Eric Gooley is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jan 2010 and Nov 2024: Grayline Funds, LP (Westminster, CO — pooled investment fund — 2023–2024; $240K reported sold to 5 investors) and Idaptic, Inc. (Westminster, CO — industry reported as "Other" — 2010; $50K reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $290K sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Eric Gooley and found 2 differences, 1 worth asking the sponsor about: Eric Gooley is no longer listed on the Apr 2, 2010 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.