PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

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Duane Nelson

Named as an officer, director or promoter on SEC Form D filings · CO, British Columbia, Canada (as filed: A1) · Dec 27, 2010 → Apr 7, 2022

3deals (issuers)
$4.15Mreported sold
42investors
10Form D filings
2010–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Duane Nelson is listed as an executive officer and director on 10 SEC Form D filings by 3 issuers between Dec 2010 and Oct 2025: SILVERMEX RESOURCES INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010; $2.37M reported sold to 15 investors), GROUP 11 TECHNOLOGIES INC. (Durango, CO — industry reported as "Other" — 2021–2025; $1.03M reported sold to 16 investors) and EnviroMetal Technologies Inc. (Burnaby, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2018–2022; $753K reported sold to 11 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $4.15M sold in total.

Listed alongside KENNETH C McNAUGHTON (8 shared filings), Court Anderson (7 shared filings), Mel Lavitt (5 shared filings), Hanif Jafari (4 shared filings), WAYNE MOORHOUSE (4 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Duane. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 31 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Duane Nelson and found 9 differences: Bankruptcy case: American Express Centurion Bank v. Hauswald; Duane Nelson appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Duane Nelson has not run yet — it is joining a line of 53,943 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Duane Nelson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 31 closed (disposition not in docket feed)

LINDA C NELSON and DUANE A NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 19-50072 · Filed Jan 31, 2019 · Closed May 16, 2019
Role of DUANE A NELSON: Debtor · Outcome: Case closed 2019-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Duane H. Nelson, Jr. and Nancy E. Nelson closed
United States Bankruptcy Court, N.D. Ohio · No. 17-62745 · Filed Dec 14, 2017 · Closed Apr 13, 2018
Role of Duane H. Nelson, Jr.: Debtor · Outcome: Case closed 2018-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Duane W Nelson closed
United States Bankruptcy Court, D. Minnesota · No. 16-41755 · Filed Jun 9, 2016 · Closed Sep 28, 2016
Role of Duane W Nelson: Debtor · Outcome: Case closed 2016-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Duane A. Nelson and Lori K. Nelson closed
United States Bankruptcy Court, W.D. Michigan · No. 12-90653 · Filed Dec 13, 2012 · Closed May 31, 2013
Role of Duane A. Nelson and Lori K. Nelson: Debtor · Outcome: Case closed 2013-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Duane K Nelson closed
United States Bankruptcy Court, D. New Jersey · No. 11-33219 · Filed Aug 3, 2011 · Closed Jan 19, 2012
Role of Duane K Nelson: Debtor · Outcome: Case closed 2012-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Duane J Nelson closed
United States Bankruptcy Court, S.D. Iowa · No. 10-04807 · Filed Sep 28, 2010 · Closed Oct 7, 2011
Role of Duane J Nelson: Debtor · Outcome: Case closed 2011-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
DUANE L NELSON and MARCY L NELSON closed
United States Bankruptcy Court, D. Arizona · No. 2:10-bk-07757 · Filed Mar 22, 2010 · Closed Jul 7, 2015
Role of DUANE L NELSON and MARCY L NELSON: Debtor · Outcome: Case closed 2015-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Duane A Nelson and Margaret M Nelson closed
United States Bankruptcy Court, D. Minnesota · No. 09-33286 · Filed May 13, 2009 · Closed Sep 8, 2009
Role of Duane A Nelson and Margaret M Nelson: Debtor · Outcome: Case closed 2009-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Duane P Nelson closed
United States Bankruptcy Court, E.D. Washington · No. 08-01807 · Filed May 7, 2008 · Closed Jul 18, 2008
Role of Duane P Nelson: Debtor · Outcome: Case closed 2008-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Duane D Nelson and LaTriace R Carter-Nelson closed
United States Bankruptcy Court, N.D. Illinois · No. 08-05808 · Filed Mar 12, 2008 · Closed Jul 15, 2010
Role of Duane D Nelson and LaTriace R Carter-Nelson: Debtor · Outcome: Case closed 2010-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Duane A Nelson and Elena M Madrid closed
United States Bankruptcy Court, E.D. Washington · No. 05-01699 · Filed Mar 5, 2005 · Closed Mar 20, 2007
Role of Duane A Nelson and Elena M Madrid: Debtor · Outcome: Case closed 2007-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Duane J. Nelson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-11561 · Filed Jun 15, 2004 · Closed Aug 26, 2005
Role of Duane J. Nelson: Debtor · Outcome: Case closed 2005-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Duane J. Nelson and Susun L. Nelson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 03-27026 · Filed May 2, 2003 · Closed Jun 1, 2005
Role of Duane J. Nelson and Susun L. Nelson: Debtor · Outcome: Case closed 2005-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Duane Nelson closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-17902 · Filed Mar 21, 2003 · Closed Jul 18, 2003
Role of Duane Nelson: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Duane D. Nelson and Kaloni N. Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-03-10906 · Filed Feb 10, 2003 · Closed Dec 9, 2004
Role of Duane D. Nelson and Kaloni N. Nelson: Debtor · Outcome: Case closed 2004-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Duane A. Nelson and Michelle Lee Nelson closed
United States Bankruptcy Court, N.D. Iowa · No. 02-02620 · Filed Jul 30, 2002 · Closed Nov 1, 2002
Role of Duane A. Nelson and Michelle Lee Nelson: Debtor · Outcome: Case closed 2002-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
Duane Nelson closed
United States Bankruptcy Court, W.D. Washington · No. 01-44328 · Filed May 1, 2001 · Closed Aug 10, 2001
Role of Duane Nelson: Debtor · Outcome: Case closed 2001-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Duane W. Nelson closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-03171 · Filed Mar 1, 2001 · Closed Jun 18, 2001
Role of Duane W. Nelson: Debtor · Outcome: Case closed 2001-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
DUANE E NELSON and RHONDA L NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 00-61028 · Filed Dec 8, 2000 · Closed Jan 7, 2004
Role of DUANE E NELSON and RHONDA L NELSON: Debtor · Outcome: Case closed 2004-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Diane Nelson and Duane Nelson closed
United States Bankruptcy Court, D. Maryland · No. 00-21176 · Filed Oct 19, 2000 · Closed Feb 6, 2001
Role of Duane Nelson: Debtor · Outcome: Case closed 2001-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)
Duane H. Nelson and Tammy M. Nelson closed
United States Bankruptcy Court, N.D. Ohio · No. 99-63643 · Filed Nov 15, 1999 · Closed Mar 29, 2000
Role of Duane H. Nelson and Tammy M. Nelson: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Duane J. Nelson and Susun L. Nelson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 98-27735 · Filed Jul 31, 1998 · Closed Nov 4, 1998
Role of Duane J. Nelson and Susun L. Nelson: Debtor · Outcome: Case closed 1998-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Duane A. Nelson and Kimberly K. Nelson closed
United States Bankruptcy Court, N.D. Iowa · No. 98-01428 · Filed May 13, 1998 · Closed Aug 25, 1998
Role of Duane A. Nelson and Kimberly K. Nelson: Debtor · Outcome: Case closed 1998-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
Duane D. Nelson closed
United States Bankruptcy Court, D. Nebraska · No. 97-82898 · Filed Nov 14, 1997 · Closed Feb 23, 1998
Role of Duane D. Nelson: Debtor · Outcome: Case closed 1998-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings
Duane I Nelson and Leslie Nelson closed
United States Bankruptcy Court, N.D. Illinois · No. 97-29169 · Filed Sep 23, 1997 · Closed Nov 2, 1999
Role of Duane I Nelson and Leslie Nelson: Debtor · Outcome: Case closed 1999-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
DUANE D NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 97-30589 · Filed Jan 30, 1997 · Closed May 6, 1999
Role of DUANE D NELSON: Debtor · Outcome: Case closed 1999-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Karen D. Nelson and Duane M. Nelson closed
United States Bankruptcy Court, W.D. Missouri · No. 96-42334 · Filed Jul 18, 1996 · Closed Jan 7, 1997
Role of Duane M. Nelson: Debtor · Outcome: Case closed 1997-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
DUANE NELSON and NICOLE NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 95-44916 · Filed Sep 15, 1995 · Closed Nov 9, 2000
Role of DUANE NELSON and NICOLE NELSON: Debtor · Outcome: Case closed 2000-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
DUANE W NELSON and JEAN L NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 92-30090 · Filed Jan 7, 1992 · Closed Jun 2, 1994
Role of DUANE W NELSON and JEAN L NELSON: Debtor · Outcome: Case closed 1994-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Duane J. Nelson closed
United States Bankruptcy Court, D. Utah · No. 91-28051 · Filed Dec 20, 1991 · Closed Apr 28, 1992
Role of Duane J. Nelson: Debtor · Outcome: Case closed 1992-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)
Duane A. Nelson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 87-25135 · Filed Nov 20, 1987 · Closed Nov 30, 1988
Role of Duane A. Nelson: Debtor · Outcome: Case closed 1988-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 60 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Duane Nelson (compared 10 filings on Oct 24, 2026)

Note · Aug 24, 2006 – Mar 27, 2007

Bankruptcy case: American Express Centurion Bank v. Hauswald — filed Aug 24, 2006

United States Bankruptcy Court, M.D. Florida docket "American Express Centurion Bank v. Hauswald" filed Aug 24, 2006, closed Mar 27, 2007. Jeananne Hauswald (listed on the same filings) is listed as Defendant ("Hauswald"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Florida ↗Jeananne Hauswald — PartnerFacts page ↗
Sources
Note · Dec 28, 2023

Duane Nelson appears on 1 deal that stopped filing before reaching its target

EnviroMetal Technologies Inc. (last filing Dec 28, 2023; $753,000 sold of $2,221,350). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

EnviroMetal Technologies Inc. — PartnerFacts page ↗
Sources
Note · Jul 23, 2021 – Aug 9, 2021

Form D filed 17 days after the first sale — GROUP 11 TECHNOLOGIES INC.

The filing says the first sale was Jul 23, 2021. The Form D was filed Aug 9, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 9, 2021 ↗GROUP 11 TECHNOLOGIES INC. — PartnerFacts page ↗
Sources
Note · Dec 16, 2010 – Oct 20, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GROUP 11 TECHNOLOGIES INC. (latest filing Oct 20, 2025) · No amendment in the last 12 months on an offering that may still be open — EnviroMetal Technologies Inc. (latest filing Apr 7, 2022) · No amendment in the last 12 months on an offering that may still be open — GROUP 11 TECHNOLOGIES INC. (latest filing Aug 9, 2021) · No amendment in the last 12 months on an offering that may still be open — EnviroMetal Technologies Inc. (latest filing Jan 12, 2021) · No amendment in the last 12 months on an offering that may still be open — EnviroMetal Technologies Inc. (latest filing Apr 2, 2020) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 20, 2025 ↗GROUP 11 TECHNOLOGIES INC. — PartnerFacts page ↗Form D/A · Apr 7, 2022 ↗EnviroMetal Technologies Inc. — PartnerFacts page ↗
Sources
Note · Mar 3, 2022 – Apr 7, 2022

Offering amount changed between filings — EnviroMetal Technologies Inc.

The Mar 3, 2022 filing says $2,215,450 offered; the Apr 7, 2022 Form D/A says $2,221,350.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 3, 2022 ↗Form D/A (later) · Apr 7, 2022 ↗EnviroMetal Technologies Inc. — PartnerFacts page ↗
Sources
Note · Mar 16, 2018 – Apr 2, 2020

Industry group changed between filings — EnviroMetal Technologies Inc.

"Other Technology" (Mar 16, 2018 to Mar 16, 2018); then "Other" (Apr 2, 2020 to Apr 7, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 16, 2018 ↗Form D · Apr 2, 2020 ↗EnviroMetal Technologies Inc. — PartnerFacts page ↗
Sources
Note · Aug 9, 2021 – Oct 20, 2025

Reported revenue range changed between filings — GROUP 11 TECHNOLOGIES INC.

"Decline to Disclose" (Aug 9, 2021); then "No Revenues" (Oct 20, 2025).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 9, 2021 ↗Form D · Oct 20, 2025 ↗GROUP 11 TECHNOLOGIES INC. — PartnerFacts page ↗
Sources
Note · May 11, 2017 – Jul 31, 2017

Same name, different state: "Duane Nelson" (SD or IA) is a separate record

This page covers filings where the address state is CO or A1. A separate record, "Duane Nelson" with address state SD or IA, is listed on 4 filings — most recently by RIVERVIEW SURGICAL CENTER, LLC (Aug 29, 2018). Both records have filings in the same period (May 11, 2017 to Jul 31, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Duane Nelson (SD,IA) — PartnerFacts page ↗Form D/A · Aug 29, 2018 ↗RIVERVIEW SURGICAL CENTER, LLC — PartnerFacts page ↗Duane Nelson (CO,A1) — this page ↗
Sources
Note · Dec 27, 2010 – Oct 20, 2025

Duane Nelson is listed with 2 different address states: A1, CO

British Columbia, Canada (as filed: A1) on 9 filings (Dec 27, 2010 to Apr 7, 2022); CO on 1 filing (Oct 20, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 27, 2010 ↗Form D · Oct 20, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 9 offerings report sales commissions totalling $159,600; 1 reports finder's fees totalling $1,645; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 20, 2025 D
GROUP 11 TECHNOLOGIES INC.
File 021-561373
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2022 D/A
EnviroMetal Technologies Inc.
File 021-435665
$2,520 (est.)$0$0CANACCORD GENUITY CORP no CRD number reported
via Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗)
EDGAR ↗
Aug 9, 2021 D
GROUP 11 TECHNOLOGIES INC.
File 021-409267
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2021 D
EnviroMetal Technologies Inc.
File 021-389164
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2021 D
EnviroMetal Technologies Inc.
File 021-386030
$0$1,645 (est.)$0Mann Mann Jensen Partners LP BrokerCheck CRD 137389 ↗EDGAR ↗
Apr 2, 2020 D
EnviroMetal Technologies Inc.
File 021-364234
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2018 D
EnviroMetal Technologies Inc.
File 021-307954
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2018 D
EnviroMetal Technologies Inc.
File 021-307961
$0$0$0None listed on this filingEDGAR ↗
Dec 27, 2010 D
SILVERMEX RESOURCES INC
File 021-152516
$157,080$0$0GLOBAL HUNTER SECURITIES, LLC BrokerCheck CRD 123003 ↗
AXIOM CAPITAL MANAGEMENT INC. BrokerCheck CRD 26580 ↗
SCARSDALE EQUITIES LLC BrokerCheck CRD 134602 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Duane Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

G1
Other

GROUP 11 TECHNOLOGIES INC.

Durango, CO · Aug 9, 2021 → Oct 20, 2025 · 2 filings
  • Oct 20, 2025 · D · $90,000 sold of $153,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2021 · D · $1,030,000 sold of Indefinite · 16 investors · min. $15,000 · role: Director EDGAR ↗

Raised $1.03M from 16 investors (100% of the $153K target) as of the latest filing. Duane is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Other

EnviroMetal Technologies Inc.

Burnaby, British Columbia, Canada (as filed: A1) · Mar 16, 2018 → Apr 7, 2022 · 7 filings
  • Apr 7, 2022 · D/A · $753,000 sold of $2,221,350 · 9 investors · min. No minimum reported · role: Executive Officer, Director (President and CEO) EDGAR ↗
  • Mar 3, 2022 · D · $751,000 sold of $2,215,450 · 8 investors · min. No minimum reported · role: Executive Officer, Director (President and CEO) EDGAR ↗
  • Feb 11, 2021 · D · $82,163 sold of $82,163 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 12, 2021 · D · $610,818 sold of $1,628,848 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 2, 2020 · D · $594,423 sold of $1,386,987 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 16, 2018 · D · $147,060 sold of $392,162 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 16, 2018 · D · $0 sold of $1,264,638 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $753K from 11 investors (34% of the $2.22M target) as of the latest filing. Duane is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Other

SILVERMEX RESOURCES INC

Vancouver, British Columbia, Canada (as filed: A1) · Dec 27, 2010
  • Dec 27, 2010 · D · $2,367,312 sold of $4,085,521 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.37M from 15 investors (58% of the $4.09M target) as of the latest filing. Duane is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Duane Nelson — SD, IA, 1 issuer, May 11, 2017 → Jul 31, 2017 · no shared issuer

People around Duane 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

KENNETH C McNAUGHTON

Director · 8 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Duane Nelson. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Court Anderson

Director · 7 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mel Lavitt

Director · 5 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

WAYNE MOORHOUSE

Executive Officer · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Duane Nelson. Their page shows their other deals.

HJ
No photo found yet (own website and image search run after this page is viewed)
Person

Hanif Jafari

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Kiland

Director · 3 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Edward Weatherbee

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Duane Nelson. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Sheriff

Director · 2 shared filings (1 issuer) · also on 13 other issuers

William Sheriff is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Janet Lee-Sheriff

Executive Officer, Director · 2 shared filings (1 issuer) · also on 7 other issuers

Janet Lee-Sheriff is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mohammad Doostmohammadi

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Pendura

Director · 2 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Ruckdaeschel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

NP
No photo found yet (own website and image search run after this page is viewed)
Person

Nathalie Pilon

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXANDER RUCKDASCHEL

Director · 2 shared filings (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph J. Ovsenek

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Joseph J. Ovsenek is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Morgon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

ARTHUR BROWN

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Duane Nelson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL CALLAHAN

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Duane Nelson. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT J FRASER

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

HALLEIN DARBY

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Duane Nelson. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Davis

Executive Officer · 1 shared filing (1 issuer) · also on 20 other issuers

Scott Davis is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Pendura

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Duane Nelson. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Morgan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeananne Hauswald

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Duane Nelson. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

ISH GREWAL

Director · 1 shared filing (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

ISHWINDER GREWAL

Director · 1 shared filing (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Roger Anderson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Duane Nelson. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Duane Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Duane Nelson is listed on: none on file. No website or social profile named in SILVERMEX RESOURCES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,960 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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