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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:57 AM ET

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Douglas Fleming

Named as an officer, director or promoter on SEC Form D filings · WA · Nov 21, 2013 → Jun 26, 2019

1deal (issuers)
$2.86Mreported sold
12investors
6Form D filings
2013–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Douglas Fleming is listed as a director on 6 SEC Form D filings by 1 issuer between Nov 2013 and Jun 2019: Vaporpath, Inc. (Bainbridge Island, WA — industry reported as "Other" — 2013–2019; $2.86M reported sold to 12 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Barry Goffe (6 shared filings), Cloantha Copass (6 shared filings), Mike Barry (4 shared filings), Rick Hennessey (3 shared filings) and Rick Hennesy (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Douglas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Douglas Fleming and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Douglas Fleming has not run yet — it is joining a line of 29,282 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Douglas Fleming..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

Douglas J Fleming open
United States Bankruptcy Court, D. New Jersey · No. 25-19272 · Filed Sep 4, 2025
Role of Douglas J Fleming: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Douglas C. Fleming closed
United States Bankruptcy Court, E.D. Texas · No. 09-43387 · Filed Oct 27, 2009 · Closed Apr 16, 2010
Role of Douglas C. Fleming: Debtor · Outcome: Case closed 2010-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Douglas P. Fleming closed
United States Bankruptcy Court, D. Connecticut · No. 08-21610 · Filed Aug 23, 2008 · Closed Mar 23, 2009
Role of Douglas P. Fleming: Debtor · Outcome: Case closed 2009-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Douglas P. Fleming and Theresa K. Fleming closed
United States Bankruptcy Court, D. Connecticut · No. 08-20093 · Filed Jan 20, 2008 · Closed Jul 8, 2008
Role of Douglas P. Fleming and Theresa K. Fleming: Debtor · Outcome: Case closed 2008-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Douglas J. Fleming closed
United States Bankruptcy Court, N.D. New York · No. 05-60653 · Filed Feb 3, 2005 · Closed May 26, 2005
Role of Douglas J. Fleming: Debtor · Outcome: Case closed 2005-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Douglas Fleming and Kathy Leanor Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 04-76562 · Filed Nov 9, 2004 · Closed Jul 13, 2007
Role of Douglas Fleming and Kathy Leanor Fleming: Debtor · Outcome: Case closed 2007-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Douglas C Fleming closed
United States Bankruptcy Court, N.D. Illinois · No. 01-73619 · Filed Sep 10, 2001 · Closed Jan 9, 2002
Role of Douglas C Fleming: Debtor · Outcome: Case closed 2002-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Douglas A. Fleming and Judy Fleming closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-00-11275 · Filed Mar 27, 2000 · Closed Sep 22, 2000
Role of Douglas A. Fleming and Judy Fleming: Debtor · Outcome: Case closed 2000-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Douglas Fleming closed
United States Bankruptcy Court, D. Connecticut · No. 99-51025 · Filed Jul 2, 1999 · Closed Oct 27, 1999
Role of Douglas Fleming: Debtor · Outcome: Case closed 1999-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Douglas J. Fleming closed
United States Bankruptcy Court, N.D. New York · No. 98-61884 · Filed Mar 25, 1998 · Closed Aug 26, 1998
Role of Douglas J. Fleming: Debtor · Outcome: Case closed 1998-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Douglas Fleming and Margree Fleming closed
United States Bankruptcy Court, W.D. Missouri · No. 90-42737 · Filed Oct 29, 1990 · Closed Nov 21, 1994
Role of Douglas Fleming and Margree Fleming: Debtor · Outcome: Case closed 1994-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Douglas J. Fleming closed
United States Bankruptcy Court, N.D. New York · No. 89-00928 · Filed May 26, 1989 · Closed Sep 28, 1990
Role of Douglas J. Fleming: Debtor · Outcome: Case closed 1990-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Douglas Fleming (compared 6 filings on Oct 24, 2026)

Note · Jun 19, 2019 – Jun 26, 2019

No amendment in the last 12 months on an offering that may still be open — Vaporpath, Inc. (latest filing Jun 26, 2019)

The latest filing for this offering is dated Jun 26, 2019 (first sale Jun 19, 2019). It reports $125,000 sold of $600,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 26, 2019 ↗Vaporpath, Inc. — PartnerFacts page ↗
Sources
Note · May 18, 2016 – May 31, 2017

No amendment in the last 12 months on an offering that may still be open — Vaporpath, Inc. (latest filing May 31, 2017)

The latest filing for this offering is dated May 31, 2017 (first sale May 18, 2016). It reports $2,861,154 sold of $3,544,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 31, 2017 ↗Vaporpath, Inc. — PartnerFacts page ↗
Sources
Note · Oct 28, 2014 – Nov 3, 2014

No amendment in the last 12 months on an offering that may still be open — Vaporpath, Inc. (latest filing Nov 3, 2014)

The latest filing for this offering is dated Nov 3, 2014 (first sale Oct 28, 2014). It reports $250,000 sold of $400,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 3, 2014 ↗Vaporpath, Inc. — PartnerFacts page ↗
Sources
Note · Sep 28, 2016 – May 31, 2017

Offering amount changed between filings — Vaporpath, Inc.

The Sep 28, 2016 filing says $2,861,154 offered; the May 31, 2017 Form D/A says $3,544,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Sep 28, 2016 ↗Form D/A (later) · May 31, 2017 ↗Vaporpath, Inc. — PartnerFacts page ↗
Sources
Note · Jun 1, 2016 – Sep 28, 2016

Minimum investment changed between filings — Vaporpath, Inc.

The Jun 1, 2016 filing lists a minimum of $50,000; the Sep 28, 2016 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 1, 2016 ↗Form D/A (later) · Sep 28, 2016 ↗Vaporpath, Inc. — PartnerFacts page ↗
Sources
Note · Dec 12, 2012

Same name, different state: "Douglas Fleming" (MO) is a separate record

This page covers filings where the address state is WA. A separate record, "Douglas Fleming" with address state MO, is listed on 1 filing — most recently by SMITH ELECTRIC VEHICLES CORP. (Dec 12, 2012). The two records do not overlap in time: this page runs Nov 21, 2013 to Jun 26, 2019; the other has one filing dated Dec 12, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Douglas Fleming (MO) — PartnerFacts page ↗Form D · Dec 12, 2012 ↗SMITH ELECTRIC VEHICLES CORP. — PartnerFacts page ↗Douglas Fleming (WA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 26, 2019 D
Vaporpath, Inc.
File 021-342843
$0$0$0None listed on this filingEDGAR ↗
May 31, 2017 D/A
Vaporpath, Inc.
File 021-264186
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2014 D
Vaporpath, Inc.
File 021-227571
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2013 D
Vaporpath, Inc.
File 021-206722
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Douglas Fleming on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

V
Other

Vaporpath, Inc.

Bainbridge Island, WA · Nov 21, 2013 → Jun 26, 2019 · 6 filings
  • Jun 26, 2019 · D · $125,000 sold of $600,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
  • May 31, 2017 · D/A · $2,861,154 sold of $3,544,000 · 12 investors · min. $25,000 · role: Director EDGAR ↗
  • Sep 28, 2016 · D/A · $1,385,383 sold of $2,861,154 · 2 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 1, 2016 · D · $1,035,383 sold of $2,861,154 · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 3, 2014 · D · $250,000 sold of $400,000 · 1 investors · min. $75,000 · role: Director EDGAR ↗
  • Nov 21, 2013 · D · $700,000 sold of $700,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.86M from 12 investors (100% of the $600K target) as of the latest filing. Douglas is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Douglas Fleming — MO, 1 issuer, Dec 12, 2012 → Dec 12, 2012 · no shared issuer

People around Douglas 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Cloantha Copass

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Douglas Fleming. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Goffe

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Douglas Fleming. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Barry

Director · 4 shared filings (1 issuer)

Listed on the same filings as Douglas Fleming. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Hennessey

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Rick Hennessey is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Hennesy

Director · 3 shared filings (1 issuer)

Listed on the same filings as Douglas Fleming. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Douglas Fleming by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Douglas Fleming is listed on: none on file. No website or social profile named in Vaporpath, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #232,342 of 374,652 in line (1,381 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bainbridge Island, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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