Diego Rey is listed as an executive officer and promoter on 3 SEC Form D filings by 1 issuer between Jul 2010 and Jan 2015: GeneWeave Biosciences, Inc. (Los Gatos, CA — biotechnology — 2010–2015; $12.2M reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jason Springs (3 shared filings), Kenneth Bahk, Ph.D. (2 shared filings), Min Cui, Ph.D. (2 shared filings), Nora Bianchi (2 shared filings), Steven Tablak (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Diego. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Diego Rey and found 8 differences, 1 worth asking the sponsor about: 100% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.