Douglas Johnson

The filing says the first sale was Apr 5, 2013. The Form D was filed Apr 22, 2013 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Jun 27, 2011 filing says $4,042,030 offered; the Jul 5, 2011 Form D/A says $4,085,100.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Ridgeline Energy Services Inc. (latest filing Apr 22, 2013) · No amendment in the last 12 months on an offering that may still be open — Ridgeline Energy Services Inc. (latest filing Mar 21, 2013) · No amendment in the last 12 months on an offering that may still be open — Ridgeline Energy Services Inc. (latest filing Oct 18, 2012) · No amendment in the last 12 months on an offering that may still be open — Ridgeline Energy Services Inc. (latest filing Jul 5, 2011) · No amendment in the last 12 months on an offering that may still be open — Ridgeline Energy Services Inc. (latest filing Jan 27, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

"Environmental Services" (Jan 27, 2011 to Oct 18, 2012); then "Oil and Gas" (Mar 21, 2013 to Apr 22, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is A0 or A1. A separate record, "Douglas K. Johnson" with address state SC or NC, is listed on 209 filings — most recently by HEDGEFORUM THIRD POINT, LLC (Mar 31, 2021). Both records have filings in the same period (Jan 27, 2011 to Apr 22, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is A0 or A1. A separate record, "Douglas Johnson" with address state FL, is listed on 1 filing — most recently by Pentaho Corp (Nov 5, 2012). Both records have filings in the same period (Nov 5, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is A0 or A1. A separate record, "DOUGLAS R. JOHNSON" with address state CO, is listed on 5 filings — most recently by FORMAT DYNAMICS, INC. (Apr 13, 2012). Both records have filings in the same period (Jan 27, 2011 to Apr 13, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is A0 or A1. A separate record, "Douglas Johnson" with address state MN, is listed on 3 filings — most recently by Orasi Medical Inc (Nov 16, 2010). The two records do not overlap in time: this page runs Jan 27, 2011 to Apr 22, 2013; the other runs Apr 28, 2009 to Nov 16, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is A0 or A1. A separate record, "Douglas N. Johnson" with address state WA, is listed on 2 filings — most recently by Telanetix,Inc (Jul 16, 2010). The two records do not overlap in time: this page runs Jan 27, 2011 to Apr 22, 2013; the other runs Dec 16, 2008 to Jul 16, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jul 5, 2011 filing give Vancouver, British Columbia, Canada (as filed: A1); on the Jun 20, 2012 filing they give Calgary, Alberta, Canada (as filed: A0).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

The people listed on the Jan 27, 2011 filing give Calgary, Alberta, Canada (as filed: A0); on the Jun 27, 2011 filing they give Vancouver, British Columbia, Canada (as filed: A1).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Alberta, Canada (as filed: A0) on 5 filings (Jan 27, 2011 to Apr 22, 2013); British Columbia, Canada (as filed: A1) on 2 filings (Jun 27, 2011 to Jul 5, 2011).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

"$1,000,001 - $5,000,000" (Jan 27, 2011); then "Decline to Disclose" (Jun 20, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.