $50,000,000); Chariot of Helios Fund, L.P. (last filing Sep 5, 2013; $0 sold of $15,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Chariot of Helios Opportunities Fund, L.P. — PartnerFacts page ↗Aegis of Athena Fund, L.P. — PartnerFacts page ↗Chariot of Helios Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 18, 2010 – May 11, 2016

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Signal Laboratories, Inc. (latest filing May 11, 2016) · No amendment in the last 12 months on an offering that may still be open — TapMe, Inc. (latest filing Mar 13, 2012) · No amendment in the last 12 months on an offering that may still be open — TapMe, Inc. (latest filing Dec 21, 2011) · No amendment in the last 12 months on an offering that may still be open — LootWorks, Inc. (latest filing Feb 4, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 11, 2016 ↗Signal Laboratories, Inc. — PartnerFacts page ↗Form D · Mar 13, 2012 ↗TapMe, Inc. — PartnerFacts page ↗
Sources
Note · Nov 21, 2012 – Dec 17, 2025

Same name, different state: "Eric Klein" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Eric Klein" with address state A6, is listed on 3 filings — most recently by NORTHFIELD CAPITAL CORP (Dec 17, 2025). Both records have filings in the same period (Nov 21, 2012 to Apr 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric Klein (A6) — PartnerFacts page ↗Form D · Dec 17, 2025 ↗NORTHFIELD CAPITAL CORP — PartnerFacts page ↗Eric Klein (CA) — this page ↗
Sources
Note · May 9, 2017 – Aug 10, 2021

Same name, different state: "Eric Klein" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Eric Klein" with address state NY, is listed on 2 filings — most recently by LRE Chattanooga LLC (Aug 10, 2021). The two records do not overlap in time: this page runs Aug 24, 2010 to Apr 6, 2017; the other runs May 9, 2017 to Aug 10, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric Klein (NY) — PartnerFacts page ↗Form D · Aug 10, 2021 ↗LRE Chattanooga LLC — PartnerFacts page ↗Eric Klein (CA) — this page ↗
Sources
Note · Apr 18, 2019

Same name, different state: "Eric R. Klein" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Eric R. Klein" with address state A6, is listed on 1 filing — most recently by 2670995 Ontario Inc. (Apr 18, 2019). The two records do not overlap in time: this page runs Aug 24, 2010 to Apr 6, 2017; the other has one filing dated Apr 18, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric R. Klein (A6) — PartnerFacts page ↗Form D · Apr 18, 2019 ↗2670995 Ontario Inc. — PartnerFacts page ↗Eric Klein (CA) — this page ↗
Sources
Note · Sep 14, 2017

Same name, different state: "Eric Klein" (DC) is a separate record

This page covers filings where the address state is CA. A separate record, "Eric Klein" with address state DC, is listed on 1 filing — most recently by Restin, Inc. (Sep 14, 2017). The two records do not overlap in time: this page runs Aug 24, 2010 to Apr 6, 2017; the other has one filing dated Sep 14, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric Klein (DC) — PartnerFacts page ↗Form D · Sep 14, 2017 ↗Restin, Inc. — PartnerFacts page ↗Eric Klein (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 6, 2017 D
Signal Laboratories, Inc.
File 021-284199
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2017 D
Chariot of Helios Opportunities Fund, L.P.
File 021-283936
$0$0$0None listed on this filingEDGAR ↗
May 11, 2016 D
Signal Laboratories, Inc.
File 021-262947
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2016 D
Aegis of Athena Fund, L.P.
File 021-256235
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Nov 7, 2014 D
CRUX SYSTEMS, INC.
File 021-227931
$0$0$0None no CRD number reportedEDGAR ↗
Sep 5, 2013 D
Chariot of Helios Fund, L.P.
File 021-202351
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2012 D
TapMe, Inc.
File 021-174854
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2011 D
TapMe, Inc.
File 021-170483
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2011 D/A
LootWorks, Inc.
File 021-146810
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Eric Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SL
Other Technology

Signal Laboratories, Inc.

Menlo Park, CA · May 11, 2016 → Apr 6, 2017 · 2 filings
  • Apr 6, 2017 · D · $3,526,417 sold of $3,526,417 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2016 · D · $3,299,999 sold of $3,350,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.53M from 4 investors (100% of the $3.53M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Chariot

Chariot of Helios Opportunities Fund, L.P.

San Francisco, CA · Apr 3, 2017
  • Apr 3, 2017 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Chariot

Aegis of Athena Fund, L.P.

San Francisco, CA · Jan 28, 2016
  • Jan 28, 2016 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Other Technology

CRUX SYSTEMS, INC.

Burlingame, CA · Nov 7, 2014
  • Nov 7, 2014 · D · $200,000 sold of $200,000 · 1 investors · min. $200,000 · role: Executive Officer, Director EDGAR ↗

Raised $200K from 1 investor (100% of the $200K target) as of the latest filing. Eric is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Chariot

Chariot of Helios Fund, L.P.

San Francisco, CA · Sep 5, 2013
  • Sep 5, 2013 · D · $0 sold of $15,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

T
Other Technology

TapMe, Inc.

Chicago, IL · Dec 21, 2011 → Mar 13, 2012 · 2 filings
  • Mar 13, 2012 · D · $2,549,659 sold of $2,969,866 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2011 · D · $423,868 sold of $500,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.55M from 26 investors (86% of the $2.97M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

L
Other Technology

LootWorks, Inc.

Saratoga, CA · Aug 24, 2010 → Feb 4, 2011 · 2 filings
  • Feb 4, 2011 · D/A · $140,000 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 24, 2010 · D · $100,000 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗

Raised $140K from 2 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Eric Klein — Ontario, Canada (as filed: A6), 3 issuers, Nov 21, 2012 → Dec 17, 2025 · no shared issuer
  • Eric Klein — NY, 2 issuers, May 9, 2017 → Aug 10, 2021 · no shared issuer
  • Eric Klein — DC, 1 issuer, Sep 14, 2017 → Sep 14, 2017 · no shared issuer
  • Eric R. Klein — Ontario, Canada (as filed: A6), 1 issuer, Apr 18, 2019 → Apr 18, 2019 · no shared issuer

People around Eric 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

C
Management entity

Cedalion II, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

C
Management entity

Cedalion III, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

CO
Management entity

Cedalion II Opportunities, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JEREMY ALLEN CONRAD

Director · 3 shared filings (3 issuers) · also on 3 other issuers

JEREMY ALLEN CONRAD is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kelley

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Hernandez

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Spiegel

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Farsht

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Klein. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Helen Zelman Boniske

Director · 2 shared filings (2 issuers) · also on 3 other issuers

Helen Zelman Boniske is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Daniel Brinton

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

SY
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Yagan

Director · 1 shared filing (1 issuer) · also on 23 other issuers

Sam Yagan is on 24 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kapil Chaudhary

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric Klein. Their page shows their other deals.

HZ
No photo found yet (own website and image search run after this page is viewed)
Person

HELEN ROSEANNE ZELMAN

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric Klein. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Larkins

Director · 1 shared filing (1 issuer) · also on 16 other issuers

Stuart Larkins is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Lapin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Klein. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Skylar Stein

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Colvin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin Chiu

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin J. V. Morse

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Klein. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Chariot

6 issuers · 8 filings · $5.09M reported sold · 2011–2020

One team, 6 deal companies. Eric Klein is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Klein.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric Klein is listed on: none on file. No website or social profile named in Signal Laboratories, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #273,136 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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