PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:51 AM ET

Sponsor Check › Sponsor group

Avalon

15 issuers linked to one sponsor · LA JOLLA, CA

Grouped because: 13 shared people, same business address (14 issuers), similar issuer names (6) · 3 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) ·Not the same sponsor? Request a correction

15issuers
31Form D filings
$705,343,866total sold (sum of latest per issuer)
208investors (sum of max per issuer)
2010–2025active
0new offerings, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Oct 10, 2025 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found so far in sources searched for 15 of 15 issuers in this group.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 15 of 15 issuers in this group; 0 not yet searched (15 queued). Results are added automatically.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found so far in sources searched for 15 of 15 issuers in this group.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 15 of 15 issuers in this group; 0 not yet searched (15 queued). Results are added automatically.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5. Money to insiders and sales commissions

0 of 29 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 10, 2025 D
File 021-560436
$0$0$0None listed on this filing
EDGAR ↗Sep 11, 2025 D
File 021-557255
$0$0$0None listed on this filing
EDGAR ↗Aug 9, 2024 D
File 021-521146
$0$0$0None listed on this filing
EDGAR ↗Jul 24, 2024 D
File 021-519627
$0$0$0None listed on this filing
EDGAR ↗Nov 23, 2022 D
File 021-465729
$0$0$0None listed on this filing
EDGAR ↗Nov 22, 2022 D/A
File 021-393460
$0$0$0None listed on this filing
EDGAR ↗Oct 13, 2022 D
File 021-461688
$0$0$0None listed on this filing
EDGAR ↗Oct 13, 2022 D
File 021-461697
$0$0$0None listed on this filing
EDGAR ↗Oct 8, 2021 D
File 021-416368
$0$0$0None listed on this filing
EDGAR ↗Aug 13, 2021 D
File 021-409959
$0$0$0None listed on this filing
EDGAR ↗Jul 22, 2021 D
File 021-407387
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filing
EDGAR ↗Jun 28, 2021 D
File 021-404438
$0$0$0None listed on this filing
EDGAR ↗Apr 30, 2021 D
File 021-397786
$0$0$0None listed on this filing
EDGAR ↗Mar 12, 2021 D
File 021-392167
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2021 D
File 021-390393
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filing
EDGAR ↗Oct 14, 2020 D
File 021-377785
$0$0$0None listed on this filing
EDGAR ↗Jul 14, 2020 D
File 021-370889
$0$0$0None listed on this filing
EDGAR ↗Jul 13, 2020 D
File 021-370830
$0$0$0None listed on this filing
EDGAR ↗Apr 27, 2018 D
File 021-311122
$0$0$0None listed on this filing
EDGAR ↗Nov 15, 2016 D
File 021-274550
$0$0$0None listed on this filing
EDGAR ↗Sep 13, 2016 D/A
File 021-247446
$0$0$0 (est.)
Issuer's affiliate will receive a fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.
None listed on this filing
EDGAR ↗Jul 28, 2016 D
File 021-267863
$0$0$0None listed on this filing
EDGAR ↗Aug 4, 2015 D
File 021-245063
$0$0$0None listed on this filing
EDGAR ↗Jun 6, 2014 D
File 021-218758
$0$0$0None listed on this filing
EDGAR ↗Apr 26, 2013 D
File 021-195616
$0$0$0None listed on this filing
EDGAR ↗Mar 29, 2013 D
File 021-194258
$0$0$0None listed on this filing
EDGAR ↗Oct 24, 2012 D
File 021-185995
$0$0$0None listed on this filing
EDGAR ↗Aug 30, 2012 D
File 021-183463
$0$0$0 (est.)
Issuer's affiliate will receive a fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.
None listed on this filing
EDGAR ↗Jul 19, 2010 D
File 021-145167
$0$0$0
Issuer's affiliate will receive a management fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 15 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookups queued

0 recorded documents and 0 ownership records matched to Avalon in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 12:51 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗Avalon Ventures IX, L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)LA JOLLA, CAPooled Investment Fund1$118,125,00016$250,0002010–2010
EDGAR ↗Avalon Ventures X, L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)LA JOLLA, CAPooled Investment Fund1$201,632,65327$250,0002012–2012
EDGAR ↗Proximal Data, Inc.shared peopleSAN DIEGO, CAOther Technology3$2,999,9962No minimum reported2012–2013
EDGAR ↗Synthorx, Inc.shared people, same business addressLA JOLLA, CABiotechnology3$26,545,402
offering $63,708,953 · similar: $2,000,000–$19,999,994
10
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2014–2018
EDGAR ↗Ankasa Regenerative Therapeutics, Inc.shared people, same business addressLA JOLLA, CABiotechnology2$9,518,966
offering $12,000,012 · similar: $2,000,000–$19,999,994
5
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2015–2020
EDGAR ↗Avalon Ventures XI, L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)LA JOLLA, CAPooled Investment Fund2$116,525,000
offering $300,000,000 · similar: $155,000–$5,250,000
28
similar: 4–27
$175,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗Cellular Approaches, Inc.shared people, same business addressLA JOLLA, CABiotechnology1$2,560,000
offering $5,060,000 · similar: $2,000,000–$19,999,994
3
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2016–2016
EDGAR ↗Nerio Therapeutics, Inc.shared people, same business addressLA JOLLA, CABiotechnology2$3,500,003
offering $10,000,005 · similar: $2,000,000–$19,999,994
5
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2020–2021
EDGAR ↗Janux Therapeutics, Inc.shared people, same business addressLa Jolla, CABiotechnology3$125,000,073
offering $125,000,073 · similar: $2,000,000–$19,999,994
22
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2020–2021
EDGAR ↗Avalon BioVentures SPV I, L.P.shared people, same business address, similar issuer namesLA JOLLA, CAPooled Investment Fund1$45,000,000
offering $45,000,000 · similar: $155,000–$5,250,000
37
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Enlaza Therapeutics, Inc.shared people, same business addressLA JOLLA, CAPharmaceuticals8$84,000,000
offering $15,000,000 · similar: $1,694,259–$16,000,000
16
similar: 1–13
No minimum reported
similar: $10,000–$55,000
2021–2025
EDGAR ↗Avalon BioVentures I, LPshared people, same business address, similar issuer namesLA JOLLA, CAPooled Investment Fund1$0
offering $200,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Avalon BioVentures SPV II, L.P.shared people, same business address, similar issuer namesLA JOLLA, CAPooled Investment Fund1$21,040,000
offering $21,040,000 · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Valora Therapeutics, Inc.shared people, same business addressLA JOLLA, CABiotechnology1$13,039,726
offering $29,185,231 · similar: $2,000,000–$19,999,994
12
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2024–2024
EDGAR ↗AeroRx Therapeutics, Inc.shared people, same business addressLA JOLLA, CAOther Health Care1$10,376,003
offering $20,751,992 · similar: $829,831–$9,999,998
17
similar: 2–15
No minimum reported
similar: $10,000–$54,310
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Pooled Investment Fund / 506(b) (83,801 filings); Pharmaceuticals / 506(b) (800 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 10, 2025AeroRx Therapeutics, Inc.DOther Health Care$20,751,992$10,376,003
EDGAR ↗Sep 11, 2025Enlaza Therapeutics, Inc.DPharmaceuticals$15,000,000$15,000,000
EDGAR ↗Aug 9, 2024Enlaza Therapeutics, Inc.DPharmaceuticals$110,000,000$84,000,000
EDGAR ↗Jul 24, 2024Valora Therapeutics, Inc.DBiotechnology$29,185,231$13,039,726
EDGAR ↗Nov 23, 2022Avalon BioVentures SPV II, L.P.DPooled Investment Fund$21,040,000$21,040,000
EDGAR ↗Nov 22, 2022Enlaza Therapeutics, Inc.D/APharmaceuticals$61,330,607$35,299,237
EDGAR ↗Oct 13, 2022Enlaza Therapeutics, Inc.DPharmaceuticals$311,977$0
EDGAR ↗Oct 13, 2022Enlaza Therapeutics, Inc.DPharmaceuticalsIndefinite$0
EDGAR ↗Oct 8, 2021Nerio Therapeutics, Inc.DBiotechnology$10,000,005$3,500,003
EDGAR ↗Aug 13, 2021Enlaza Therapeutics, Inc.DPharmaceuticalsIndefinite$0
EDGAR ↗Jul 22, 2021Avalon BioVentures I, LPDPooled Investment Fund$200,000,000$0
EDGAR ↗Jun 28, 2021Enlaza Therapeutics, Inc.DPharmaceuticalsIndefinite$0
EDGAR ↗Apr 30, 2021Janux Therapeutics, Inc.DBiotechnology$125,000,073$125,000,073
EDGAR ↗Mar 25, 2021Enlaza Therapeutics, Inc.DPharmaceuticals$21,273,287$4,018,630
EDGAR ↗Mar 12, 2021Janux Therapeutics, Inc.DBiotechnology$56,000,030$56,000,030
EDGAR ↗Feb 24, 2021Avalon BioVentures SPV I, L.P.DPooled Investment Fund$45,000,000$45,000,000
EDGAR ↗Oct 14, 2020Ankasa Regenerative Therapeutics, Inc.DBiotechnology$12,000,012$6,000,006
EDGAR ↗Jul 14, 2020Janux Therapeutics, Inc.DBiotechnology$15,939,220$11,439,224
EDGAR ↗Jul 13, 2020Nerio Therapeutics, Inc.DBiotechnology$5,752,853$3,002,850
EDGAR ↗Apr 27, 2018Synthorx, Inc.DBiotechnology$63,708,953$26,545,402
EDGAR ↗Nov 15, 2016Cellular Approaches, Inc.DBiotechnology$5,060,000$2,560,000
EDGAR ↗Sep 13, 2016Avalon Ventures XI, L.P.D/APooled Investment Fund$300,000,000$116,525,000
EDGAR ↗Jul 28, 2016Synthorx, Inc.DBiotechnology$10,000,001$5,000,000
EDGAR ↗Sep 11, 2015Avalon Ventures XI, L.P.DPooled Investment Fund$300,000,000$103,525,000
EDGAR ↗Aug 4, 2015Ankasa Regenerative Therapeutics, Inc.DPharmaceuticals$19,998,970$9,518,966
EDGAR ↗Jun 6, 2014Synthorx, Inc.DBiotechnology$6,250,000$3,125,000
EDGAR ↗Apr 26, 2013Proximal Data, Inc.DOther Technology$1,000,000$1,000,000
EDGAR ↗Mar 29, 2013Proximal Data, Inc.DOther Technology$2,000,000$2,000,000
EDGAR ↗Oct 24, 2012Proximal Data, Inc.DOther Technology$2,999,996$2,999,996
EDGAR ↗Aug 30, 2012Avalon Ventures X, L.P.DPooled Investment Fund$250,000,000$201,632,653
EDGAR ↗Jul 19, 2010Avalon Ventures IX, L.P.DPooled Investment Fund$200,000,000$118,125,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 10, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2010–2012), Other Technology (2012–2013), Biotechnology (2014), Pharmaceuticals (2015), Pooled Investment Fund (2015), Biotechnology (2016–2020), Pooled Investment Fund (2021), Biotechnology (2021), Pharmaceuticals (2021), Biotechnology (2021), Pharmaceuticals (2021), Pooled Investment Fund (2021), Pharmaceuticals (2021), Biotechnology (2021), Pharmaceuticals (2022), Pooled Investment Fund (2022), Biotechnology (2024), Pharmaceuticals (2024–2025). Latest offering: Other Health Care (Oct 10, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
Tighe ReardonExecutive Officer, Promoter, Director11Sep 11, 2015 → Oct 10, 2025
Jay LichterDirector6Jun 6, 2014 → Sep 11, 2025
Douglas DownsPromoter, Executive Officer, Director5Jul 19, 2010 → Aug 4, 2015
Sanford MadiganExecutive Officer, Director4Aug 4, 2015 → Sep 11, 2025
Kevin KinsellaPromoter, Director4Jul 19, 2010 → Oct 14, 2020
Stefan HellerDirector3Jul 13, 2020 → Jul 24, 2024
Richard LevandovPromoter3Jul 19, 2010 → Sep 13, 2016
Braden M BohrmannPromoter3Jul 19, 2010 → Sep 13, 2016
Stephen TomlinPromoter, Director3Jul 19, 2010 → Apr 26, 2013
Sergio DuronExecutive Officer, Director2Mar 25, 2021 → Sep 11, 2025
Jay Lichter, Ph.D.Director2Jul 13, 2020 → Oct 8, 2021
Court TurnerExecutive Officer, Director2Jun 6, 2014 → Nov 15, 2016
Jay B. LichterPromoter2Jul 19, 2010 → Aug 30, 2012
Ahmet Tutuncu, M.D., Ph.D.Executive Officer, Director1Oct 10, 2025 → Oct 10, 2025
Heather Preston, M.D.Director1Oct 10, 2025 → Oct 10, 2025
John S. Patton, Ph.DDirector1Oct 10, 2025 → Oct 10, 2025
Jay B. Lichter, Ph.D.Director1Oct 10, 2025 → Oct 10, 2025
Sanford Madigan, Ph.D.Director1Oct 10, 2025 → Oct 10, 2025
Shelley ChuDirector1Mar 25, 2021 → Sep 11, 2025
James TopperDirector1Mar 25, 2021 → Sep 11, 2025
Marcos MillaDirector1Mar 25, 2021 → Sep 11, 2025
Stephen SquintoDirector1Aug 9, 2024 → Sep 11, 2025
Miguel Garcia-GuzmanExecutive Officer, Director1Jul 24, 2024 → Jul 24, 2024
ABV SPV II GP, LLC entityDirector1Nov 23, 2022 → Nov 23, 2022
Sanford J. Madigan, Ph.D.Executive Officer, Director1Jul 13, 2020 → Oct 8, 2021
Avalon BioVentures GP, LLC entityDirector1Jul 22, 2021 → Jul 22, 2021
Peter Thompson, M.D.Director1Mar 12, 2021 → Apr 30, 2021
Sheila GujrathiDirector1Apr 30, 2021 → Apr 30, 2021
David Campbell, Ph.D.Executive Officer, Director1Jul 14, 2020 → Apr 30, 2021
Jake Simson, Ph.D.Director1Mar 12, 2021 → Apr 30, 2021
Vickie L. CappsDirector1Apr 30, 2021 → Apr 30, 2021
ABV SPV I GP, LLC entityDirector1Feb 24, 2021 → Feb 24, 2021
Andre Kobelt, Ph.D.Director1Oct 14, 2020 → Oct 14, 2020
Andrew LevinDirector1Jul 28, 2016 → Apr 27, 2018
Peter A. ThompsonDirector1Apr 27, 2018 → Apr 27, 2018
Laura ShawverExecutive Officer, Director1Apr 27, 2018 → Apr 27, 2018
Floyd RomesbergDirector1Jun 6, 2014 → Apr 27, 2018
Jay M. LichterPromoter1Sep 11, 2015 → Sep 13, 2016
Kevin OberDirector1Mar 29, 2013 → Apr 26, 2013
Thomas BoltExecutive Officer, Director1Oct 24, 2012 → Apr 26, 2013

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Meta advertising

Meta advertising Meta Pixel and page links found on the sponsor's own site; ads from Meta's Ad Library where the API returns them

Not yet searched.

Sources to be searched: the sponsor's website (none on record yet; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.