Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:55 AM ET

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Edward Cohen

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 3, 2009 → May 24, 2013

1deal (issuers)

$3.88Mreported sold

47investors

13Form D filings

2009–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Edward Cohen is listed as a director on 13 SEC Form D filings by 1 issuer between Sep 2009 and May 2013: GILMAN CIOCIA, INC. (Poughkeepsie, NY — other banking and financial services — 2009–2013; $3.88M reported sold to 47 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Allan Page (13 shared filings), Frederick Wasserman (13 shared filings), James Ciocia (13 shared filings), John Levy (13 shared filings), Michael Ryan (13 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Edward. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 9 court cases matching the name, 30 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Edward Cohen and found 8 differences, 1 worth asking the sponsor about: 11 regulator actions name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Edward Cohen has not run yet — it is joining a line of 21,705 names; searches run around the clock at the hosts' allowed rate. Searched so far: 363 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 7 closed (disposition not in docket feed), 2 judgment

GIBBS, KENNETH WILLIS v. COHEN, EDWARD L. closed

District Court, S.D. Indiana · No. 1:88-cv-00056 · Filed Jan 15, 1988 · Closed Feb 13, 1989

Role of COHEN, EDWARD L.: Defendant · Outcome: Terminated 1989-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

GIBBS, KENNETH WILLIS v. COHEN, EDWARD L. judgment

District Court, S.D. Indiana · No. 4:87-cv-00233 · Filed Dec 8, 1987 · Closed Jan 4, 1988 · Nature of suit: 190 Other contract actions

Role of COHEN, EDWARD L.: Defendant · Outcome: Terminated 1988-01-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

COHEN, EDWARD ET AL v. MCALLISTER, BRUCE, ET AL judgment

District Court, W.D. Pennsylvania · No. 1:87-cv-00090 · Filed Apr 15, 1987 · Closed Jun 29, 1988 · Nature of suit: 850 Securities, Commodities, Exchange

Role of COHEN, EDWARD: Plaintiff · Outcome: Terminated 1988-06-29 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in PA (not a filing state)

FERGUSON, HARRY E. v. COHEN, EDWARD closed

District Court, S.D. Indiana · No. 1:86-cv-00439 · Filed Apr 4, 1986 · Closed May 6, 1986

Role of COHEN, EDWARD: Defendant · Outcome: Terminated 1986-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

SAMPLEY, WILLIAM v. COHEN, EDWARD closed

District Court, S.D. Indiana · No. 1:86-cv-00303 · Filed Mar 10, 1986 · Closed Apr 15, 1986

Role of COHEN, EDWARD: Defendant · Outcome: Terminated 1986-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

ENGLE, RAYMOND v. COHEN, EDWARD closed

District Court, S.D. Indiana · No. 1:86-cv-00002 · Filed Jan 2, 1986 · Closed Nov 4, 1986

Role of COHEN, EDWARD: Defendant · Outcome: Terminated 1986-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

WEST, TALMADGE v. COHEN, EDWARD closed

District Court, S.D. Indiana · No. 1:85-cv-01687 · Filed Nov 27, 1985 · Closed Jan 24, 1986

Role of COHEN, EDWARD: Defendant · Outcome: Terminated 1986-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

LAWRENCE, RODNEY v. COHEN, EDWARD closed

District Court, S.D. Indiana · No. 1:85-cv-01572 · Filed Oct 28, 1985 · Closed Feb 5, 1986

Role of COHEN, EDWARD: Defendant · Outcome: Terminated 1986-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

WEST, TALMADGE v. COHEN, EDWARD closed

District Court, S.D. Indiana · No. 2:85-cv-00244 · Filed Sep 6, 1985 · Closed Nov 18, 1985

Role of COHEN, EDWARD: Defendant · Outcome: Terminated 1985-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IN (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Edward Cohen..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

30 cases: 1 open, 29 closed (disposition not in docket feed)

Edward L. Cohen and Sandra Cohen open

United States Bankruptcy Court, M.D. Florida · No. 3:26-bk-00608 · Filed Feb 13, 2026

Role of Edward L. Cohen and Sandra Cohen: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward Cohen, Jr closed

United States Bankruptcy Court, D. New Jersey · No. 14-13446 · Filed Feb 27, 2014 · Closed Jun 4, 2014

Role of Edward Cohen, Jr: Debtor · Outcome: Case closed 2014-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in NJ (not a filing state)

Edward Cohen and Odalys Cohen closed

United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-18014 · Filed Nov 24, 2009 · Closed May 21, 2010

Role of Edward Cohen and Odalys Cohen: Debtor · Outcome: Case closed 2010-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward R. Cohen and Cynthia G. Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 09-18201 · Filed Apr 30, 2009 · Closed Aug 21, 2009

Role of Edward R. Cohen and Cynthia G. Cohen: Debtor · Outcome: Case closed 2009-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward J Cohen and BobbieJean A Cohen closed

United States Bankruptcy Court, S.D. Ohio · No. 2:09-bk-53877 · Filed Apr 10, 2009 · Closed Aug 12, 2009

Role of Edward J Cohen and BobbieJean A Cohen: Debtor · Outcome: Case closed 2009-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in OH (not a filing state)

Edward Cohen and Dawn L. Cohen closed

United States Bankruptcy Court, D. Minnesota · No. 09-30092 · Filed Jan 8, 2009 · Closed Apr 20, 2009

Role of Edward Cohen and Dawn L. Cohen: Debtor · Outcome: Case closed 2009-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in MN (not a filing state)

Edward M Cohen closed

United States Bankruptcy Court, N.D. Illinois · No. 05-57804 · Filed Oct 15, 2005 · Closed Feb 4, 2008

Role of Edward M Cohen: Debtor · Outcome: Case closed 2008-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state)

Edward T Cohen closed

United States Bankruptcy Court, W.D. Oklahoma · No. 05-29262 · Filed Oct 14, 2005 · Closed May 25, 2006

Role of Edward T Cohen: Debtor · Outcome: Case closed 2006-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in OK (not a filing state)

Edward Cohen and Patricia H. Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 03-28051 · Filed Oct 31, 2003 · Closed Sep 14, 2006

Role of Edward Cohen and Patricia H. Cohen: Debtor · Outcome: Case closed 2006-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward H Cohen and Cheryl A Cohen closed

United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-07202 · Filed Jun 23, 2003 · Closed Nov 19, 2003

Role of Edward H Cohen and Cheryl A Cohen: Debtor · Outcome: Case closed 2003-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward Cohen closed

United States Bankruptcy Court, S.D. Ohio · No. 1:03-bk-14595 · Filed Jun 12, 2003 · Closed May 29, 2007

Role of Edward Cohen: Debtor · Outcome: Case closed 2007-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in OH (not a filing state)

Edward M Cohen and Susanna L Cohen closed

United States Bankruptcy Court, N.D. Illinois · No. 03-72928 · Filed May 30, 2003 · Closed Nov 17, 2003

Role of Edward M Cohen and Susanna L Cohen: Debtor · Outcome: Case closed 2003-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state)

Edward M. Cohen closed

United States Bankruptcy Court, E.D. Michigan · No. 03-44034 · Filed Feb 13, 2003 · Closed Jul 10, 2003

Role of Edward M. Cohen: Debtor · Outcome: Case closed 2003-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in MI (not a filing state)

Edward B. Cohen closed

United States Bankruptcy Court, M.D. Florida · No. 8:02-bk-17931 · Filed Sep 12, 2002 · Closed Jan 9, 2003

Role of Edward B. Cohen: Debtor · Outcome: Case closed 2003-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward Cohen, Jr. closed

United States Bankruptcy Court, S.D. New York · No. 02-12020 · Filed Apr 26, 2002 · Closed Dec 28, 2006

Role of Edward Cohen, Jr.: Debtor · Outcome: Case closed 2006-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)

Edward G. Cohen and Amy R. Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 01-34023 · Filed Jul 30, 2001 · Closed Nov 14, 2001

Role of Edward G. Cohen and Amy R. Cohen: Debtor · Outcome: Case closed 2001-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward Cohen, Jr. closed

United States Bankruptcy Court, S.D. New York · No. 00-13224 · Filed Jul 17, 2000 · Closed Mar 27, 2002

Role of Edward Cohen, Jr.: Debtor · Outcome: Case closed 2002-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)

Edward S Cohen closed

United States Bankruptcy Court, C.D. California · No. 1:00-bk-12411 · Filed Mar 9, 2000 · Closed Apr 30, 2004

Role of Edward S Cohen: Debtor · Outcome: Case closed 2004-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)

Edward F. Cohen and Judith M. Cohen closed

United States Bankruptcy Court, D. Rhode Island · No. 1:98-bk-13724 · Filed Sep 10, 1998 · Closed Dec 14, 1998

Role of Edward F. Cohen and Judith M. Cohen: Debtor · Outcome: Case closed 1998-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in RI (not a filing state)

Edward Cohen and Pearl Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 97-32237 · Filed Oct 6, 1997 · Closed Apr 24, 1998

Role of Edward Cohen and Pearl Cohen: Debtor · Outcome: Case closed 1998-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in PA (not a filing state)

Edward Cohen closed

United States Bankruptcy Court, D. Maryland · No. 97-62692 · Filed Sep 30, 1997 · Closed May 2, 2002

Role of Edward Cohen: Debtor · Outcome: Case closed 2002-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in MD (not a filing state)

Edward T. Cohen and Ann Marie Cohen-Bertrem closed

United States Bankruptcy Court, W.D. Oklahoma · No. 97-19437 · Filed Sep 22, 1997 · Closed Mar 13, 1998

Role of Edward T. Cohen and Ann Marie Cohen-Bertrem: Debtor · Outcome: Case closed 1998-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in OK (not a filing state)

Edward H. Cohen and Cheryl A. Cohen closed

United States Bankruptcy Court, W.D. New York · No. 2-97-21170 · Filed Apr 3, 1997 · Closed Sep 5, 1997

Role of Edward H. Cohen and Cheryl A. Cohen: Debtor · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)

Edward Cohen and Miriam Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 96-22739 · Filed Jun 10, 1996 · Closed May 12, 1997

Role of Edward Cohen and Miriam Cohen: Debtor · Outcome: Case closed 1997-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)

Edward S. Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 96-34683 · Filed May 31, 1996 · Closed Dec 19, 1996

Role of Edward S. Cohen: Debtor · Outcome: Case closed 1996-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in NJ (not a filing state)

Edward I Cohen and Rose Cohen closed

United States Bankruptcy Court, C.D. California · No. 1:96-bk-11100 · Filed Feb 1, 1996 · Closed Jun 5, 1996

Role of Edward I Cohen and Rose Cohen: Debtor · Outcome: Case closed 1996-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)

Edward Cohen closed

United States Bankruptcy Court, N.D. Georgia · No. 94-67085 · Filed May 20, 1994 · Closed Jan 3, 1995

Role of Edward Cohen: Debtor · Outcome: Case closed 1995-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in GA (not a filing state)

Edward Cohen closed

United States Bankruptcy Court, E.D. Wisconsin · No. 93-24169 · Filed Jul 22, 1993 · Closed Dec 19, 1995

Role of Edward Cohen: Debtor · Outcome: Case closed 1995-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in WI (not a filing state)

Edward S. Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 90-25340 · Filed Nov 21, 1990 · Closed Sep 22, 1997

Role of Edward S. Cohen: Debtor · Outcome: Case closed 1997-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in NJ (not a filing state)

Edward B. Cohen closed

United States Bankruptcy Court, D. Massachusetts · No. 89-10131 · Filed Jan 19, 1989 · Closed Jun 12, 1989

Role of Edward B. Cohen: Debtor · Outcome: Case closed 1989-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 6 people with this name in Form D filings; court in MA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Edward Cohen — 1 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Apr 25, 2006 – Dec 1, 2015

11 regulator actions name the subject or team members

Regulator action naming a team member: Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells Carol Fox Foelak, Administrative Law Judge (Dec 1, 2015) · Regulator action naming a team member: Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, et. al. (Jun 2, 2014) · Regulator action naming a team member: Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells Carol Fox Foelak, Administrative Law Judge (Dec 18, 2013) · Regulator action naming a team member: Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells Carol Fox Foelak, Administrative Law Judge (May 8, 2012) · Regulator action naming a team member: Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells Carol Fox Foelak, Administrative Law Judge (Mar 14, 2011) · and 6 more

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells Carol Fox Foelak, Administrative Law Judge ↗Michael Ryan — PartnerFacts page ↗Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, et. al. ↗Nelson J Obus — PartnerFacts page ↗

Sources

Note · Jun 13, 2011 – Nov 15, 2011

No amendment in the last 12 months on an offering that may still be open — GILMAN CIOCIA, INC. (latest filing Nov 15, 2011)

The latest filing for this offering is dated Nov 15, 2011 (first sale Jun 13, 2011). It reports $1,250,000 sold of $1,750,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 15, 2011 ↗GILMAN CIOCIA, INC. — PartnerFacts page ↗

Sources

Form D/A · Nov 15, 2011 ↗ (Nov 15, 2011)
GILMAN CIOCIA, INC. — PartnerFacts page ↗ (May 24, 2013)

Note · Oct 30, 2008 – Mar 29, 2010

No amendment in the last 12 months on an offering that may still be open — GILMAN CIOCIA, INC. (latest filing Mar 29, 2010)

The latest filing for this offering is dated Mar 29, 2010 (first sale Oct 30, 2008). It reports $3,875,000 sold of $4,100,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Mar 29, 2010 ↗GILMAN CIOCIA, INC. — PartnerFacts page ↗

Sources

Form D/A · Mar 29, 2010 ↗ (Mar 29, 2010)
GILMAN CIOCIA, INC. — PartnerFacts page ↗ (May 24, 2013)

Note · Sep 3, 2009 – Nov 15, 2011

6 offerings changed their target amount between filings

Offering amount changed between filings — GILMAN CIOCIA, INC. · Offering amount changed between filings — GILMAN CIOCIA, INC. · Offering amount changed between filings — GILMAN CIOCIA, INC. · Offering amount changed between filings — GILMAN CIOCIA, INC. · Offering amount changed between filings — GILMAN CIOCIA, INC. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jul 13, 2011 ↗Form D/A (later) · Nov 15, 2011 ↗GILMAN CIOCIA, INC. — PartnerFacts page ↗Form D (earlier) · Jun 10, 2011 ↗

Sources

Form D/A (earlier) · Jul 13, 2011 ↗ (Jul 13, 2011)
Form D/A (later) · Nov 15, 2011 ↗ (Nov 15, 2011)
GILMAN CIOCIA, INC. — PartnerFacts page ↗ (May 24, 2013)
Form D (earlier) · Jun 10, 2011 ↗ (Jun 10, 2011)
Form D/A (later) · Jul 13, 2011 ↗ (Jul 13, 2011)
Form D/A (earlier) · Dec 13, 2010 ↗ (Dec 13, 2010)
Form D/A (later) · Jan 25, 2011 ↗ (Jan 25, 2011)
Form D (earlier) · Nov 8, 2010 ↗ (Nov 8, 2010)

Note · Aug 18, 2026

Same name, different state: "Edward Aaron Vesterinen Cohen" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "Edward Aaron Vesterinen Cohen" with address state MN, is listed on 1 filing — most recently by Blom Inc (Aug 18, 2026). The two records do not overlap in time: this page runs Sep 3, 2009 to May 24, 2013; the other has one filing dated Aug 18, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Edward Aaron Vesterinen Cohen (MN) — PartnerFacts page ↗Form D · Aug 18, 2026 ↗Blom Inc — PartnerFacts page ↗Edward Cohen (NY) — this page ↗

Sources

Edward Aaron Vesterinen Cohen (MN) — PartnerFacts page ↗ (Aug 18, 2026)
Form D · Aug 18, 2026 ↗ (Aug 18, 2026)
Blom Inc — PartnerFacts page ↗ (Aug 18, 2026)
Edward Cohen (NY) — this page ↗ (May 24, 2013)

Note · Jan 6, 2022

Same name, different state: "Edward L. Cohen" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "Edward L. Cohen" with address state MD, is listed on 1 filing — most recently by Motion at Dadeland Holdings, LLC (Jan 6, 2022). The two records do not overlap in time: this page runs Sep 3, 2009 to May 24, 2013; the other has one filing dated Jan 6, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Edward L. Cohen (MD) — PartnerFacts page ↗Form D · Jan 6, 2022 ↗Motion at Dadeland Holdings, LLC — PartnerFacts page ↗Edward Cohen (NY) — this page ↗

Sources

Edward L. Cohen (MD) — PartnerFacts page ↗ (Jan 6, 2022)
Form D · Jan 6, 2022 ↗ (Jan 6, 2022)
Motion at Dadeland Holdings, LLC — PartnerFacts page ↗ (Jan 6, 2022)
Edward Cohen (NY) — this page ↗ (May 24, 2013)

Note · Aug 28, 2009 – May 26, 2015

Same name, different state: "Edward E Cohen" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "Edward E Cohen" with address state PA, is listed on 10 filings — most recently by Atlas Growth Partners, L.P. (May 26, 2015). Both records have filings in the same period (Sep 3, 2009 to May 24, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Edward E Cohen (PA) — PartnerFacts page ↗Form D/A · May 26, 2015 ↗Atlas Growth Partners, L.P. — PartnerFacts page ↗Edward Cohen (NY) — this page ↗

Sources

Edward E Cohen (PA) — PartnerFacts page ↗ (May 26, 2015)
Form D/A · May 26, 2015 ↗ (May 26, 2015)
Atlas Growth Partners, L.P. — PartnerFacts page ↗ (May 26, 2015)
Edward Cohen (NY) — this page ↗ (May 24, 2013)

Note · Jun 10, 2011

Same name, different state: "Edward Cohen" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Edward Cohen" with address state CA, is listed on 1 filing — most recently by CONNECT THE DOCS MEDICAL MANAGMENT LLC (Jun 10, 2011). Both records have filings in the same period (Jun 10, 2011).

Edward Cohen (CA) — PartnerFacts page ↗Form D · Jun 10, 2011 ↗CONNECT THE DOCS MEDICAL MANAGMENT LLC — PartnerFacts page ↗Edward Cohen (NY) — this page ↗

Sources

Edward Cohen (CA) — PartnerFacts page ↗ (Jun 10, 2011)
Form D · Jun 10, 2011 ↗ (Jun 10, 2011)
CONNECT THE DOCS MEDICAL MANAGMENT LLC — PartnerFacts page ↗ (Jun 10, 2011)
Edward Cohen (NY) — this page ↗ (May 24, 2013)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 6 offerings report sales commissions totalling $291,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 24, 2013 D GILMAN CIOCIA, INC. File 021-197036	$36,000 (est.)	$0	$0	N/A no CRD number reported via Prime Capital Services, Inc. (CRD 18334 ↗)	EDGAR ↗
Jul 31, 2012 D GILMAN CIOCIA, INC. File 021-182026	$30,000 (est.)	$0	$0	N/A no CRD number reported via Prime Capital Services, Inc. (CRD 18334 ↗)	EDGAR ↗
May 2, 2012 D GILMAN CIOCIA, INC. File 021-177563	$36,000 (est.)	$0	$0	N/A no CRD number reported via Prime Capital Services, Inc. (CRD 18334 ↗)	EDGAR ↗
Nov 15, 2011 D/A GILMAN CIOCIA, INC. File 021-161117	$52,500	$0	$0	N/A no CRD number reported via Prime Capital Services, Inc. (CRD 18334 ↗)	EDGAR ↗
Jan 25, 2011 D/A GILMAN CIOCIA, INC. File 021-150158	$14,000	$0	$0	N/A no CRD number reported via Prime Capital Services, Inc. (CRD 18334 ↗)	EDGAR ↗
Mar 29, 2010 D/A GILMAN CIOCIA, INC. File 021-104986	$123,000 (est.)	$0	$0	N/A no CRD number reported via Prime Capital Services, Inc. (CRD 18334 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Edward Cohen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

GILMAN CIOCIA, INC.

Poughkeepsie, NY · Sep 3, 2009 → May 24, 2013 · 13 filings

May 24, 2013 · D · $0 sold of $1,800,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
Jul 31, 2012 · D · $0 sold of $1,500,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
May 2, 2012 · D · $0 sold of $1,800,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
Nov 15, 2011 · D/A · $1,250,000 sold of $1,750,000 · 13 investors · min. $10,000 · role: Director EDGAR ↗
Jul 13, 2011 · D/A · $900,000 sold of $1,250,000 · 9 investors · min. $10,000 · role: Director EDGAR ↗
Jun 10, 2011 · D · $0 sold of $900,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
Jan 25, 2011 · D/A · $700,000 sold of $700,000 · 8 investors · min. $10,000 · role: Director EDGAR ↗
Dec 13, 2010 · D/A · $600,000 sold of $600,000 · 7 investors · min. $10,000 · role: Director EDGAR ↗
Nov 8, 2010 · D · $0 sold of $500,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
Mar 29, 2010 · D/A · $3,875,000 sold of $4,100,000 · 47 investors · min. $10,000 · role: Director EDGAR ↗
Feb 11, 2010 · D/A · $3,783,000 sold of $4,100,000 · 42 investors · min. $10,000 · role: Director EDGAR ↗
Dec 16, 2009 · D/A · $2,828,000 sold of $3,850,000 · 28 investors · min. $10,000 · role: Director EDGAR ↗
Sep 3, 2009 · D/A · $1,785,000 sold of $2,600,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗

Raised $3.88M from 47 investors (100% of the $1.8M target) as of the latest filing. Edward is listed as director on 13 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Edward E Cohen — PA, 4 issuers, Aug 28, 2009 → May 26, 2015 · no shared issuer
Edward Cohen — CA, 1 issuer, Jun 10, 2011 → Jun 10, 2011 · no shared issuer
Edward L. Cohen — MD, 1 issuer, Jan 6, 2022 → Jan 6, 2022 · no shared issuer
Edward Aaron Vesterinen Cohen — MN, 1 issuer, Aug 18, 2026 → Aug 18, 2026 · no shared issuer
Edward H. Cohen — NY, 1 issuer, Sep 14, 2010 → Sep 14, 2010 · no shared issuer

People around Edward 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Ryan

Director, Executive Officer · 13 shared filings (1 issuer) · also on 5 other issuers

Michael Ryan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John Levy

Director · 13 shared filings (1 issuer) · also on 5 other issuers

John Levy is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Frederick Wasserman

Director · 13 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Allan Page

Director · 13 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Ciocia

Director · 13 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ted Finkelstein

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Carole Enisman

Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nelson J Obus

Director · 10 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Karen Fisher

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Palma

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Maureen Abbate

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Edward Cohen. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Edward Cohen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Edward Cohen is listed on: none on file. No website or social profile named in GILMAN CIOCIA, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #330,292 of 374,652 in line (564 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Poughkeepsie, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Edward Cohen

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

11 regulator actions name the subject or team members

No amendment in the last 12 months on an offering that may still be open — GILMAN CIOCIA, INC. (latest filing Nov 15, 2011)

No amendment in the last 12 months on an offering that may still be open — GILMAN CIOCIA, INC. (latest filing Mar 29, 2010)

6 offerings changed their target amount between filings

Same name, different state: "Edward Aaron Vesterinen Cohen" (MN) is a separate record

Same name, different state: "Edward L. Cohen" (MD) is a separate record

Same name, different state: "Edward E Cohen" (PA) is a separate record

Same name, different state: "Edward Cohen" (CA) is a separate record

5. Money to insiders

Deals 1

People around Edward 11

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person