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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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Eric D. Patton

Named as an officer, director or promoter on SEC Form D filings · CO · Aug 19, 2009 → Jul 30, 2010

1deal (issuers)
$500Kreported sold
5investors
4Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric D. Patton is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 1 issuer between Aug 2009 and Jul 2010: Avant-Garde Wealth Management Inc. (Denver, CO — investing — 2009–2010; $500K reported sold to 5 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jason T. Blom (3 shared filings), Jennifer Patton (3 shared filings), Jon E. Dubravac (3 shared filings) and Nicole Marokus (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 SEC releases, 22 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Eric D. Patton and found 15 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric D. Patton has not run yet — it is joining a line of 18,027 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Eric Patton, et al. Litigation release
SEC · Jun 26, 2008 · Parties as named in the release: Eric Patton, et al. Read the release ↗
same full name in the release title; the person's filing state is not named
Eric Patton, et al. Litigation release
SEC · Oct 8, 2002 · Parties as named in the release: Eric Patton, et al. Read the release ↗
same full name in the release title; the person's filing state is not named
Eric Patton, et al. Litigation release
SEC · Apr 30, 2002 · Parties as named in the release: Eric Patton, et al. Read the release ↗
same full name in the release title; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric D. Patton..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Eric Patton closed
United States Bankruptcy Court, N.D. New York · No. 23-60430 · Filed Jun 14, 2023 · Closed Mar 5, 2024
Role of Eric Patton: Debtor · Outcome: Case closed 2024-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in NY (not a filing state)
Eric Patton closed
United States Bankruptcy Court, N.D. Texas · No. 20-41990 · Filed Jun 8, 2020 · Closed Sep 16, 2020
Role of Eric Patton: Debtor · Outcome: Case closed 2020-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in TX (not a filing state)
Eric Patton closed
United States Bankruptcy Court, N.D. Ohio · No. 19-15592 · Filed Sep 7, 2019 · Closed Mar 31, 2020
Role of Eric Patton: Debtor · Outcome: Case closed 2020-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in OH (not a filing state)
Eric T Patton, Jr closed
United States Bankruptcy Court, N.D. Illinois · No. 18-33824 · Filed Dec 6, 2018 · Closed Mar 19, 2019
Role of Eric T Patton, Jr: Debtor · Outcome: Case closed 2019-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in IL (not a filing state); middle initial differs
Eric T Patton closed
United States Bankruptcy Court, N.D. Illinois · No. 18-11691 · Filed Apr 20, 2018 · Closed Dec 3, 2018
Role of Eric T Patton: Debtor · Outcome: Case closed 2018-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in IL (not a filing state); middle initial differs
Eric J. Patton and Sandra L. Patton closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 18-20695 · Filed Feb 26, 2018 · Closed Aug 1, 2018
Role of Eric J. Patton and Sandra L. Patton: Debtor · Outcome: Case closed 2018-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in PA (not a filing state); middle initial differs
Eric L Patton, Sr. and Loretha Patton closed
United States Bankruptcy Court, E.D. Wisconsin · No. 17-25260 · Filed May 26, 2017 · Closed Jun 1, 2022
Role of Eric L Patton, Sr.: Debtor · Outcome: Case closed 2022-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in WI (not a filing state); middle initial differs
Eric Patton and Loretha Patton closed
United States Bankruptcy Court, E.D. Wisconsin · No. 14-29855 · Filed Aug 4, 2014 · Closed Apr 22, 2015
Role of Eric Patton and Loretha Patton: Debtor · Outcome: Case closed 2015-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in WI (not a filing state); middle initial differs
Eric T Patton closed
United States Bankruptcy Court, N.D. Illinois · No. 13-34877 · Filed Aug 30, 2013 · Closed Apr 16, 2018
Role of Eric T Patton: Debtor · Outcome: Case closed 2018-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in IL (not a filing state); middle initial differs
Eric C. Patton and Jenine Patton closed
United States Bankruptcy Court, E.D. Wisconsin · No. 11-35474 · Filed Oct 11, 2011 · Closed Feb 16, 2012
Role of Eric C. Patton and Jenine Patton: Debtor · Outcome: Case closed 2012-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in WI (not a filing state); middle initial differs
Eric Patton and Mahsa Patton closed
United States Bankruptcy Court, E.D. California · No. 11-31906 · Filed May 12, 2011 · Closed Sep 2, 2011
Role of Eric Patton and Mahsa Patton: Debtor · Outcome: Case closed 2011-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in CA (not a filing state); middle initial differs
Eric Patton and Jennafer Patton closed
United States Bankruptcy Court, E.D. California · No. 10-37492 · Filed Jul 1, 2010 · Closed Feb 9, 2012
Role of Eric Patton and Jennafer Patton: Debtor · Outcome: Case closed 2012-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in CA (not a filing state); middle initial differs
Eric S. Patton closed
United States Bankruptcy Court, E.D. Michigan · No. 08-55040 · Filed Jun 20, 2008 · Closed Jan 7, 2009
Role of Eric S. Patton: Debtor · Outcome: Case closed 2009-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in MI (not a filing state); middle initial differs
Eric J. Patton and Sandra L. Patton closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-20877 · Filed Jan 26, 2005 · Closed Feb 26, 2009
Role of Eric J. Patton and Sandra L. Patton: Debtor · Outcome: Case closed 2009-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in PA (not a filing state); middle initial differs
Eric E. Patton and Ina L. Patton closed
United States Bankruptcy Court, S.D. Texas · No. 04-38900 · Filed Jun 25, 2004 · Closed Oct 14, 2004
Role of Eric E. Patton and Ina L. Patton: Debtor · Outcome: Case closed 2004-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in TX (not a filing state); middle initial differs
Eric K Patton closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-23633 · Filed May 20, 2003 · Closed Sep 19, 2003
Role of Eric K Patton: Debtor · Outcome: Case closed 2003-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in CA (not a filing state); middle initial differs
Eric J. Patton and Sandra L. Patton closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 02-28148 · Filed Jul 31, 2002 · Closed Nov 29, 2002
Role of Eric J. Patton and Sandra L. Patton: Debtor · Outcome: Case closed 2002-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in PA (not a filing state); middle initial differs
Eric P. Patton and Diana Patton closed
United States Bankruptcy Court, S.D. Illinois · No. 02-41494 · Filed Jun 25, 2002 · Closed Sep 30, 2002
Role of Eric P. Patton and Diana Patton: Debtor · Outcome: Case closed 2002-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in IL (not a filing state); middle initial differs
Eric W Patton and Jennifer Leigh Patton closed
United States Bankruptcy Court, W.D. Virginia · No. 01-03506 · Filed Aug 13, 2001 · Closed Nov 6, 2001
Role of Eric W Patton and Jennifer Leigh Patton: Debtor · Outcome: Case closed 2001-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in VA (not a filing state); a co-listed related person is a party; middle initial differs
Eric J. Patton closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 93-23640 · Filed Oct 15, 1993 · Closed Feb 15, 1994
Role of Eric J. Patton: Debtor · Outcome: Case closed 1994-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in PA (not a filing state); middle initial differs
Eric Van Patton and Tammy Renee Patton closed
United States Bankruptcy Court, S.D. Illinois · No. 93-30469 · Filed Apr 23, 1993 · Closed Jul 21, 1993
Role of Eric Van Patton and Tammy Renee Patton: Debtor · Outcome: Case closed 1993-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in IL (not a filing state)
Eric Patton closed
United States Bankruptcy Court, N.D. Georgia · No. 91-42910 · Filed Nov 20, 1991 · Closed Jan 31, 1995
Role of Eric Patton: Debtor · Outcome: Case closed 1995-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 39 federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Eric D. Patton — 2 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Aug 19, 2009 – Dec 15, 2009

Amount sold went down between filings — Avant-Garde Wealth Management Inc.

The Aug 19, 2009 filing says $500,000 sold; the Dec 15, 2009 Form D says $200,000 sold — $300,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 19, 2009 ↗Form D (later) · Dec 15, 2009 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Worth asking · Aug 19, 2009 – Dec 15, 2009

Investor count went down between filings — Avant-Garde Wealth Management Inc.

The Aug 19, 2009 filing reports 5 investors; the Dec 15, 2009 Form D reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Aug 19, 2009 ↗Form D (later) · Dec 15, 2009 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · May 17, 2010 – Jun 2, 2010

Form D filed 16 days after the first sale — Avant-Garde Wealth Management Inc.

The filing says the first sale was May 17, 2010. The Form D was filed Jun 2, 2010 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 2, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Jun 2, 2010 – Jul 30, 2010

Eric D. Patton's role changed at Avant-Garde Wealth Management Inc.: executive officer → executive officer, director, promoter

The Jun 2, 2010 filing lists Eric D. Patton as executive officer; the Jul 30, 2010 Form D/A lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 2, 2010 ↗Form D/A · Jul 30, 2010 ↗Eric D. Patton — PartnerFacts page ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Dec 15, 2009 – Jun 2, 2010

Eric D. Patton's role changed at Avant-Garde Wealth Management Inc.: executive officer, director, promoter → executive officer

The Dec 15, 2009 filing lists Eric D. Patton as executive officer, director, promoter; the Jun 2, 2010 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 15, 2009 ↗Form D · Jun 2, 2010 ↗Eric D. Patton — PartnerFacts page ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Jun 2, 2010 – Jul 30, 2010

Offering amount changed between filings — Avant-Garde Wealth Management Inc.

The Jun 2, 2010 filing says $5,000,000 offered; the Jul 30, 2010 Form D/A says $20,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 2, 2010 ↗Form D/A (later) · Jul 30, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2009 – Dec 15, 2009

Offering amount changed between filings — Avant-Garde Wealth Management Inc.

The Aug 19, 2009 filing says $500,000 offered; the Dec 15, 2009 Form D says $20,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 19, 2009 ↗Form D (later) · Dec 15, 2009 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · May 17, 2010 – Jul 30, 2010

No amendment in the last 12 months on an offering that may still be open — Avant-Garde Wealth Management Inc. (latest filing Jul 30, 2010)

The latest filing for this offering is dated Jul 30, 2010 (first sale May 17, 2010). It reports $120,000 sold of $20,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 30, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2009 – Dec 15, 2009

No amendment in the last 12 months on an offering that may still be open — Avant-Garde Wealth Management Inc. (latest filing Dec 15, 2009)

The latest filing for this offering is dated Dec 15, 2009 (first sale Aug 4, 2009). It reports $200,000 sold of $20,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 15, 2009 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2009 – Jun 2, 2010

Industry group changed between filings — Avant-Garde Wealth Management Inc.

"Other" (Aug 19, 2009 to Dec 15, 2009); then "Investing" (Jun 2, 2010 to Jul 30, 2010).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 19, 2009 ↗Form D · Jun 2, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Jun 2, 2010 – Jul 30, 2010

Address moved from Castle Rock, CO to Denver, CO — Avant-Garde Wealth Management Inc.

The people listed on the Jun 2, 2010 filing give Castle Rock, CO; on the Jul 30, 2010 filing they give Denver, CO. The address now on file (4600 S. Ulster Street, Suite 500, Denver, CO) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jun 2, 2010 ↗Form D/A · Jul 30, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Dec 15, 2009 – Jun 2, 2010

Address moved from Denver, CO to Castle Rock, CO — Avant-Garde Wealth Management Inc.

The people listed on the Dec 15, 2009 filing give Denver, CO; on the Jun 2, 2010 filing they give Castle Rock, CO. The address now on file (4600 S. Ulster Street, Suite 500, Denver, CO) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Dec 15, 2009 ↗Form D · Jun 2, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2009 – Dec 15, 2009

Address moved from Castle Rock, CO to Denver, CO — Avant-Garde Wealth Management Inc.

The people listed on the Aug 19, 2009 filing give Castle Rock, CO; on the Dec 15, 2009 filing they give Denver, CO. The address now on file (4600 S. Ulster Street, Suite 500, Denver, CO) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Aug 19, 2009 ↗Form D · Dec 15, 2009 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2009 – Jul 30, 2010

Reported revenue range changed between filings — Avant-Garde Wealth Management Inc.

"Decline to Disclose" (Aug 19, 2009); then "$1 - $1,000,000" (Jun 2, 2010); then "Decline to Disclose" (Jul 30, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 19, 2009 ↗Form D · Jun 2, 2010 ↗Form D/A · Jul 30, 2010 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2009 – Dec 15, 2009

Minimum investment changed between filings — Avant-Garde Wealth Management Inc.

The Aug 19, 2009 filing lists a minimum of $20,000; the Dec 15, 2009 Form D lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 19, 2009 ↗Form D (later) · Dec 15, 2009 ↗Avant-Garde Wealth Management Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $280,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 30, 2010 D/A
Avant-Garde Wealth Management Inc.
File 021-142809
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 15, 2009 D
Avant-Garde Wealth Management Inc.
File 021-133769
$0$0$280,000None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Eric D. Patton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AG
Investing

Avant-Garde Wealth Management Inc.

Denver, CO · Aug 19, 2009 → Jul 30, 2010 · 4 filings
  • Jul 30, 2010 · D/A · $120,000 sold of $20,000,000 · 3 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jun 2, 2010 · D · $20,000 sold of $5,000,000 · 1 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Dec 15, 2009 · D · $200,000 sold of $20,000,000 · 2 investors · min. $50,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 19, 2009 · D · $500,000 sold of $500,000 · 5 investors · min. $20,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $500K from 5 investors (3% of the $20M target) as of the latest filing. Eric is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Eric 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jason T. Blom

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric D. Patton. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jon E. Dubravac

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Eric D. Patton. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Patton

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric D. Patton. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nicole Marokus

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric D. Patton. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric D. Patton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric D. Patton is listed on: none on file. No website or social profile named in Avant-Garde Wealth Management Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #360,990 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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