Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · IL · Jul 22, 2009 → Jan 21, 2010
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Dwight Badger is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 5 issuers between Jul 2009 and Feb 2010: Advanced Equities Force 10 Investments LLC (Chicago, IL — pooled investment fund — 2009; $7.74M reported sold to 103 investors), Advanced Equities Financial Corp (Chicago, IL — other banking and financial services — 2010; $7.5M reported sold to 2 investors), AEI 2006 VENTURE INVESTMENTS III, LLC (Chicago, IL — pooled investment fund — 2009; $6.97M reported sold to 71 investors), AEI 2006 VENTURE INVESTMENTS IV, LLC (Chicago, IL — pooled investment fund — 2009; $4.85M reported sold to 40 investors) and ADVANCED EQUITIES ALIEN SERIES I INVESTMENTS I LLC (Chicago, IL — pooled investment fund — 2010; $4M reported sold to 65 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter. Across those companies the filings report $31.1M sold in total.
Listed alongside Keith Daubenspeck (5 shared filings), Adam Antoniades (1 shared filing), Don Phillips (1 shared filing), George Middlemas (1 shared filing), Gregg S. Glaser (1 shared filing) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dwight. Each name links to their own page.
2 of the issuers belong to the sponsor group Aei (2 issuers, $11.8M reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Aei has 2 companies on file and $11.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Dwight Badger and found 6 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Keith G. Daubenspeck and Geoffrey L. Homer (Sep 5, 2019); Regulator action: Advanced Equities, Inc., Dwight O. Badger, and Keith G. Daubenspeck (Sep 18, 2012); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Dwight Badger has not run yet — it is joining a line of 48,455 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dwight Badger..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
6 differences found between the filings for Dwight Badger — 3 worth asking about (compared 5 filings on Oct 24, 2026)
An SEC litigation release dated Sep 5, 2019 names Keith Daubenspeck (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Sep 18, 2012 names Dwight Badger. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
27% of the money raised went to insiders — Advanced Equities Financial Corp · 95% of the money raised went to insiders — Advanced Equities Force 10 Investments LLC · 95% of the money raised went to insiders — AEI 2006 VENTURE INVESTMENTS IV, LLC · 95% of the money raised went to insiders — AEI 2006 VENTURE INVESTMENTS III, LLC
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Advanced Equities Financial Corp (last filing Feb 2, 2010; $7,500,000 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
No amendment in the last 12 months on an offering that may still be open — Advanced Equities Financial Corp (latest filing Feb 2, 2010) · No amendment in the last 12 months on an offering that may still be open — ADVANCED EQUITIES ALIEN SERIES I INVESTMENTS I LLC (latest filing Jan 21, 2010) · No amendment in the last 12 months on an offering that may still be open — AEI 2006 VENTURE INVESTMENTS IV, LLC (latest filing Aug 4, 2009) · No amendment in the last 12 months on an offering that may still be open — AEI 2006 VENTURE INVESTMENTS III, LLC (latest filing Jul 22, 2009)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
listed as "Dwight Badger" on 4 filings (from Jul 22, 2009), and "Dwight O. Badger" on the Feb 2, 2010 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
4 of 5 offerings report sales commissions totalling $1,167,457; 0 report finder's fees; 4 report proceeds to related persons totalling $20,571,174. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Feb 2, 2010 D Advanced Equities Financial Corp File 021-84359 | $0 | $0 | $2,000,000 (est.) It is estimated that between $2,000,000 and $5,750,000 will be used to purchase common stock from the CEO and the Chairman of the Company. | None listed on this filing | EDGAR ↗ |
| Jan 21, 2010 D/A ADVANCED EQUITIES ALIEN SERIES I INVESTMENTS I LLC File 021-121184 | $184,332 | $0 | $0 As of 1/21/2010, $184,332.16 was taken as markup with the remaining $3,820,003.64 used to make investments in Alien Technology Corporation. | William Barkow BrokerCheck CRD 2660220 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Christopher Capra BrokerCheck CRD 2691295 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Depke BrokerCheck CRD 2804126 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Jared Carmel BrokerCheck CRD 4796201 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Joseph Cordi BrokerCheck CRD 1397664 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Todd Harrigan BrokerCheck CRD 2516869 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Joe Hede BrokerCheck CRD 2389098 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Timothy Herrmann BrokerCheck CRD 2446600 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Kozak BrokerCheck CRD 2237880 ↗ via Advanced Equities Inc. (CRD 35545 ↗) John Galinsky BrokerCheck CRD 1513926 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Lynch BrokerCheck CRD 2387056 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Owen Schnaper BrokerCheck CRD 5097283 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Robert Marassa BrokerCheck CRD 2649843 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Frank Mazzola BrokerCheck CRD 2371623 ↗ via Advanced Equities Inc. (CRD 35545 ↗) William Metz BrokerCheck CRD 808295 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Piff BrokerCheck CRD 1991874 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Hayward Roy BrokerCheck CRD 2842866 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Aaron Segal BrokerCheck CRD 4041489 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Cindy Couyoumjian BrokerCheck CRD 1456630 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Christine Tang BrokerCheck CRD 4774839 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Brad Creger BrokerCheck CRD 2415028 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert Ellis BrokerCheck CRD 2471350 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Paul Escudero BrokerCheck CRD 2111381 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Mark Frederick BrokerCheck CRD 2132368 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Michael Hartenstein BrokerCheck CRD 4532921 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Stuart Hoshide BrokerCheck CRD 1838860 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Dennis Mitchell BrokerCheck CRD 3074147 ↗ via First Allied Securities Inc. (CRD 32444 ↗) James Landers BrokerCheck CRD 2826009 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Jerry Gruber BrokerCheck CRD 1195389 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Bill Card BrokerCheck CRD 866791 ↗ via First Allied Securities Inc. (CRD 32444 ↗) | EDGAR ↗ |
| Sep 2, 2009 D/A Advanced Equities Force 10 Investments LLC File 021-95075 | $358,898 (est.) | $0 | $7,380,120 As of 9/2/2009, $7,380,120.29 has been used to make investments in Force10 Networks Inc. | William Barkow BrokerCheck CRD 2660220 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Jeff Binkert BrokerCheck CRD 2491492 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Dan Camphausen BrokerCheck CRD 39460 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Christopher Capra BrokerCheck CRD 2691295 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Ken Cecil BrokerCheck CRD 838002 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Byron Crowe BrokerCheck CRD 1586181 ↗ via Advanced Equities Inc. (CRD 35545 ↗) John Eugster BrokerCheck CRD 2776666 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Phillip Falk BrokerCheck CRD 2372997 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Robert Grimes BrokerCheck CRD 5213268 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Todd Harrigan BrokerCheck CRD 2516869 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Joe Hede BrokerCheck CRD 2389098 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Jeff Heely BrokerCheck CRD 1188842 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Timothy Herrmann BrokerCheck CRD 2446600 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Kozak BrokerCheck CRD 2237880 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Robert Marassa BrokerCheck CRD 2649843 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Frank Mazzola BrokerCheck CRD 2371623 ↗ via Advanced Equities Inc. (CRD 35545 ↗) William Metz BrokerCheck CRD 808295 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Jermond Remmer BrokerCheck CRD 3127255 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Piff BrokerCheck CRD 1991874 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Stephen Tracy BrokerCheck CRD 1648245 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Peter Crane BrokerCheck CRD 2250877 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Anthony Diaz BrokerCheck CRD 4131948 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Michael Junck BrokerCheck CRD 2689262 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Hank Korngut BrokerCheck CRD 1916347 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert Scott Wright BrokerCheck CRD 2174368 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Mark Chamberlain BrokerCheck CRD 1655738 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Michael Jakoby BrokerCheck CRD 4852670 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Gaston Escudero BrokerCheck CRD 2077442 ↗ via First Allied Securities Inc. (CRD 32444 ↗) | EDGAR ↗ |
| Aug 4, 2009 D/A AEI 2006 VENTURE INVESTMENTS IV, LLC File 021-123968 | $257,651 (est.) | $0 | $4,588,842 As of 8/4/2009, $4,588,842.36 has been used to purchase shares in Altra Inc., Fabric7 Systems Inc., Force10 Networks Inc., MetricStream Inc., and Motricity Inc. | William Metz BrokerCheck CRD 808295 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Kozak BrokerCheck CRD 2237880 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Michael Jakoby BrokerCheck CRD 4852670 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Dennis Colley BrokerCheck CRD 1517102 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Gary Cousino BrokerCheck CRD 726486 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Cindy Couyoumjian BrokerCheck CRD 1456630 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Anthony Diaz BrokerCheck CRD 4131948 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert Ellis BrokerCheck CRD 2471350 ↗ via First Allied Securities Inc. (CRD 32444 ↗) John Franczak BrokerCheck CRD 1402423 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Allen Gamble BrokerCheck CRD 2746330 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Stuart Hoshide BrokerCheck CRD 1838860 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Rick Jaye BrokerCheck CRD 1091766 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Solomon Karmel BrokerCheck CRD 4522329 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Cal McAusland BrokerCheck CRD 2206464 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Stanley Mok BrokerCheck CRD 864314 ↗ via First Allied Securities Inc. (CRD 32444 ↗) John Montgomery BrokerCheck CRD 1033543 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Ken Noyce BrokerCheck CRD 1330372 ↗ via First Allied Securities Inc. (CRD 32444 ↗) James Peters BrokerCheck CRD 3135650 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Ryan Peterson BrokerCheck CRD 2206897 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Shawn Rogers BrokerCheck CRD 3081518 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Eric Shore BrokerCheck CRD 2375397 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Richard Sloggett BrokerCheck CRD 1313258 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Arthur Smith BrokerCheck CRD 714581 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert Scott Wright BrokerCheck CRD 2174368 ↗ via First Allied Securities Inc. (CRD 32444 ↗) | EDGAR ↗ |
| Jul 22, 2009 D/A AEI 2006 VENTURE INVESTMENTS III, LLC File 021-97429 | $366,576 (est.) | $0 | $6,602,212 As of 7/21/2009, $6,602,212.12 has been used to invest in Altra Inc., Fabric7 Systems Inc., Force10 Networks Inc., MetricStream Inc., and Motricity Inc. | Christopher Capra BrokerCheck CRD 2691295 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Kevin Eisenstadt BrokerCheck CRD 1626257 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Phillip Falk BrokerCheck CRD 2372997 ↗ via Advanced Equities Inc. (CRD 35545 ↗) James Kozak BrokerCheck CRD 2237880 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Gary Cousino BrokerCheck CRD 726486 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Cindy Couyoumjian BrokerCheck CRD 1456630 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Anthony Diaz BrokerCheck CRD 4131948 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Jason Dyken BrokerCheck CRD 4531301 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Frisco Escudero BrokerCheck CRD 2794899 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Gaston Escudero BrokerCheck CRD 2077442 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Paul Escudero BrokerCheck CRD 2111381 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Greg Farrall BrokerCheck CRD 2559797 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Thomas Fortino BrokerCheck CRD 2579139 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Allen Gamble BrokerCheck CRD 2746330 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Jerry Gruber BrokerCheck CRD 1195389 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Graham Guess BrokerCheck CRD 2803700 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Stuart Hoshide BrokerCheck CRD 1838860 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Rick Jaye BrokerCheck CRD 1091766 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Solomon Karmel BrokerCheck CRD 4522329 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Arvind Kulkarni BrokerCheck CRD 1763821 ↗ via First Allied Securities Inc. (CRD 32444 ↗) David Libarkin BrokerCheck CRD 2948558 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Alan Marcum BrokerCheck CRD 1044638 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Andrew Markham BrokerCheck CRD 1863372 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Cal McAusland BrokerCheck CRD 2206464 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert Mcgaha BrokerCheck CRD 2409416 ↗ via First Allied Securities Inc. (CRD 32444 ↗) John Montgomery BrokerCheck CRD 1033543 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Craig Morgan BrokerCheck CRD 339858 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Ryan Peterson BrokerCheck CRD 2206897 ↗ via First Allied Securities Inc. (CRD 32444 ↗) John Pfaffmann BrokerCheck CRD 2060427 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Shawn Rogers BrokerCheck CRD 3081518 ↗ via Advanced Equities Inc. (CRD 35545 ↗) Eric Shore BrokerCheck CRD 2375397 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Richard Sloggett BrokerCheck CRD 1313258 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Arthur Lee Smith BrokerCheck CRD 714581 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Warren Weeks BrokerCheck CRD 2389162 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Erik Weir BrokerCheck CRD 2009973 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Ronald Whited BrokerCheck CRD 1643066 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Christopher Wright BrokerCheck CRD 725409 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert S. Wright BrokerCheck CRD 2174368 ↗ via First Allied Securities Inc. (CRD 32444 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Dwight Badger on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $7.5M from 2 investors (38% of the $20M target) as of the latest filing. Dwight is listed as executive officer, director, promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $4M from 65 investors as of the latest filing. Dwight is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $7.74M from 103 investors (100% of the $7.74M target) as of the latest filing. Dwight is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $4.85M from 40 investors as of the latest filing. Dwight is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $6.97M from 71 investors as of the latest filing. Dwight is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Keith Daubenspeck is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Dwight Badger. Their page shows their other deals.
Adam Antoniades is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Dwight Badger. Their page shows their other deals.
Listed on the same filings as Dwight Badger. Their page shows their other deals.
One team, 2 deal companies. Dwight Badger is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Dwight Badger.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Dwight Badger by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Dwight Badger is listed on: none on file. No website or social profile named in Advanced Equities Force 10 Investments LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #368,370 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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