Ellen Kullman is listed as a director on 5 SEC Form D filings by 1 issuer between Jul 2016 and Apr 2019: Carbon, Inc. (Redwood City, CA — other technology — 2016–2019; $200M reported sold to 17 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Adam Grosser (5 shared filings), Alan S. Mulally (5 shared filings), James J. Goetz (5 shared filings), Joseph M. DeSimone (5 shared filings), Josh Green (5 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ellen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 12 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Ellen Kullman and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.