Don Ellison is listed as an executive officer on 4 SEC Form D filings by 1 issuer between May 2009 and Feb 2010: Worth Investment Group, LLC (Orlando, FL — industry reported as "Other" — 2009–2010; $17.6M reported sold to 161 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside M. Eric Boorom (4 shared filings) and Robert F. Maddox (4 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Don. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Don Ellison and found 3 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Don Ellison is no longer listed on the Oct 12, 2012 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.