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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:10 AM ET

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Douglas Downs

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 23, 2010 → Sep 7, 2016

12deals (issuers)
$413.5Mreported sold
144investors
19Form D filings
2010–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Douglas Downs is listed as an executive officer, director, and promoter on 19 SEC Form D filings by 12 issuers between Apr 2010 and Sep 2016. Largest by amount reported sold: Avalon Ventures X, L.P. (La Jolla, CA — pooled investment fund — 2012; $201.6M reported sold to 27 investors), Avalon Ventures IX, L.P. (La Jolla, CA — pooled investment fund — 2010; $118.1M reported sold to 16 investors), Synthorx, Inc. (La Jolla, CA — biotechnology — 2014; $26.5M reported sold to 10 investors), Otonomy, Inc. (San Diego, CA — biotechnology — 2010; $24.2M reported sold to 13 investors), AristaMD, Inc. (San Diego, CA — other health care — 2014; $22M reported sold to 27 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $413.5M sold in total.

Listed alongside Court Turner (8 shared filings), Kevin Kinsella (6 shared filings), Jay B. Lichter (5 shared filings), Jay Lichter, Ph.D. (5 shared filings), Stephen Tomlin (5 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Douglas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Avalon (15 issuers, $705.3M reported sold, 2010–2025) and Zacharon (2 issuers, $24.2M reported sold, 2010–2012).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Douglas Downs and found 9 differences, 3 worth asking the sponsor about: Douglas Downs appears on 6 deals that stopped filing before reaching their target; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Douglas Downs has not run yet — it is joining a line of 48,395 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Douglas Downs..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Douglas S Downs closed
United States Bankruptcy Court, W.D. North Carolina · No. 10-40883 · Filed Oct 25, 2010 · Closed Feb 9, 2011
Role of Douglas S Downs: Debtor · Outcome: Case closed 2011-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Douglas D. Downs and Dawn F. Downs closed
United States Bankruptcy Court, D. New Jersey · No. 04-13462 · Filed Feb 3, 2004 · Closed May 11, 2004
Role of Douglas D. Downs and Dawn F. Downs: Debtor · Outcome: Case closed 2004-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Douglas R Downs and Christa M Downs closed
United States Bankruptcy Court, S.D. Ohio · No. 3:03-bk-31366 · Filed Feb 25, 2003 · Closed May 20, 2004
Role of Douglas R Downs and Christa M Downs: Debtor · Outcome: Case closed 2004-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Douglas J. Downs and Darlene C. Downs closed
United States Bankruptcy Court, E.D. Michigan · No. 01-61197 · Filed Nov 1, 2001 · Closed Feb 7, 2002
Role of Douglas J. Downs and Darlene C. Downs: Debtor · Outcome: Case closed 2002-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Douglas E. Downs and Mirielle M. Downs closed
United States Bankruptcy Court, E.D. Virginia · No. 00-33845 · Filed Jul 10, 2000 · Closed Oct 31, 2000
Role of Douglas E. Downs and Mirielle M. Downs: Debtor · Outcome: Case closed 2000-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Douglas E. Downs closed
United States Bankruptcy Court, E.D. Virginia · No. 97-36620 · Filed Sep 22, 1997 · Closed Jan 14, 1999
Role of Douglas E. Downs: Debtor · Outcome: Case closed 1999-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Douglas Downs and Christa Downs closed
United States Bankruptcy Court, S.D. Ohio · No. 3:97-bk-30361 · Filed Jan 22, 1997 · Closed Jun 9, 1997
Role of Douglas Downs and Christa Downs: Debtor · Outcome: Case closed 1997-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Douglas M Downs and Jean A Downs closed
United States Bankruptcy Court, W.D. Washington · No. 95-00242 · Filed Jan 12, 1995 · Closed Mar 29, 2000
Role of Douglas M Downs and Jean A Downs: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Douglas E. Downs closed
United States Bankruptcy Court, E.D. Virginia · No. 93-33614 · Filed Sep 2, 1993 · Closed Dec 21, 1993
Role of Douglas E. Downs: Debtor · Outcome: Case closed 1993-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Douglas Downs — 3 worth asking about (compared 19 filings on Oct 24, 2026)

Worth asking · Feb 17, 2011 – Oct 14, 2020

Douglas Downs appears on 6 deals that stopped filing before reaching their target

Ankasa Regenerative Therapeutics, Inc. (last filing Oct 14, 2020; $9,518,966 sold of $19,998,970); Synthorx, Inc. (last filing Apr 27, 2018; $26,545,402 sold of $63,708,953); Zacharon Pharmaceuticals Inc. (last filing Apr 4, 2012; $500,000 sold of $1,876,000); AFRAXIS, INC. (last filing Apr 3, 2012; $1,200,000 sold of $5,967,000); ReVision Therapeutics, Inc. (last filing Dec 20, 2011; $2,308,332 sold of $5,000,000); RQx Pharmaceuticals, Inc. (last filing Feb 17, 2011; $1,191,716 sold of $7,000,050). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Nov 19, 2010 – Sep 7, 2016

4 Form Ds were filed more than 15 days after the first sale

Form D filed 805 days after the first sale — Carbon Robotics Inc. · Form D filed 67 days after the first sale — Ankasa Regenerative Therapeutics, Inc. · Form D filed 293 days after the first sale — Proximal Data, Inc. · Form D filed 21 days after the first sale — RQx Pharmaceuticals, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Apr 8, 2010 – Aug 4, 2015

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Ankasa Regenerative Therapeutics, Inc. (latest filing Aug 4, 2015) · No amendment in the last 12 months on an offering that may still be open — AristaMD, Inc. (latest filing Aug 15, 2014) · No amendment in the last 12 months on an offering that may still be open — Synthorx, Inc. (latest filing Jun 6, 2014) · No amendment in the last 12 months on an offering that may still be open — Avalon Ventures X, L.P. (latest filing Aug 30, 2012) · No amendment in the last 12 months on an offering that may still be open — Zacharon Pharmaceuticals Inc. (latest filing Apr 4, 2012) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 3, 2010 – Jun 2, 2011

Douglas Downs is no longer listed on the Jun 2, 2011 amendment — Otonomy, Inc.

Douglas Downs appears on the Sep 3, 2010 Form D (executive officer) but not on the Jun 2, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Sep 3, 2010 – Jun 2, 2011

Offering amount changed between filings — Otonomy, Inc.

The Sep 3, 2010 filing says $38,644,354 offered; the Jun 2, 2011 Form D/A says $38,844,352.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Dec 10, 2010 – Feb 17, 2011

Offering amount changed between filings — RQx Pharmaceuticals, Inc.

The Dec 10, 2010 filing says $7,000,000 offered; the Feb 17, 2011 Form D/A says $7,000,050.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Apr 23, 2010 – Mar 24, 2011

Douglas Downs is written 2 different ways on the filings

listed as "Douglas Downs" on 17 filings (from Apr 23, 2010), and "Douglas J. Downs" on 2 filings (from Mar 24, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Apr 9, 2019

Same name, different state: "Douglas Downs" (OR) is a separate record

This page covers filings where the address state is CA. A separate record, "Douglas Downs" with address state OR, is listed on 1 filing — most recently by DEEPOW Capital Opportunity Fund I, LP (Apr 9, 2019). The two records do not overlap in time: this page runs Apr 23, 2010 to Sep 7, 2016; the other has one filing dated Apr 9, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 23, 2010 – Dec 20, 2011

Address moved from San Diego, CA to La Jolla, CA — ReVision Therapeutics, Inc.

The people listed on the Apr 23, 2010 filing give San Diego, CA; on the Dec 20, 2011 filing they give La Jolla, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 18 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 7, 2016 D
Carbon Robotics Inc.
File 021-270156
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2015 D
Ankasa Regenerative Therapeutics, Inc.
File 021-245063
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2014 D
AristaMD, Inc.
File 021-223071
$0$0$0None listed on this filingEDGAR ↗
Jun 6, 2014 D
Synthorx, Inc.
File 021-218758
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2013 D
Proximal Data, Inc.
File 021-195616
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2013 D
Proximal Data, Inc.
File 021-194258
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2012 D
Proximal Data, Inc.
File 021-185995
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2012 D
Avalon Ventures X, L.P.
File 021-183463
$0$0$0 (est.)
Issuer's affiliate will receive a fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.
None listed on this filingEDGAR ↗
Apr 4, 2012 D
Zacharon Pharmaceuticals Inc.
File 021-176129
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2012 D
AFRAXIS, INC.
File 021-176059
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2011 D
ReVision Therapeutics, Inc.
File 021-170338
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2011 D
Zacharon Pharmaceuticals Inc.
File 021-157289
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2011 D/A
RQx Pharmaceuticals, Inc.
File 021-151693
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2010 D
Otonomy, Inc.
File 021-147275
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2010 D
Avalon Ventures IX, L.P.
File 021-145167
$0$0$0
Issuer's affiliate will receive a management fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.
None listed on this filingEDGAR ↗
Jun 9, 2010 D
Otonomy, Inc.
File 021-143212
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2010 D
ReVision Therapeutics, Inc.
File 021-141014
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2010 D
ReVision Therapeutics, Inc.
File 021-141016
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Douglas Downs on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Carbon Robotics Inc.

San Francisco, CA · Sep 7, 2016
  • Sep 7, 2016 · D · $2,270,094 sold of $2,270,094 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.24M from 16 investors (100% of the $2.27M target) as of the latest filing. Douglas is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals · group: Avalon

Ankasa Regenerative Therapeutics, Inc.

La Jolla, CA · Aug 4, 2015
  • Aug 4, 2015 · D · $9,518,966 sold of $19,998,970 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $9.52M from 5 investors (48% of the $20M target) as of the latest filing. Douglas is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Hospitals and Physicians

AristaMD, Inc.

San Diego, CA · Aug 15, 2014
  • Aug 15, 2014 · D · $2,138,499 sold of $4,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $22M from 27 investors (100% of the $4M target) as of the latest filing. Douglas is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology · group: Avalon

Synthorx, Inc.

La Jolla, CA · Jun 6, 2014
  • Jun 6, 2014 · D · $3,125,000 sold of $6,250,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $26.5M from 10 investors (100% of the $6.25M target) as of the latest filing. Douglas is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Avalon

Proximal Data, Inc.

San Diego, CA · Oct 24, 2012 → Apr 26, 2013 · 3 filings
  • Apr 26, 2013 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 29, 2013 · D · $2,000,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 24, 2012 · D · $2,999,996 sold of $2,999,996 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3M from 2 investors (100% of the $1M target) as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Avalon

Avalon Ventures X, L.P.

La Jolla, CA · Aug 30, 2012
  • Aug 30, 2012 · D · $201,632,653 sold of $250,000,000 · 27 investors · min. $250,000 · role: Promoter (Member of the General Partner of the Issuer) EDGAR ↗

Raised $201.6M from 27 investors (81% of the $250M target) as of the latest filing. Douglas is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pharmaceuticals · group: Zacharon

Zacharon Pharmaceuticals Inc.

San Diego, CA · Mar 24, 2011 → Apr 4, 2012 · 2 filings
  • Apr 4, 2012 · D · $33,000 sold of $48,001 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 24, 2011 · D · $15,001 sold of $15,001 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $500K from 1 investor (100% of the $48K target) as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

AFRAXIS, INC.

San Diego, CA · Apr 3, 2012
  • Apr 3, 2012 · D · $45,000 sold of $45,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.2M from 1 investor (100% of the $45K target) as of the latest filing. Douglas is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

ReVision Therapeutics, Inc.

La Jolla, CA · Apr 23, 2010 → Dec 20, 2011 · 3 filings
  • Dec 20, 2011 · D · $500,000 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 23, 2010 · D · $2,308,332 sold of $4,999,972 · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 23, 2010 · D · $562,039 sold of $562,039 · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.31M from 23 investors (46% of the $5M target) as of the latest filing. Douglas is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pharmaceuticals

RQx Pharmaceuticals, Inc.

La Jolla, CA · Dec 10, 2010 → Feb 17, 2011 · 2 filings
  • Feb 17, 2011 · D/A · $1,191,716 sold of $7,000,050 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 10, 2010 · D · $1,025,000 sold of $7,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.19M from 3 investors (17% of the $7M target) as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology · group: Zacharon

Otonomy, Inc.

San Diego, CA · Jun 9, 2010 → Sep 3, 2010 · 2 filings
  • Sep 3, 2010 · D · $10,037,465 sold of $38,644,354 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 9, 2010 · D · $10,567,046 sold of $26,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $24.2M from 13 investors (63% of the $38.6M target) as of the latest filing. Douglas is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Avalon

Avalon Ventures IX, L.P.

La Jolla, CA · Jul 19, 2010
  • Jul 19, 2010 · D · $118,125,000 sold of $200,000,000 · 16 investors · min. $250,000 · role: Promoter (Member of the General Partner of the Issuer) EDGAR ↗

Raised $118.1M from 16 investors (59% of the $200M target) as of the latest filing. Douglas is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Douglas Downs — OR, 1 issuer, Apr 9, 2019 → Apr 9, 2019 · no shared issuer

People around Douglas 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Court Turner

Director, Executive Officer · 8 shared filings (5 issuers) · also on 3 other issuers

Court Turner is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Kinsella

Director, Promoter · 6 shared filings (4 issuers) · also on 3 other issuers

Kevin Kinsella is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Lichter, Ph.D.

Executive Officer, Director · 5 shared filings (2 issuers) · also on 4 other issuers

Jay Lichter, Ph.D. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Tomlin

Promoter, Director · 5 shared filings (3 issuers) · also on 6 other issuers

Stephen Tomlin is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jay B. Lichter

Promoter, Director, Executive Officer · 5 shared filings (4 issuers) · also on 1 other issuer

Jay B. Lichter is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Lichter

Director · 3 shared filings (3 issuers) · also on 7 other issuers

Jay Lichter is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Braden M Bohrmann

Promoter, Director · 3 shared filings (3 issuers) · also on 9 other issuers

Braden M Bohrmann is on 12 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Mata

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Douglas Downs. Their page shows their other deals.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Floyd Romesberg

Director · 3 shared filings (2 issuers)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Bolt

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Levandov

Promoter · 2 shared filings (2 issuers) · also on 22 other issuers

Richard Levandov is on 24 issuers in total — a repeat sponsor. Their page lists every one.

KO
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Ober

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Kevin Ober is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Scott

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Douglas Downs. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robin M. Jackman

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Douglas Downs. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charles A. Glass

Director · 2 shared filings (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Harris, M.D., Ph.D.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS A COLL

Executive Officer · 2 shared filings (1 issuer) · also on 5 other issuers

THOMAS A COLL is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Litcher

Director · 2 shared filings (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Bisgaard

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Peter Bisgaard is on 15 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian H. Dovey

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Brian H. Dovey is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Campbell

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Douglas Downs. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Preston

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Heather Preston is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Carl LeBel, Ph.D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Cayer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Weber

Director · 1 shared filing (1 issuer) · also on 7 other issuers

David Weber is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Cooper

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Thomas Cooper is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John P. McKearn

Director · 1 shared filing (1 issuer) · also on 16 other issuers

John P. McKearn is on 17 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rebecca Cofinas

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sanford Madigan

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Douglas Downs. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Corkum

Director · 1 shared filing (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rosanna Myers

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Douglas Downs. Their page shows their other deals.

The team behind the deals

Sponsor group

Avalon

15 issuers · 31 filings · $705.3M reported sold · 2010–2025

One team, 15 deal companies. Douglas Downs is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Downs.

Sponsor group

Zacharon

2 issuers · 6 filings · $24.2M reported sold · 2010–2012

One team, 2 deal companies. Douglas Downs is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Douglas Downs.

Same business address

23 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Douglas Downs by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Douglas Downs is listed on: none on file. No website or social profile named in Avalon Ventures X, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #337,770 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (La Jolla, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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