PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:05 AM ET

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Doug Smith

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Oct 9, 2014 → Sep 2, 2016

1deal (issuers)
$2.66Mreported sold
9investors
4Form D filings
2014–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Doug Smith is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Oct 2014 and Sep 2016: Graphite One Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2014–2016; $2.66M reported sold to 9 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Anthony Huston (4 shared filings), Alan W Ahlgren (3 shared filings), Jim Currie (3 shared filings), Patrick R. Smith (3 shared filings), Brian Budd (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Doug. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 state regulator orders, 19 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Doug Smith and found 9 differences: Doug Smith appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Doug Smith has not run yet — it is joining a line of 46,642 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date Dec 15, 2006 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Southeastern Energy, Inc, dba North American Resource Group, David C. Brown, Alan Murrell, Doug Smith, and Tom Emberton, Jr.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in CO (not a filing state)
Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Nov 13, 2006 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-113-06-CO01 · Parties (regulator's caption): North American Resource Group, Inc., Southeastern Energy, Inc., Falling Waters Prospect, Southeastern Buck Mountain Prospect, Southeastern Caney Creek Prospect, Huddleston Annex Prospect, Stephens Prospect, Gilreath Mill Prospect, G. Alan Murrell, Thomas Emberton, Jr. and Doug Smith · Order entered with/against: North American Resource Group, Inc.; Southeastern Energy, Inc.; Falling Waters Prospect; Southeastern Buck Mountain Prospect; Southeastern Caney Creek Prospect; Huddleston Annex Prospect; Stephens Prospect; Gilreath Mill Prospect; G. Alan Murrell; Thomas Emberton, Jr.; and Doug Smith
As listed by the regulator: On November 13, 2006, the Securities Division entered a Consent Order vacating orders S-05-113-06-FO01 and S-05-113-06-SC01 as to North American Resource Group, Inc.; Southeastern Energy, Inc.; Falling Waters Prospect; Southeastern Buck Mountain Prospect; Southeastern Caney Creek Prospect; Huddleston Annex Prospect; Stephens Prospect; Gilreath Mill Prospect; G. Alan Murrell; Thomas Emberton, Jr.; and Doug Smith; (collectively “Respondents”). … Respondents agreed to cease and desist from any violation of the Securities Act. The Respondents have paid fines and investigative costs of $68,175. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in WA (not a filing state)
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date May 23, 2006 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-113-06-SC01 · Parties (regulator's caption): North American Resource Group, Inc., Southeastern Energy, Inc., Falling Waters Prospect, Southeastern Buck Mountain Prospect, Southeastern Caney Creek Prospect, Huddleston Annex Prospect, Stephens Prospect, Gilreath Mill Prospect, G. Alan Murrell, Thomas Emberton, Jr. and Doug Smith · Order entered with/against: North American Resource Group, Inc.; Southeastern Energy, Inc.; Falling Waters Prospect; Southeastern Buck Mountain Prospect; Southeastern Caney Creek Prospect; Huddleston Annex Prospect; Stephens Prospect; Gilreath Mill Prospect; G. Alan Murrell; Thomas Emberton, Jr.; and Doug Smith
As listed by the regulator: On May 23, 2006, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and to Impose fines against North American Resource Group, Inc.; Southeastern Energy, Inc.; Falling Waters Prospect; Southeastern Buck Mountain Prospect; Southeastern Caney Creek Prospect; Huddleston Annex Prospect; Stephens Prospect; Gilreath Mill Prospect; G. Alan Murrell; Thomas Emberton, Jr.; and Doug Smith (collectively “Respondents”). … The Securities Division ordered Respondents to cease and desist from violating the securities registration and anti-fraud provisions of the Securities Act of Washington. The Securities Division gave notice of its intent to collect fines and charge costs. … This matter was vacated by the entry of a Consent Order on November 13, 2006. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Doug Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Doug S Smith closed
United States Bankruptcy Court, E.D. Virginia · No. 14-10845 · Filed Mar 7, 2014 · Closed Jun 30, 2014
Role of Doug S Smith: Debtor · Outcome: Case closed 2014-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in VA (not a filing state)
Doug K. Smith and Becky S. Smith closed
United States Bankruptcy Court, D. Idaho · No. 13-20943 · Filed Sep 21, 2013 · Closed Jan 23, 2014
Role of Doug K. Smith and Becky S. Smith: Debtor · Outcome: Case closed 2014-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in ID (not a filing state)
Doug S Smith closed
United States Bankruptcy Court, E.D. Virginia · No. 11-13476 · Filed May 9, 2011 · Closed Nov 6, 2013
Role of Doug S Smith: Debtor · Outcome: Case closed 2013-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in VA (not a filing state)
DOUG SMITH and ETHELINE SMITH closed
United States Bankruptcy Court, S.D. Mississippi · No. 05-02542 · Filed May 16, 2005 · Closed Sep 16, 2005
Role of DOUG SMITH and ETHELINE SMITH: Debtor · Outcome: Case closed 2005-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in MS (not a filing state)
Doug Smith and Sheila Smith closed
United States Bankruptcy Court, N.D. Mississippi · No. 04-17509 · Filed Nov 19, 2004 · Closed Oct 31, 2005
Role of Doug Smith and Sheila Smith: Debtor · Outcome: Case closed 2005-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in MS (not a filing state)
DOUG L SMITH and REBECCA B SMITH closed
United States Bankruptcy Court, S.D. Mississippi · No. 03-03185 · Filed May 28, 2003 · Closed Sep 22, 2003
Role of DOUG L SMITH and REBECCA B SMITH: Debtor · Outcome: Case closed 2003-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in MS (not a filing state)
DOUG P SMITH and KATHY H SMITH closed
United States Bankruptcy Court, N.D. Alabama · No. 03-81148 · Filed Mar 17, 2003 · Closed Aug 14, 2003
Role of DOUG P SMITH and KATHY H SMITH: Debtor · Outcome: Case closed 2003-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in AL (not a filing state)
Doug A. Smith and Lila A. Smith closed
United States Bankruptcy Court, D. North Dakota · No. 02-31092 · Filed Jul 17, 2002 · Closed Nov 8, 2002
Role of Doug A. Smith and Lila A. Smith: Debtor · Outcome: Case closed 2002-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in ND (not a filing state)
Doug O. Smith closed
United States Bankruptcy Court, N.D. West Virginia · No. 5:02-bk-51222 · Filed Apr 9, 2002 · Closed Jul 5, 2002
Role of Doug O. Smith: Debtor · Outcome: Case closed 2002-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in WV (not a filing state)
Doug Smith and Karen Smith closed
United States Bankruptcy Court, N.D. Texas · No. 01-31593 · Filed Mar 1, 2001 · Closed Jul 30, 2002
Role of Doug Smith and Karen Smith: Debtor · Outcome: Case closed 2002-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in TX (not a filing state)
Doug K Smith and Linda K Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 2:00-bk-50604 · Filed Jan 28, 2000 · Closed Jan 16, 2004
Role of Doug K Smith and Linda K Smith: Debtor · Outcome: Case closed 2004-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in OH (not a filing state)
Doug Smith closed
United States Bankruptcy Court, S.D. Florida. · No. 99-17026 · Filed Jul 15, 1999 · Closed May 13, 2002
Role of Doug Smith: Debtor · Outcome: Case closed 2002-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
Doug W. Smith and Sara v. Smith closed
United States Bankruptcy Court, W.D. Oklahoma · No. 98-15558 · Filed Jun 4, 1998 · Closed Feb 27, 2001
Role of Doug W. Smith and Sara: Plaintiff · Outcome: Case closed 2001-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in OK (not a filing state)
Doug S. Smith closed
United States Bankruptcy Court, D. Oregon · No. 98-33297 · Filed May 1, 1998 · Closed May 8, 2000
Role of Doug S. Smith: Debtor · Outcome: Case closed 2000-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in OR (not a filing state)
Doug Smith closed
United States Bankruptcy Court, N.D. Mississippi · No. 95-13022 · Filed Oct 13, 1995 · Closed Jul 29, 1996
Role of Doug Smith: Debtor · Outcome: Case closed 1996-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in MS (not a filing state)
DOUG L. SMITH closed
United States Bankruptcy Court, S.D. Mississippi · No. 94-00873 · Filed Mar 24, 1994 · Closed Jul 28, 1994
Role of DOUG L. SMITH: Debtor · Outcome: Case closed 1994-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in MS (not a filing state)
Doug D Smith and Geri B Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 93-21520 · Filed Oct 13, 1993 · Closed Aug 9, 2002
Role of Doug D Smith and Geri B Smith: Debtor · Outcome: Case closed 2002-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state)
Doug Smith closed
United States Bankruptcy Court, C.D. California · No. 1:89-bk-54188 · Filed Oct 18, 1989 · Closed Apr 17, 1990
Role of Doug Smith: Debtor · Outcome: Case closed 1990-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
Doug Smith closed
United States Bankruptcy Court, E.D. Kentucky · No. 84-30229 · Filed Oct 26, 1984 · Closed Oct 7, 1985
Role of Doug Smith: Debtor · Outcome: Case closed 1985-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in KY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Doug Smith (compared 4 filings on Oct 24, 2026)

Note · Aug 23, 2021

Doug Smith appears on 1 deal that stopped filing before reaching its target

Graphite One Inc. (last filing Aug 23, 2021; $2,660,567 sold of $7,221,540). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Graphite One Inc. — PartnerFacts page ↗
Sources
Note · Aug 22, 2016 – Sep 2, 2016

No amendment in the last 12 months on an offering that may still be open — Graphite One Inc. (latest filing Sep 2, 2016)

The latest filing for this offering is dated Sep 2, 2016 (first sale Aug 22, 2016). It reports $252,666 sold of $631,665 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 2, 2016 ↗Graphite One Inc. — PartnerFacts page ↗
Sources
Note · Oct 9, 2014 – Oct 15, 2015

Doug Smith's role changed at Graphite One Inc.: executive officer → director

The Oct 9, 2014 filing lists Doug Smith as executive officer; the Oct 15, 2015 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 9, 2014 ↗Form D · Oct 15, 2015 ↗Doug Smith — PartnerFacts page ↗Graphite One Inc. — PartnerFacts page ↗
Sources
Note · Oct 15, 2015 – Nov 16, 2015

Offering amount changed between filings — Graphite One Inc.

The Oct 15, 2015 filing says $109,735 offered; the Nov 16, 2015 Form D/A says $311,254.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 15, 2015 ↗Form D/A (later) · Nov 16, 2015 ↗Graphite One Inc. — PartnerFacts page ↗
Sources
Note · Aug 9, 2023

Same name, different state: "Doug Smith" (GA) is a separate record

This page covers filings where the address state is A1. A separate record, "Doug Smith" with address state GA, is listed on 1 filing — most recently by SalesLeverage Corp (Aug 9, 2023). The two records do not overlap in time: this page runs Oct 9, 2014 to Sep 2, 2016; the other has one filing dated Aug 9, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Doug Smith (GA) — PartnerFacts page ↗Form D · Aug 9, 2023 ↗SalesLeverage Corp — PartnerFacts page ↗Doug Smith (A1) — this page ↗
Sources
Note · Apr 2, 2021

Same name, different state: "Doug Smith" (CA) is a separate record

This page covers filings where the address state is A1. A separate record, "Doug Smith" with address state CA, is listed on 1 filing — most recently by Wealthtech Holdings, LLC (Apr 2, 2021). The two records do not overlap in time: this page runs Oct 9, 2014 to Sep 2, 2016; the other has one filing dated Apr 2, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Doug Smith (CA) — PartnerFacts page ↗Form D · Apr 2, 2021 ↗Wealthtech Holdings, LLC — PartnerFacts page ↗Doug Smith (A1) — this page ↗
Sources
Note · Jul 9, 2019 – Nov 6, 2020

Same name, different state: "Doug Smith" (NY or WA) is a separate record

This page covers filings where the address state is A1. A separate record, "Doug Smith" with address state NY or WA, is listed on 8 filings — most recently by TH-726, a series of Valor Ventures AL, L.P. (Aug 13, 2026). The two records do not overlap in time: this page runs Oct 9, 2014 to Sep 2, 2016; the other runs Jul 9, 2019 to Nov 6, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Doug Smith (NY,WA) — PartnerFacts page ↗Form D · Aug 13, 2026 ↗TH-726, a series of Valor Ventures AL, L.P. — PartnerFacts page ↗Doug Smith (A1) — this page ↗
Sources
Note · Aug 5, 2016

Same name, different state: "Doug Smith" (IL) is a separate record

This page covers filings where the address state is A1. A separate record, "Doug Smith" with address state IL, is listed on 1 filing — most recently by WISP-IN Services Corp. (Aug 5, 2016). Both records have filings in the same period (Aug 5, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Doug Smith (IL) — PartnerFacts page ↗Form D · Aug 5, 2016 ↗WISP-IN Services Corp. — PartnerFacts page ↗Doug Smith (A1) — this page ↗
Sources
Note · Dec 6, 2013

Same name, different state: "DOUG SMITH" (MN) is a separate record

This page covers filings where the address state is A1. A separate record, "DOUG SMITH" with address state MN, is listed on 1 filing — most recently by HealthPartners, Inc. (Dec 6, 2013). The two records do not overlap in time: this page runs Oct 9, 2014 to Sep 2, 2016; the other has one filing dated Dec 6, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DOUG SMITH (MN) — PartnerFacts page ↗Form D · Dec 6, 2013 ↗HealthPartners, Inc. — PartnerFacts page ↗Doug Smith (A1) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $25,171; 1 reports finder's fees totalling $10,562; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 2, 2016 D
Graphite One Inc.
File 021-270028
$18,482$0$0Haywood Securities Inc. no CRD number reported
via Haywood Securities (USA) Inc. (CRD 42072 ↗)
EDGAR ↗
Nov 16, 2015 D/A
Graphite One Inc.
File 021-249480
$6,689 (est.)$0$0 (est.)Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗EDGAR ↗
Oct 9, 2014 D
Graphite One Inc.
File 021-226088
$0$10,562 (est.)$0 (est.)Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Doug Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GO
Other

Graphite One Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Oct 9, 2014 → Sep 2, 2016 · 4 filings
  • Sep 2, 2016 · D · $252,666 sold of $631,665 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2015 · D/A · $311,254 sold of $311,254 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 15, 2015 · D · $109,735 sold of $109,735 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 9, 2014 · D · $552,669 sold of $552,669 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.66M from 9 investors (100% of the $632K target) as of the latest filing. Doug is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Doug Smith — NY, WA, 4 issuers, Jul 9, 2019 → Nov 6, 2020 · no shared issuer
  • DOUG SMITH — MN, 1 issuer, Dec 6, 2013 → Dec 6, 2013 · no shared issuer
  • Doug Smith — IL, 1 issuer, Aug 5, 2016 → Aug 5, 2016 · no shared issuer
  • Doug Smith — CA, 1 issuer, Apr 2, 2021 → Apr 2, 2021 · no shared issuer
  • Doug Smith — GA, 1 issuer, Aug 9, 2023 → Aug 9, 2023 · no shared issuer

People around Doug 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Huston

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Doug Smith. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick R. Smith

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Patrick R. Smith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Currie

Director · 3 shared filings (1 issuer)

Listed on the same filings as Doug Smith. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alan W Ahlgren

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Doug Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dale Hansen

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Doug Smith. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Budd

Director · 1 shared filing (1 issuer)

Listed on the same filings as Doug Smith. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Doug Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Doug Smith is listed on: none on file. No website or social profile named in Graphite One Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #182,649 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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