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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:56 AM ET

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DE
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Drew Endy

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Jun 15, 2009 → May 22, 2012

1deal (issuers)
$25Mreported sold
43investors
7Form D filings
2009–2012years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Drew Endy is listed as a director and promoter on 7 SEC Form D filings by 1 issuer between Jun 2009 and Jul 2014: Gen9, Inc. (Cambridge, MA — biotechnology — 2009–2014; $25M reported sold to 43 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Joseph Jacobson (7 shared filings), George Church (6 shared filings), Scott Schoen (4 shared filings), Kevin Munnelly (3 shared filings), Wali Dai (3 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Drew. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Drew Endy and found 8 differences, 1 worth asking the sponsor about: Form D filed 87 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Drew Endy has not run yet — it is joining a line of 1,885 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

ENDY v. STATE FARM FIRE AND CASUALTY COMPANY open
District Court, E.D. Pennsylvania · No. 5:25-cv-03729 · Filed Jul 21, 2025
Role of ENDY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 11 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Drew Endy..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Adrian Endy Garcia and Raquel Flores closed
United States Bankruptcy Court, S.D. Texas · No. 19-10089 · Filed Mar 12, 2019 · Closed Jun 26, 2019
Role of Adrian Endy Garcia and Raquel Flores: Debtor · Outcome: Case closed 2019-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 11 federal dockets); different first name (adrian); court in TX (not a filing state)
Endy v. Deutsche Bank National Trust Company closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-02132 · Filed Nov 1, 2011 · Closed Aug 17, 2012
Role of Endy: Plaintiff · Outcome: Case closed 2012-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 11 federal dockets); surname only in the caption; court in PA (not a filing state)
Endy v. Transouth Financial Corporation closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-02107 · Filed May 5, 1997 · Closed Dec 16, 1998
Role of Endy: Plaintiff · Outcome: Case closed 1998-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 11 federal dockets); surname only in the caption; court in PA (not a filing state)
Lisa J. Endy-Mitchell closed
United States Bankruptcy Court, District of Columbia · No. 95-01364 · Filed Nov 22, 1995 · Closed Feb 29, 1996
Role of Lisa J. Endy-Mitchell: Debtor · Outcome: Case closed 1996-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 11 federal dockets); different first name (lisa); court in DC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Drew Endy — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Nov 15, 2010 – Feb 10, 2011

Form D filed 87 days after the first sale — Gen9, Inc.

The filing says the first sale was Nov 15, 2010. The Form D was filed Feb 10, 2011 — 87 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 72 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 7, 2013 – Jul 30, 2014

Drew Endy's role changed at Gen9, Inc.: director, promoter → director

The May 7, 2013 filing lists Drew Endy as director, promoter; the Jul 30, 2014 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · May 22, 2012 – May 7, 2013

Drew Endy's role changed at Gen9, Inc.: director → director, promoter

The May 22, 2012 filing lists Drew Endy as director; the May 7, 2013 Form D lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Feb 10, 2011 – Apr 28, 2011

Offering amount changed between filings — Gen9, Inc.

The Feb 10, 2011 filing says $2,000,000 offered; the Apr 28, 2011 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jun 1, 2009 – May 22, 2012

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Gen9, Inc. (latest filing May 22, 2012) · No amendment in the last 12 months on an offering that may still be open — Gen9, Inc. (latest filing Sep 9, 2011) · No amendment in the last 12 months on an offering that may still be open — Gen9, Inc. (latest filing Apr 28, 2011) · No amendment in the last 12 months on an offering that may still be open — Gen9, Inc. (latest filing Jun 15, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Apr 28, 2011 – Sep 9, 2011

Address moved from Santa Clara, CA to Cambridge, MA — Gen9, Inc.

The people listed on the Apr 28, 2011 filing give Santa Clara, CA; on the Sep 9, 2011 filing they give Cambridge, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Feb 10, 2011 – Apr 28, 2011

Address moved from Menlo Park, CA to Santa Clara, CA — Gen9, Inc.

The people listed on the Feb 10, 2011 filing give Menlo Park, CA; on the Apr 28, 2011 filing they give Santa Clara, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jun 15, 2009 – Jul 30, 2014

Drew Endy is listed with 2 different address states: CA, MA

CA on 5 filings (Jun 15, 2009 to May 22, 2012); MA on 2 filings (May 7, 2013 to Jul 30, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $788,959. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 30, 2014 D
Gen9, Inc.
File 021-221975
$0$0$0None listed on this filingEDGAR ↗
May 7, 2013 D
Gen9, Inc.
File 021-196102
$0$0$788,959 (est.)
Proceeds are being used to pay down debt to noteholders and pay dividends to shareholders, some of which are Related Parties named in Item 3.
None listed on this filingEDGAR ↗
May 22, 2012 D
Gen9, Inc.
File 021-178604
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2011 D
Gen9, Inc.
File 021-165572
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2011 D/A
Gen9, Inc.
File 021-155167
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2009 D
Gen9, Inc.
File 021-131963
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Drew Endy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Gen9, Inc.

Cambridge, MA · Jun 15, 2009 → Jul 30, 2014 · 7 filings
  • Jul 30, 2014 · D · $25,000,000 sold of $25,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2013 · D · $21,000,000 sold of $21,000,000 · 43 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • May 22, 2012 · D · $395,000 sold of $2,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2011 · D · $1,550,001 sold of $9,591,568 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 28, 2011 · D/A · $1,955,000 sold of $2,500,000 · 13 investors · min. $10,000 · role: Director EDGAR ↗
  • Feb 10, 2011 · D · $1,655,000 sold of $2,000,000 · 12 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 15, 2009 · D · $500,000 sold of $2,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $25M from 43 investors (100% of the $25M target) as of the latest filing. Drew is listed as director, promoter on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Drew 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Jacobson

Director, Promoter, Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Drew Endy. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

George Church

Director, Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Drew Endy. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Schoen

Director · 4 shared filings (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Wali Dai

Director · 3 shared filings (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Munnelly

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Stone

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Drew Endy. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Manning

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Paul Manning is on 9 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Silverstein

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Cook

Director · 2 shared filings (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jacob Thaysen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Weili Dai

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Weili Dai is on 5 issuers in total — a repeat sponsor. Their page lists every one.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Franco Cerrina

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley Rose

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Drew Endy. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Goldberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Hollenhorst

Director · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Scalzulli

Director · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Zucker

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Camacho

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Wertheimer

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Drew Endy. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hollenhorst

Director · 1 shared filing (1 issuer)

Listed on the same filings as Drew Endy. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Jurvetson

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Drew Endy. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Drew Endy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Drew Endy is listed on: none on file. No website or social profile named in Gen9, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,615 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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