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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:27 AM ET

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Douglas Eu

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 6, 2016 → Mar 13, 2020

26deals (issuers)
$4.3Breported sold
213investors
89Form D filings
2016–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Douglas Eu is listed as an executive officer and director on 89 SEC Form D filings by 26 issuers between Jan 2016 and Mar 2020. Largest by amount reported sold: AllianzGI Convertible LLC (New York, NY — pooled investment fund — 2017–2018; $525.7M reported sold to 3 investors), AllianzGI Structured Alpha Global Equity 500 LLC (New York, NY — pooled investment fund — 2016–2019; $495.5M reported sold to 2 investors), AllianzGI Structured Alpha Multi-Beta Series LLC I (New York, NY — pooled investment fund — 2016–2020; $414.9M reported sold to 1 investors), AllianzGI STRUCTURED ALPHA 500 LLC (New York, NY — pooled investment fund — 2016–2020; $333.3M reported sold to 35 investors), AllianzGI Structured Alpha U.S. Fixed Income 250 LLC (New York, NY — pooled investment fund — 2018–2020; $302.8M reported sold to 4 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $4.3B sold in total.

Listed alongside Barbara Ruth Claussen (76 shared filings), Douglas Gorman Forsyth (76 shared filings), Satyajit Siddharth Kumar (76 shared filings), Erin Bengtson-Olivieri (73 shared filings), Giorgio Carlino (72 shared filings) and 41 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Douglas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Allianzgi Structured Alpha (39 issuers, $5.89B reported sold, 2009–2021) and Virtus (2 issuers, $0 reported sold, 2017–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 89 public filings for Douglas Eu and found 7 differences, 1 worth asking the sponsor about: 10 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Douglas Eu has not run yet — it is joining a line of 54,532 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Douglas Eu..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Douglas Eu — 1 worth asking about (compared the newest 50 of 89 filings on Oct 24, 2026; older filings not covered)

Note · Sep 10, 2003 – Jan 28, 2005

Bankruptcy case: Fuccillo Hyundai of Syracuse, Inc. v. VanMarter — filed Sep 10, 2003

United States Bankruptcy Court, N.D. New York docket "Fuccillo Hyundai of Syracuse, Inc. v. VanMarter" filed Sep 10, 2003, closed Jan 28, 2005. THOMAS J. FUCCILLO (listed on the same filings) is listed as Plaintiff ("Fuccillo Hyundai of Syracuse, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗THOMAS J. FUCCILLO — PartnerFacts page ↗
Sources
Note · Jan 22, 1999 – Oct 31, 2000

Bankruptcy case: Paul J.A. Koo — filed Jan 22, 1999

United States Bankruptcy Court, E.D. California docket "Paul J.A. Koo" filed Jan 22, 1999, closed Oct 31, 2000. PAUL KOO (listed on the same filings) is listed as Debtor ("Paul J.A. Koo"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗PAUL KOO — PartnerFacts page ↗
Sources
Note · Nov 1, 2007 – Mar 4, 2020

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AllianzGI Structured Alpha U.S. Fixed Income 250 LLC (latest filing Mar 4, 2020) · No amendment in the last 12 months on an offering that may still be open — AllianzGI Structured Alpha Multi-Beta Series LLC I (latest filing Jan 9, 2020) · No amendment in the last 12 months on an offering that may still be open — AllianzGI Structured Alpha 1000 Plus LLC (latest filing Jan 9, 2020) · No amendment in the last 12 months on an offering that may still be open — AllianzGI Structured Alpha 1000 LLC (latest filing Jan 9, 2020) · No amendment in the last 12 months on an offering that may still be open — AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC (latest filing Jan 9, 2020) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 4, 2020 ↗AllianzGI Structured Alpha U.S. Fixed Income 250 LLC — PartnerFacts page ↗Form D/A · Jan 9, 2020 ↗AllianzGI Structured Alpha Multi-Beta Series LLC I — PartnerFacts page ↗
Sources
Worth asking · Jul 12, 2018 – Mar 8, 2021

10 people are no longer listed on a later amendment

Douglas Eu is no longer listed on the Mar 8, 2021 amendment — AllianzGI Managed Futures LLC · Douglas Eu is no longer listed on the Feb 18, 2021 amendment — Virtus Emerging Markets Consumer LLC · Douglas Eu is no longer listed on the Jan 21, 2021 amendment — AllianzGI Emerging Markets Small Cap LLC · Douglas Eu is no longer listed on the Jan 6, 2021 amendment — AllianzGI Structured Alpha U.S. Equity 250 LLC · Douglas Eu is no longer listed on the Sep 23, 2020 amendment — Virtus International Small-Cap Opportunities LLC · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 13, 2020 ↗Form D/A · Mar 8, 2021 ↗Douglas Eu — PartnerFacts page ↗AllianzGI Managed Futures LLC — PartnerFacts page ↗
Sources
Note · Jul 13, 2016 – Jul 13, 2017

Douglas Eu's role changed at AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust: executive officer, director → director

The Jul 13, 2016 filing lists Douglas Eu as executive officer, director; the Jul 13, 2017 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 13, 2016 ↗Form D/A · Jul 13, 2017 ↗Douglas Eu — PartnerFacts page ↗AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust — PartnerFacts page ↗
Sources
Note · Jul 11, 2016 – Jul 11, 2017

Douglas Eu's role changed at AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust: executive officer, director → director

The Jul 11, 2016 filing lists Douglas Eu as executive officer, director; the Jul 11, 2017 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 11, 2016 ↗Form D/A · Jul 11, 2017 ↗Douglas Eu — PartnerFacts page ↗AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust — PartnerFacts page ↗
Sources
Note · Feb 28, 2023 – Feb 26, 2026

Same name, different state: "Douglas Eu" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "Douglas Eu" with address state MD, is listed on 4 filings — most recently by Brown Advisory Group Holdings LLC (Feb 26, 2026). The two records do not overlap in time: this page runs Jan 6, 2016 to Mar 13, 2020; the other runs Feb 28, 2023 to Feb 26, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Douglas Eu (MD) — PartnerFacts page ↗Form D/A · Feb 26, 2026 ↗Brown Advisory Group Holdings LLC — PartnerFacts page ↗Douglas Eu (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 89 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 26 offerings report sales commissions totalling $765,536; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 13, 2020 D/A
AllianzGI Managed Futures LLC
File 021-307928
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2020 D/A
AllianzGI Structured Alpha U.S. Fixed Income 250 LLC
File 021-306951
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2020 D/A
Virtus Emerging Markets Consumer LLC
File 021-280910
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2020 D/A
AllianzGI Emerging Markets Small Cap LLC
File 021-304579
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jan 9, 2020 D/A
AllianzGI Structured Alpha U.S. Equity 250 LLC
File 021-93788
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jan 9, 2020 D/A
AllianzGI STRUCTURED ALPHA 500 LLC
File 021-93787
$178,036$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jan 9, 2020 D/A
AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
File 021-122572
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jan 9, 2020 D/A
AllianzGI Structured Alpha 1000 LLC
File 021-164928
$0$0$0Goldman Sachs Execution & Clearing, L.P. BrokerCheck CRD 3466 ↗
Newedge USA LLC BrokerCheck CRD 36118 ↗
Barclays Capital, Inc. BrokerCheck CRD 19714 ↗
Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗		EDGAR ↗
Jan 9, 2020 D/A
AllianzGI Structured Alpha 1000 Plus LLC
File 021-182190
$0$0$0Goldman Sachs Execution & Clearing, L.P. BrokerCheck CRD 3466 ↗
Newedge USA LLC BrokerCheck CRD 36118 ↗
Barclays Capital, Inc. BrokerCheck CRD 19714 ↗
Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗		EDGAR ↗
Jan 9, 2020 D/A
AllianzGI Structured Alpha Multi-Beta Series LLC I
File 021-216925
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Nov 22, 2019 D/A
AllianzGI Structured Alpha Global Equity 350 LLC
File 021-275462
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2019 D/A
AllianzGI Structured Alpha Global Equity 500 LLC
File 021-248656
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2019 D/A
Sound Harbor Credit Solutions Fund II L.P.
File 021-288837
$587,500$0$0Monument Group, Inc. BrokerCheck CRD 36399 ↗EDGAR ↗
Sep 26, 2019 D/A
Virtus International Small-Cap Opportunities LLC
File 021-295958
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2019 D/A
AllianzGI Structured Alpha Emerging Markets Equity 350 LLC
File 021-270026
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2019 D/A
AllianzGI China A Shares LLC
File 021-318964
$0$0$0None listed on this filingEDGAR ↗
Aug 1, 2019 D/A
AllianzGI Structured Alpha Large Cap Equity 350 L.P.
File 021-318342
$0$0$0None listed on this filingEDGAR ↗
May 30, 2019 D/A
AllianzGI Tactical Volatility LLC
File 021-287861
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2018 D/A
AllianzGI Global Dynamic Allocation LLC
File 021-245079
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2018 D/A
AllianzGI Convertible LLC
File 021-291593
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2018 D/A
AllianzGI Best Styles Global Managed Volatility Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
File 021-262920
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jul 12, 2018 D/A
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
File 021-221844
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jul 12, 2018 D/A
AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
File 021-251322
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jan 4, 2018 D/A
AllianzGI Structured Alpha 10 Year Treasury 500 LLC
File 021-117319
$0$0$0Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Jul 13, 2017 D/A
AllianzGI Discovery U.S. Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
File 021-262924
$0$0$0ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗EDGAR ↗
Dec 21, 2016 D/A
NFJ International Value Trust
File 021-94269
$0$0$0Allianz Global Investors Distributors BrokerCheck CRD 25567 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named Douglas Eu on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AM
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Managed Futures LLC

New York, NY · Mar 16, 2018 → Mar 13, 2020 · 3 filings
  • Mar 13, 2020 · D/A · $110,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Mar 14, 2019 · D/A · $110,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Mar 16, 2018 · D · $110,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $110M from 3 investors as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha U.S. Fixed Income 250 LLC

New York, NY · Mar 5, 2018 → Mar 4, 2020 · 3 filings
  • Mar 4, 2020 · D/A · $302,810,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Mar 5, 2019 · D/A · $302,810,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Mar 5, 2018 · D · $302,810,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $302.8M from 4 investors as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VE
Pooled Investment Fund · group: Virtus

Virtus Emerging Markets Consumer LLC

Hartford, CT · Feb 17, 2017 → Feb 19, 2020 · 4 filings
  • Feb 19, 2020 · D/A · $10,210,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. LLC) EDGAR ↗
  • Feb 20, 2019 · D/A · $10,210,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. LLC) EDGAR ↗
  • Feb 16, 2018 · D/A · $10,210,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. LLC) EDGAR ↗
  • Feb 17, 2017 · D · $10,210,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. LLC) EDGAR ↗

Raised $10.2M from 2 investors as of the latest filing. Douglas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Emerging Markets Small Cap LLC

New York, NY · Feb 1, 2018 → Jan 22, 2020 · 3 filings
  • Jan 22, 2020 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Feb 1, 2019 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Feb 1, 2018 · D · $15,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $15M from 1 investor as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha 1000 LLC

New York, NY · Jan 6, 2016 → Jan 9, 2020 · 5 filings
  • Jan 9, 2020 · D/A · $224,693,865 sold of Indefinite · 11 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2019 · D/A · $224,693,865 sold of Indefinite · 11 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2018 · D/A · $224,693,865 sold of Indefinite · 11 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2017 · D/A · $224,693,865 sold of Indefinite · 11 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 6, 2016 · D/A · $224,693,865 sold of Indefinite · 11 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $224.7M from 11 investors as of the latest filing. Douglas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI STRUCTURED ALPHA 500 LLC

New York, NY · Jan 6, 2016 → Jan 9, 2020 · 5 filings
  • Jan 9, 2020 · D/A · $333,307,194 sold of Indefinite · 35 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2019 · D/A · $333,307,194 sold of Indefinite · 35 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2018 · D/A · $333,307,194 sold of Indefinite · 35 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2017 · D/A · $333,307,194 sold of Indefinite · 35 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 6, 2016 · D/A · $333,307,194 sold of Indefinite · 35 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $333.3M from 35 investors as of the latest filing. Douglas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha Multi-Beta Series LLC I

New York, NY · Jan 8, 2016 → Jan 9, 2020 · 5 filings
  • Jan 9, 2020 · D/A · $414,934,486 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Jan 4, 2019 · D/A · $414,934,486 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Jan 4, 2018 · D/A · $414,934,486 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Jan 4, 2017 · D/A · $414,934,486 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Jan 8, 2016 · D/A · $414,934,486 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗

Raised $414.9M from 1 investor as of the latest filing. Douglas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha 1000 Plus LLC

New York, NY · Jan 6, 2016 → Jan 9, 2020 · 5 filings
  • Jan 9, 2020 · D/A · $49,352,984 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2019 · D/A · $49,352,984 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2018 · D/A · $49,352,984 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2017 · D/A · $49,352,984 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 6, 2016 · D/A · $49,352,984 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $49.4M from 6 investors as of the latest filing. Douglas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC

New York, NY · Jan 6, 2016 → Jan 9, 2020 · 5 filings
  • Jan 9, 2020 · D/A · $263,080,892 sold of Indefinite · 10 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2019 · D/A · $263,080,892 sold of Indefinite · 10 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2018 · D/A · $263,080,892 sold of Indefinite · 10 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2017 · D/A · $263,080,892 sold of Indefinite · 10 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 6, 2016 · D/A · $263,080,892 sold of Indefinite · 10 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $263.1M from 10 investors as of the latest filing. Douglas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha U.S. Equity 250 LLC

New York, NY · Jan 6, 2016 → Jan 9, 2020 · 5 filings
  • Jan 9, 2020 · D/A · $200,779,530 sold of Indefinite · 6 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2019 · D/A · $200,779,530 sold of Indefinite · 6 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2018 · D/A · $200,779,530 sold of Indefinite · 6 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 4, 2017 · D/A · $200,779,530 sold of Indefinite · 6 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 6, 2016 · D/A · $200,779,530 sold of Indefinite · 6 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $200.8M from 6 investors as of the latest filing. Douglas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha Global Equity 350 LLC

New York, NY · Dec 1, 2016 → Nov 22, 2019 · 4 filings
  • Nov 22, 2019 · D/A · $200,510,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Nov 29, 2018 · D/A · $200,510,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Nov 30, 2017 · D/A · $200,510,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Dec 1, 2016 · D · $200,510,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $200.5M from 3 investors as of the latest filing. Douglas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Allianzgi Structured Alpha

Sound Harbor Credit Solutions Fund II L.P.

New York, NY · Jun 15, 2017 → Sep 26, 2019 · 3 filings
  • Sep 26, 2019 · D/A · $99,650,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Oct 2, 2018 · D/A · $99,650,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jun 15, 2017 · D · $99,650,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $99.7M from 51 investors as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VI
Pooled Investment Fund · group: Virtus

Virtus International Small-Cap Opportunities LLC

Hartford, CT · Oct 4, 2017 → Sep 26, 2019 · 3 filings
  • Sep 26, 2019 · D/A · $5,000,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Oct 2, 2018 · D/A · $5,000,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Oct 4, 2017 · D · $5,000,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗

Raised $5M from 2 investors as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha Global Equity 500 LLC

New York, NY · Sep 30, 2016 → Sep 26, 2019 · 4 filings
  • Sep 26, 2019 · D/A · $495,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Sep 27, 2018 · D/A · $495,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Sep 29, 2017 · D/A · $495,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Sep 30, 2016 · D/A · $495,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $495.5M from 2 investors as of the latest filing. Douglas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha Emerging Markets Equity 350 LLC

New York, NY · Sep 2, 2016 → Aug 27, 2019 · 4 filings
  • Aug 27, 2019 · D/A · $80,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Aug 29, 2018 · D/A · $80,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Aug 30, 2017 · D/A · $80,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Sep 2, 2016 · D · $80,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗

Raised $80.1M from 2 investors as of the latest filing. Douglas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI China A Shares LLC

New York, NY · Aug 10, 2018 → Aug 8, 2019 · 2 filings
  • Aug 8, 2019 · D/A · $25,250,000 sold of Indefinite · 3 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Aug 10, 2018 · D · $25,250,000 sold of Indefinite · 3 investors · min. $3,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $25.3M from 3 investors as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha Large Cap Equity 350 L.P.

New York, NY · Aug 2, 2018 → Aug 1, 2019 · 2 filings
  • Aug 1, 2019 · D/A · $150,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Aug 2, 2018 · D · $150,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $150.5M from 3 investors as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Tactical Volatility LLC

New York, NY · Jun 1, 2017 → May 30, 2019 · 3 filings
  • May 30, 2019 · D/A · $2,010,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • May 31, 2018 · D/A · $2,010,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗
  • Jun 1, 2017 · D · $2,010,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings, LLC) EDGAR ↗

Raised $2.01M from 2 investors as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Global Dynamic Allocation LLC

New York, NY · Aug 4, 2016 → Aug 2, 2018 · 3 filings
  • Aug 2, 2018 · D/A · $50,500,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Aug 4, 2017 · D/A · $50,500,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Aug 4, 2016 · D/A · $50,500,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $50.5M from 2 investors as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Convertible LLC

New York, NY · Jul 27, 2017 → Jul 26, 2018 · 2 filings
  • Jul 26, 2018 · D/A · $525,688,382 sold of Indefinite · 3 investors · min. $100,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jul 27, 2017 · D · $525,688,382 sold of Indefinite · 3 investors · min. $100,000,000 · role: Executive Officer (Member Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $525.7M from 3 investors as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Best Styles Global Managed Volatility Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust

New York, NY · May 11, 2016 → Jul 12, 2018 · 4 filings
  • Jul 12, 2018 · D/A · $89,105,278 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 13, 2017 · D/A · $86,033,925 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 13, 2016 · D/A · $73,124,375 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • May 11, 2016 · D · $61,258,822 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗

Raised $105.1M from 15 investors as of the latest filing. Douglas is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust

New York, NY · Jul 13, 2016 → Jul 12, 2018 · 3 filings
  • Jul 12, 2018 · D/A · $247,304,105 sold of Indefinite · 18 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 13, 2017 · D/A · $212,615,736 sold of Indefinite · 18 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 13, 2016 · D/A · $94,383,586 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer, Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗

Raised $250.2M from 18 investors as of the latest filing. Douglas is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust

New York, NY · Jul 11, 2016 → Jul 12, 2018 · 3 filings
  • Jul 12, 2018 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 11, 2017 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 11, 2016 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗

Raised $11M from 9 investors as of the latest filing. Douglas is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Structured Alpha 10 Year Treasury 500 LLC

New York, NY · Jan 6, 2016 → Jan 4, 2018 · 2 filings
  • Jan 4, 2018 · D/A · $85,115,003 sold of Indefinite · 4 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗
  • Jan 6, 2016 · D/A · $85,115,003 sold of Indefinite · 4 investors · min. $750,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $85.1M from 4 investors as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Allianzgi Structured Alpha

AllianzGI Discovery U.S. Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust

New York, NY · May 11, 2016 → Jul 13, 2017 · 3 filings
  • Jul 13, 2017 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • Jul 13, 2016 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗
  • May 11, 2016 · D · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (TRUSTEE OF THE PORTFOLIO) EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Douglas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NI
Pooled Investment Fund · group: Allianzgi Structured Alpha

NFJ International Value Trust

New York, NY · Dec 21, 2016
  • Dec 21, 2016 · D/A · $276,325,010 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (Member, Executive Committee, Allianz Global Investors U.S. Holdings LLC) EDGAR ↗

Raised $276.3M from 14 investors as of the latest filing. Douglas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Douglas Eu — MD, 1 issuer, Feb 28, 2023 → Feb 26, 2026 · no shared issuer

People around Douglas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Ruth Claussen

Executive Officer, Director · 76 shared filings (26 issuers) · also on 10 other issuers

Barbara Ruth Claussen is on 36 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Gorman Forsyth

Executive Officer · 76 shared filings (22 issuers) · also on 8 other issuers

Douglas Gorman Forsyth is on 30 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Satyajit Siddharth Kumar

Executive Officer · 76 shared filings (22 issuers) · also on 6 other issuers

Satyajit Siddharth Kumar is on 28 issuers in total — a repeat sponsor. Their page lists every one.

EO
No photo found yet (own website and image search run after this page is viewed)
Person

Erin Bengtson-Olivieri

Executive Officer · 73 shared filings (22 issuers) · also on 6 other issuers

Erin Bengtson-Olivieri is on 28 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Giorgio Carlino

Executive Officer · 72 shared filings (21 issuers) · also on 6 other issuers

Giorgio Carlino is on 27 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Parker

Executive Officer · 65 shared filings (21 issuers) · also on 11 other issuers

Jeffrey Parker is on 32 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Tournant

Executive Officer · 57 shared filings (21 issuers) · also on 6 other issuers

Greg Tournant is on 27 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Heiko Mildner

Executive Officer · 54 shared filings (20 issuers) · also on 6 other issuers

Heiko Mildner is on 26 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Bonanno

Executive Officer · 51 shared filings (20 issuers) · also on 5 other issuers

Peter Bonanno is on 25 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Maxence Mormede

Executive Officer · 29 shared filings (18 issuers) · also on 6 other issuers

Maxence Mormede is on 24 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Aiden Redmond

Executive Officer · 28 shared filings (18 issuers) · also on 6 other issuers

Aiden Redmond is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Ellen Lohrfink

Executive Officer · 24 shared filings (16 issuers) · also on 6 other issuers

Jill Ellen Lohrfink is on 22 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Pappo

Executive Officer · 22 shared filings (18 issuers) · also on 6 other issuers

Carl Pappo is on 24 issuers in total — a repeat sponsor. Their page lists every one.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Benno John Fischer

Executive Officer · 19 shared filings (13 issuers) · also on 6 other issuers

Benno John Fischer is on 19 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gem Pushpaharan

Executive Officer · 14 shared filings (14 issuers) · also on 5 other issuers

Gem Pushpaharan is on 19 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

ALAN RAPPAPORT

Director · 13 shared filings (4 issuers) · also on 2 other issuers

ALAN RAPPAPORT is on 6 issuers in total — a repeat sponsor. Their page lists every one.

OD
No photo found yet (own website and image search run after this page is viewed)
Person

ORHAN DZEMAILI

Executive Officer · 13 shared filings (4 issuers) · also on 2 other issuers

ORHAN DZEMAILI is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES A. JACOBSON

Director · 13 shared filings (4 issuers) · also on 2 other issuers

JAMES A. JACOBSON is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WO
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM B. OGDEN, IV

Director · 13 shared filings (4 issuers) · also on 2 other issuers

WILLIAM B. OGDEN, IV is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD J. COCHRAN

Executive Officer · 13 shared filings (4 issuers) · also on 2 other issuers

RICHARD J. COCHRAN is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL KOO

Executive Officer · 13 shared filings (4 issuers) · also on 10 other issuers

PAUL KOO is on 14 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS L. HARTER

Executive Officer · 13 shared filings (4 issuers) · also on 2 other issuers

THOMAS L. HARTER is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS J. FUCCILLO

Executive Officer · 13 shared filings (4 issuers) · also on 2 other issuers

THOMAS J. FUCCILLO is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

DEBORAH A. DECOTIS

Director · 13 shared filings (4 issuers) · also on 2 other issuers

DEBORAH A. DECOTIS is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

BRADFORD K. GALLAGHER

Director · 13 shared filings (4 issuers) · also on 2 other issuers

BRADFORD K. GALLAGHER is on 6 issuers in total — a repeat sponsor. Their page lists every one.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

HANS W. KERTESS

Director · 13 shared filings (4 issuers) · also on 2 other issuers

HANS W. KERTESS is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT WHISTEN

Executive Officer · 13 shared filings (4 issuers) · also on 2 other issuers

SCOTT WHISTEN is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES S. MACLEOD

Director · 13 shared filings (4 issuers) · also on 2 other issuers

JAMES S. MACLEOD is on 6 issuers in total — a repeat sponsor. Their page lists every one.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

F. FORD DRUMMOND

Director · 13 shared filings (4 issuers) · also on 2 other issuers

F. FORD DRUMMOND is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DAVEY S. SCOON

Director · 13 shared filings (4 issuers) · also on 2 other issuers

DAVEY S. SCOON is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

DEBRA RUBANO

Executive Officer · 13 shared filings (4 issuers) · also on 1 other issuer

DEBRA RUBANO is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

ANGELA BORREGGINE

Executive Officer · 13 shared filings (4 issuers) · also on 1 other issuer

ANGELA BORREGGINE is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Charles Carroll

Executive Officer · 11 shared filings (11 issuers) · also on 7 other issuers

John Charles Carroll is on 18 issuers in total — a repeat sponsor. Their page lists every one.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David Boyd Jobson

Executive Officer · 11 shared filings (11 issuers) · also on 5 other issuers

David Boyd Jobson is on 16 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Grau

Executive Officer · 11 shared filings (11 issuers) · also on 5 other issuers

William Grau is on 16 issuers in total — a repeat sponsor. Their page lists every one.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

LAWRENCE G. ALTADONNA

Executive Officer · 10 shared filings (4 issuers) · also on 1 other issuer

LAWRENCE G. ALTADONNA is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott T. Migliori

Executive Officer · 8 shared filings (7 issuers) · also on 9 other issuers

Scott T. Migliori is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Julian Fernand Sluyters

Executive Officer · 8 shared filings (7 issuers) · also on 12 other issuers

Julian Fernand Sluyters is on 19 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Giogio Carlino

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Douglas Eu. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

John Viggiano

Executive Officer · 4 shared filings (4 issuers) · also on 11 other issuers

John Viggiano is on 15 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AS
Sponsor group

Allianzgi Structured Alpha

39 issuers · 217 filings · $5.89B reported sold · 2009–2021

One team, 39 deal companies. Douglas Eu is listed on 24 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Eu.

V
Sponsor group

Virtus

2 issuers · 17 filings · $0 reported sold · 2017–2026

One team, 2 deal companies. Douglas Eu is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Eu.

Same business address

19 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 26 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Virtus International Small-Cap Opportunities LLC, Virtus Emerging Markets Consumer LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Douglas Eu by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Douglas Eu is listed on: none on file. No website or social profile named in AllianzGI Convertible LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #250,234 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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