ERIC BARNETT is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Feb 2014 and Nov 2022: OCARO PHARMACEUTICALS INC. (Greensboro, NC — pharmaceuticals — 2022; $5.18M reported sold to 12 investors) and Islet Sciences, Inc. (Yorba Linda, CA — biotechnology — 2014; $4.22M reported sold to 71 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $9.4M sold in total.
Listed alongside JAMES GREEN (3 shared filings), JOEL PERLIN (3 shared filings), JOHN STEEL (3 shared filings), RICHARD EGAN (3 shared filings), WILLIAM WILKISON (3 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ERIC. Each name links to their own page.
1 of the issuers belongs to the sponsor group Islet Sciences (2 issuers, $558K reported sold, 2011–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Islet Sciences has 2 companies on file and $558K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for ERIC BARNETT and found 4 differences, 1 worth asking the sponsor about: Form D filed 83 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.