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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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Eric Brotman

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 11, 2009 → Jan 15, 2010

12deals (issuers)
$3.38Breported sold
7,845investors
22Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric Brotman is listed as an executive officer and director on 22 SEC Form D filings by 12 issuers between Mar 2009 and Jan 2010. Largest by amount reported sold: ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. (New York, NY — pooled investment fund — 2009; $1.03B reported sold to 1,820 investors), ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. (New York, NY — pooled investment fund — 2009; $417.9M reported sold to 739 investors), A&Q ACTIVIST FUND LLC (Stamford, CT — pooled investment fund — 2009; $369.7M reported sold to 475 investors), ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. (New York, NY — pooled investment fund — 2009; $355.2M reported sold to 689 investors), UBS Para Fund, L.L.C. (New York, NY — pooled investment fund — 2009; $243.2M reported sold to 477 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $3.38B sold in total.

Listed alongside Craig K. Goos (21 shared filings), Robert Francis Aufenanger (21 shared filings), Stephen Roussin (21 shared filings) and UBS Fund Advisor, L.L.C. (21 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

The issuers belong to 2 sponsor groups: A And Q Metric Spc (130 issuers, $29.56B reported sold, 2009–2026) and Alphakeys (35 issuers, $9.16B reported sold, 2009–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 22 public filings for Eric Brotman and found 14 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric Brotman has not run yet — it is joining a line of 8,220 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric Brotman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Eric Brotman — 7 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Dec 2, 2009 – Mar 15, 2012

Amount sold went down between filings — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

The Dec 2, 2009 filing says $149,915,158 sold; the Mar 15, 2012 Form D/A says $138,516,995 sold — $11,398,163 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2009 ↗Form D/A (later) · Mar 15, 2012 ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2009

Amount sold went down between filings — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

The Mar 11, 2009 filing says $149,465,158 sold; the Mar 11, 2009 Form D/A says $99,113,842 sold — $50,351,316 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 11, 2009 ↗Form D/A (later) · Mar 11, 2009 ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Dec 2, 2009 – Mar 15, 2012

Investor count went down between filings — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

The Dec 2, 2009 filing reports 283 investors; the Mar 15, 2012 Form D/A reports 118 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 2, 2009 ↗Form D/A (later) · Mar 15, 2012 ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2009

Investor count went down between filings — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

The Mar 11, 2009 filing reports 281 investors; the Mar 11, 2009 Form D/A reports 67 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 11, 2009 ↗Form D/A (later) · Mar 11, 2009 ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Nov 2, 2009 – Jan 15, 2010

Form D filed 74 days after the first sale — UBS Distressed Opportunities Fund III, L.L.C.

The filing says the first sale was Nov 2, 2009. The Form D was filed Jan 15, 2010 — 74 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 59 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 15, 2010 ↗UBS Distressed Opportunities Fund III, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Dec 1, 2001 – Mar 11, 2009

Form D filed 2,657 days after the first sale — A&Q Equity Opportunity Fund LLC

The filing says the first sale was Dec 1, 2001. The Form D was filed Mar 11, 2009 — 2,657 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,642 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 11, 2009 ↗A&Q Equity Opportunity Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2009 – Nov 15, 2013

9 people are no longer listed on a later amendment

Eric Brotman is no longer listed on the Nov 15, 2013 amendment — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. · Eric Brotman is no longer listed on the Mar 15, 2012 amendment — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. · Eric Brotman is no longer listed on the Dec 2, 2010 amendment — O'Connor Fund of Funds: Masters LLC · Eric Brotman is no longer listed on the Dec 2, 2010 amendment — A&Q ACTIVIST FUND LLC · Eric Brotman is no longer listed on the Dec 2, 2010 amendment — ALPHAKEYS PAULSON ADVANTAGE, L.L.C. · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 2, 2009 ↗Form D/A · Nov 15, 2013 ↗Eric Brotman — PartnerFacts page ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. — PartnerFacts page ↗
Sources
Note · Nov 2, 2009 – Jan 15, 2010

No amendment in the last 12 months on an offering that may still be open — UBS Distressed Opportunities Fund III, L.L.C. (latest filing Jan 15, 2010)

The latest filing for this offering is dated Jan 15, 2010 (first sale Nov 2, 2009). It reports $58,700,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 15, 2010 ↗UBS Distressed Opportunities Fund III, L.L.C. — PartnerFacts page ↗
Sources
Note · Aug 1, 2007 – Dec 2, 2009

No amendment in the last 12 months on an offering that may still be open — Satellite Multi-Strategy Access Fund, L.L.C. (latest filing Dec 2, 2009)

The latest filing for this offering is dated Dec 2, 2009 (first sale Aug 1, 2007). It reports $71,296,204 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 2, 2009 ↗Satellite Multi-Strategy Access Fund, L.L.C. — PartnerFacts page ↗
Sources
Note · Aug 1, 2004 – Dec 2, 2009

No amendment in the last 12 months on an offering that may still be open — UBS Para Fund, L.L.C. (latest filing Dec 2, 2009)

The latest filing for this offering is dated Dec 2, 2009 (first sale Aug 1, 2004). It reports $243,192,928 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 2, 2009 ↗UBS Para Fund, L.L.C. — PartnerFacts page ↗
Sources
Note · Dec 2, 2010 – May 3, 2013

5 address changes between filings

Address moved from Stamford, CT to Grand Cayman, Cayman Islands (as filed: E9) — A&Q ACTIVIST FUND LLC · Address moved from New York, NY to Stamford, CT — O'Connor Fund of Funds: Masters LLC · Address moved from New York, NY to Stamford, CT — A&Q ACTIVIST FUND LLC · Address moved from New York, NY to Stamford, CT — A&Q Equity Opportunity Fund LLC · Address moved from New York, NY to Stamford, CT — A&Q Technology Fund LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Nov 30, 2012 ↗Form D/A · May 3, 2013 ↗A&Q ACTIVIST FUND LLC — PartnerFacts page ↗Form D/A · Dec 2, 2010 ↗
Sources
Note · Dec 2, 2009 – Nov 15, 2013

Minimum investment changed between filings — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.

The Dec 2, 2009 filing lists a minimum of $500,000; the Nov 15, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 2, 2009 ↗Form D/A (later) · Nov 15, 2013 ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. — PartnerFacts page ↗
Sources
Note · Dec 2, 2009 – Mar 15, 2012

Minimum investment changed between filings — ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

The Dec 2, 2009 filing lists a minimum of $500,000; the Mar 15, 2012 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 2, 2009 ↗Form D/A (later) · Mar 15, 2012 ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. — PartnerFacts page ↗
Sources
Note · Nov 17, 2009 – Dec 2, 2010

Minimum investment changed between filings — ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.

The Nov 17, 2009 filing lists a minimum of $5,000,000; the Dec 2, 2010 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 17, 2009 ↗Form D/A (later) · Dec 2, 2010 ↗ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 12 offerings reports sales commissions totalling $1,174,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 15, 2010 D
UBS Distressed Opportunities Fund III, L.L.C.
File 021-137887
$1,174,000 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services Inc. (CRD 8174 ↗)
EDGAR ↗
Dec 2, 2009 D/A
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
File 021-106198
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 2, 2009 D/A
Satellite Multi-Strategy Access Fund, L.L.C.
File 021-107626
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 2, 2009 D/A
A&Q ACTIVIST FUND LLC
File 021-99021
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 2, 2009 D/A
UBS Para Fund, L.L.C.
File 021-68364
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 2, 2009 D/A
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.
File 021-101619
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 2, 2009 D/A
O'Connor Fund of Funds: Masters LLC
File 021-94789-4N
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 2, 2009 D/A
ALPHAKEYS PAULSON ADVANTAGE, L.L.C.
File 021-134445
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Nov 17, 2009 D
ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.
File 021-136187
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Nov 17, 2009 D/A
UBS Distressed Partners, L.L.C.
File 021-124771
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Mar 11, 2009 D/A
A&Q Equity Opportunity Fund LLC
File 021-127649
$0$0$0UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Mar 11, 2009 D/A
A&Q Technology Fund LLC
File 021-63273
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Eric Brotman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UD
Pooled Investment Fund · group: A And Q Metric Spc

UBS Distressed Opportunities Fund III, L.L.C.

New York, NY · Jan 15, 2010
  • Jan 15, 2010 · D · $58,700,000 sold of Indefinite · 100 investors · min. No minimum reported · role: Executive Officer (Authorized Person) EDGAR ↗

Raised $58.7M from 100 investors as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Fund of Funds: Masters LLC

Stamford, CT · May 13, 2009 → Dec 2, 2009 · 2 filings
  • Dec 2, 2009 · D/A · $53,039,764 sold of Indefinite · 73 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • May 13, 2009 · D/A · $47,639,764 sold of Indefinite · 63 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗

Raised $89.8M from 121 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.

New York, NY · Mar 11, 2009 → Dec 2, 2009 · 2 filings
  • Dec 2, 2009 · D/A · $221,193,178 sold of Indefinite · 295 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $220,943,178 sold of Indefinite · 292 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗

Raised $417.9M from 739 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AQ
Pooled Investment Fund · group: A And Q Metric Spc

A&Q ACTIVIST FUND LLC

Stamford, CT · Mar 11, 2009 → Dec 2, 2009 · 2 filings
  • Dec 2, 2009 · D/A · $357,578,361 sold of Indefinite · 467 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $357,278,361 sold of Indefinite · 466 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗

Raised $369.7M from 475 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS PAULSON ADVANTAGE, L.L.C.

New York, NY · Sep 15, 2009 → Dec 2, 2009 · 2 filings
  • Dec 2, 2009 · D/A · $199,209,000 sold of Indefinite · 498 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗
  • Sep 15, 2009 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗

Raised $238M from 542 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

New York, NY · Mar 11, 2009 → Dec 2, 2009 · 4 filings
  • Dec 2, 2009 · D/A · $149,915,158 sold of Indefinite · 283 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • Dec 2, 2009 · D/A · $104,108,842 sold of Indefinite · 70 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $99,113,842 sold of Indefinite · 67 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $149,465,158 sold of Indefinite · 281 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗

Raised $1.03B from 1,820 investors as of the latest filing. Eric is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: A And Q Metric Spc

Satellite Multi-Strategy Access Fund, L.L.C.

New York, NY · Mar 11, 2009 → Dec 2, 2009 · 2 filings
  • Dec 2, 2009 · D/A · $71,296,204 sold of Indefinite · 120 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $71,296,204 sold of Indefinite · 120 investors · min. $500,000 · role: Director, Executive Officer EDGAR ↗

Raised $71.3M from 120 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UP
Pooled Investment Fund · group: A And Q Metric Spc

UBS Para Fund, L.L.C.

New York, NY · Mar 11, 2009 → Dec 2, 2009 · 2 filings
  • Dec 2, 2009 · D/A · $243,192,928 sold of Indefinite · 477 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $243,192,928 sold of Indefinite · 477 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗

Raised $243.2M from 477 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UD
Pooled Investment Fund · group: A And Q Metric Spc

UBS Distressed Partners, L.L.C.

New York, NY · Nov 17, 2009
  • Nov 17, 2009 · D/A · $24,252,500 sold of Indefinite · 57 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗

Raised $46.3M from 99 investors as of the latest filing. Eric is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.

New York, NY · Nov 17, 2009
  • Nov 17, 2009 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director, Executive Officer EDGAR ↗

Raised $355.2M from 689 investors as of the latest filing. Eric is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AQ
Pooled Investment Fund · group: A And Q Metric Spc

A&Q Equity Opportunity Fund LLC

Stamford, CT · Mar 11, 2009 → Mar 11, 2009 · 2 filings
  • Mar 11, 2009 · D/A · $205,161,030 sold of Indefinite · 1,062 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 11, 2009 · D · $205,161,030 sold of Indefinite · 1,062 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗

Raised $216.5M from 1,098 investors as of the latest filing. Eric is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AQ
Pooled Investment Fund · group: A And Q Metric Spc

A&Q Technology Fund LLC

Stamford, CT · Mar 11, 2009
  • Mar 11, 2009 · D/A · $137,599,344 sold of Indefinite · 939 investors · min. $250,000 · role: Director, Executive Officer EDGAR ↗

Raised $236.4M from 1,565 investors as of the latest filing. Eric is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Eric 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

UF
Management entity

UBS Fund Advisor, L.L.C.

Promoter · 21 shared filings (11 issuers) · also on 3 other issuers

UBS Fund Advisor, L.L.C. is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Roussin

Director · 21 shared filings (11 issuers)

Stephen Roussin is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Craig K. Goos

Executive Officer, Director · 21 shared filings (11 issuers) · also on 2 other issuers

Craig K. Goos is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Francis Aufenanger

Director, Executive Officer · 21 shared filings (11 issuers) · also on 2 other issuers

Robert Francis Aufenanger is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AA
Sponsor group

A And Q Metric Spc

130 issuers · 701 filings · $29.56B reported sold · 2009–2026

One team, 130 deal companies. Eric Brotman is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Brotman.

A
Sponsor group

Alphakeys

35 issuers · 162 filings · $9.16B reported sold · 2009–2024

One team, 35 deal companies. Eric Brotman is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Brotman.

Same business address

18 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric Brotman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric Brotman is listed on: none on file. No website or social profile named in A&Q ACTIVIST FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #318,864 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Stamford, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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