Eric J. Green is listed as an executive officer on 122 SEC Form D filings by 15 issuers between Oct 2009 and Dec 2019. Largest by amount reported sold: Penn Capital Defensive High Yield Fund, L.P. (Philadelphia, PA — pooled investment fund — 2010–2019; $535.6M reported sold to 109 investors), PENN CORE HIGH YIELD BOND FUND LP (Philadelphia, PA — pooled investment fund — 2010–2019; $168.5M reported sold to 203 investors), Penn Institutional Loan Common Master Fund, LP (Philadelphia, PA — pooled investment fund — 2013–2019; $131M reported sold to 14 investors), PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP (Philadelphia, PA — pooled investment fund — 2010–2015; $125M reported sold to 119 investors), PENN SMALL TO MID CAP EQUITY FUND LP (Philadelphia, PA — pooled investment fund — 2010–2015; $82M reported sold to 101 investors) and 10 more (all listed below).
What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, over about 10 years. Across those companies the filings report $1.31B sold in total.
All 15 issuers belong to the sponsor group Penn (16 issuers, $1.29B reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Penn has 16 companies on file and $1.29B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 122 public filings for Eric J. Green and found 14 differences, 6 worth asking the sponsor about: Amount sold went down between filings; 16 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.