Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · PA, NM · Oct 2, 2009 → Nov 2, 2011
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Douglas Smith is listed as a director on 13 SEC Form D filings by 1 issuer between May 2009 and Nov 2011: PSM HOLDINGS INC (Edmond, OK — other banking and financial services — 2009–2011; $5.7M reported sold to 32 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Ron Hanna (13 shared filings), Jeffrey R. Smith (12 shared filings), Matt Lamoreux (12 shared filings), Edward Kenmure, III (7 shared filings), Deborah Erickson (5 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Douglas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 4 SEC releases, 16 bankruptcy cases matching the name listed in Key records below.
What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Douglas Smith and found 20 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Douglas Smith has not run yet — it is joining a line of 19,943 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
4 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Douglas Smith..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
16 cases: 16 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
20 differences found between the filings for Douglas Smith — 6 worth asking about (compared 13 filings on Oct 24, 2026)
United States Bankruptcy Court, D. New Jersey docket "Edward W. Kenmure" filed Jan 27, 2020, closed May 26, 2022. Edward Kenmure, III (listed on the same filings) is listed as Debtor ("Edward W. Kenmure"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. New Jersey docket "Edward W Kenmure, Jr" filed Apr 25, 2008, closed Aug 15, 2008. Edward Kenmure, III (listed on the same filings) is listed as Debtor ("Edward W Kenmure, Jr"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Oct 2, 2009 filing says $60,326 sold; the Jan 19, 2010 Form D says $0 sold — $60,326 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 14, 2009 filing says $300,000 sold; the Oct 2, 2009 Form D says $60,326 sold — $239,674 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Oct 2, 2009 filing reports 20 investors; the Jan 19, 2010 Form D reports 0 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The May 14, 2009 filing reports 32 investors; the Oct 2, 2009 Form D reports 20 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The filing says the first sale was Mar 12, 2007. The Form D was filed May 14, 2009 — 794 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 779 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
Douglas Smith appears on the Jul 11, 2011 Form D (director) but not on the May 18, 2012 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
The Jul 11, 2011 filing says $720,000 offered; the May 18, 2012 Form D/A says $807,852.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jan 19, 2010 filing says an indefinite amount offered; the Mar 5, 2010 Form D says $202,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The May 14, 2009 filing says $300,000 offered; the Oct 2, 2009 Form D says an indefinite amount.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The May 14, 2009 filing lists a minimum of $0; the Oct 2, 2009 Form D lists $1.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Douglas F. Smith" on the May 14, 2009 filing, and "Douglas Smith" on 12 filings (from Oct 2, 2009).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other Banking and Financial Services" (May 14, 2009); then "Other Real Estate" (Oct 2, 2009); then "Other" (Jan 19, 2010 to May 18, 2012).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
This page covers filings where the address state is PA or NM. A separate record, "Douglas C. Smith" with address state UT, is listed on 2 filings — most recently by Xi3, Inc. (Sep 17, 2014). The two records do not overlap in time: this page runs Oct 2, 2009 to Nov 2, 2011; the other runs Feb 20, 2014 to Sep 17, 2014.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or NM. A separate record, "Douglas Andrew Smith" with address state CO, is listed on 1 filing — most recently by Audacity Brew House LLC (Mar 6, 2014). The two records do not overlap in time: this page runs Oct 2, 2009 to Nov 2, 2011; the other has one filing dated Mar 6, 2014.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or NM. A separate record, "Douglas Smith" with address state CA, is listed on 2 filings — most recently by NI Holdings I, Inc. (Aug 23, 2012). The two records do not overlap in time: this page runs Oct 2, 2009 to Nov 2, 2011; the other runs May 11, 2012 to Aug 23, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or NM. A separate record, "Douglas K Smith" with address state A0, is listed on 1 filing — most recently by Midway Energy Ltd. (Mar 6, 2012). The two records do not overlap in time: this page runs Oct 2, 2009 to Nov 2, 2011; the other has one filing dated Mar 6, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or NM. A separate record, "Douglas G. Smith" with address state TX, is listed on 1 filing — most recently by Vantage Drilling CO (Jun 10, 2009). The two records do not overlap in time: this page runs Oct 2, 2009 to Nov 2, 2011; the other has one filing dated Jun 10, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
PA on 1 filing (May 14, 2009); NM on 12 filings (Oct 2, 2009 to Nov 2, 2011).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Nov 2, 2011 D PSM HOLDINGS INC File 021-168155 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 15, 2011 D PSM HOLDINGS INC File 021-164473 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 18, 2011 D PSM HOLDINGS INC File 021-163056 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 11, 2011 D PSM HOLDINGS INC File 021-162605 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 11, 2011 D PSM HOLDINGS INC File 021-162609 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 6, 2011 D PSM HOLDINGS INC File 021-157920 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 23, 2011 D PSM HOLDINGS INC File 021-157211 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 1, 2011 D PSM HOLDINGS INC File 021-155988 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 29, 2010 D PSM HOLDINGS INC File 021-144190 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 5, 2010 D PSM HOLDINGS INC File 021-89437 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Douglas Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $5.7M from 32 investors (100% of the $681K target) as of the latest filing. Douglas is listed as director on 13 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Douglas Smith. Their page shows their other deals.
Listed on the same filings as Douglas Smith. Their page shows their other deals.
Listed on the same filings as Douglas Smith. Their page shows their other deals.
Listed on the same filings as Douglas Smith. Their page shows their other deals.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Douglas Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers Douglas Smith is listed on: none on file. No website or social profile named in PSM HOLDINGS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #291,740 of 374,652 in line (73 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Edmond, OK). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Douglas Smith appears on a new Form D, or when a court case or SEC action is matched to them. See plans →