Don Barton is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jun 2021 and May 2022: Hardwoods Holdings, LLC (Frisco, TX — industry reported as "Other" — 2021–2022; $16.3M reported sold to 13 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Armand Lauzon (2 shared filings), Christopher Johnson (2 shared filings), Ed Armbruster (2 shared filings), Jason Gobel (2 shared filings), Jed Miller (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Don. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Don Barton and found 5 differences, 1 worth asking the sponsor about: Don Barton is no longer listed on the May 31, 2023 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.