PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

Sponsor Check › Person

DS
No photo found yet (own website and image search run after this page is viewed)

Dennis Smith

Named as an officer, director or promoter on SEC Form D filings · PA, SC · May 16, 2011 → Nov 13, 2024

3deals (issuers)
$126.6Mreported sold
61investors
7Form D filings
2011–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dennis Smith is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between May 2011 and Nov 2024: Frontline Healthcare Partners, L.P. (Wayne, PA — pooled investment fund — 2020–2024; $115M reported sold to 48 investors), Frontline Healthcare Partners QP PV, L.P. (Wayne, PA — pooled investment fund — 2024; $10M reported sold to 1 investors) and RedPath Integrated Pathology, Inc. (Pittsburgh, PA — biotechnology — 2011–2013; $1.6M reported sold to 12 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $126.6M sold in total.

Listed alongside Charles French (4 shared filings), Derek Spence (4 shared filings), Gordon Maner (4 shared filings), Brian G. Murphy (3 shared filings), Peter Kleinhenz (3 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dennis. Each name links to their own page.

2 of the issuers belong to the sponsor group Frontline Healthcare (2 issuers, $125M reported sold, 2020–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Frontline Healthcare has 2 companies on file and $125M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Dennis Smith and found 9 differences: Form D filed 46 days after the first sale; 5 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dennis Smith has not run yet — it is joining a line of 53,717 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dennis Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

Dennis E. Smith and Jennifer R. Olson-Smith open
United States Bankruptcy Court, W.D. Pennsylvania · No. 18-23164 · Filed Aug 7, 2018
Role of Dennis E. Smith and Jennifer R. Olson-Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis E. Smith and Susan M. Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 15-23817 · Filed Oct 20, 2015 · Closed Feb 25, 2016
Role of Dennis E. Smith and Susan M. Smith: Debtor · Outcome: Case closed 2016-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis W Smith closed
United States Bankruptcy Court, D. South Carolina · No. 15-02883 · Filed May 29, 2015 · Closed Aug 26, 2015
Role of Dennis W Smith: Debtor · Outcome: Case closed 2015-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (SC)
Dennis W Smith, Sr closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:14-bk-01472 · Filed Mar 31, 2014 · Closed Jul 10, 2014
Role of Dennis W Smith, Sr: Debtor · Outcome: Case closed 2014-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis H. Smith closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-17763 · Filed Sep 6, 2013 · Closed Sep 14, 2015
Role of Dennis H. Smith: Debtor · Outcome: Case closed 2015-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis R. Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 13-10179 · Filed Feb 12, 2013 · Closed Jul 5, 2018
Role of Dennis R. Smith: Debtor · Outcome: Case closed 2018-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis P. Smith and Antoinette M. Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-12034 · Filed Dec 28, 2011 · Closed Jun 8, 2012
Role of Dennis P. Smith and Antoinette M. Smith: Debtor · Outcome: Case closed 2012-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis L. Smith and Jacqueline L. Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-10759 · Filed Apr 29, 2011 · Closed Jul 22, 2020
Role of Dennis L. Smith and Jacqueline L. Smith: Debtor · Outcome: Case closed 2020-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis G. Smith and Aimee C. Smith closed
United States Bankruptcy Court, D. South Carolina · No. 08-08067 · Filed Dec 15, 2008 · Closed Feb 18, 2014
Role of Dennis G. Smith and Aimee C. Smith: Debtor · Outcome: Case closed 2014-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (SC)
Dennis F Smith closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-13946 · Filed Sep 11, 2006 · Closed Feb 28, 2007
Role of Dennis F Smith: Debtor · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Dennis E Smith and Donna N Smith closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:06-bk-01590 · Filed Aug 1, 2006 · Closed Nov 20, 2006
Role of Dennis E Smith and Donna N Smith: Debtor · Outcome: Case closed 2006-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
Sherry L Smith and Dennis R Smith closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:05-bk-06686 · Filed Sep 27, 2005 · Closed Jan 18, 2006
Role of Dennis R Smith: Debtor · Outcome: Case closed 2006-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1221 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Dennis Smith (compared 7 filings on Oct 24, 2026)

Note · Mar 31, 2011 – May 16, 2011

Form D filed 46 days after the first sale — RedPath Integrated Pathology, Inc.

The filing says the first sale was Mar 31, 2011. The Form D was filed May 16, 2011 — 46 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 31 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 16, 2011 ↗RedPath Integrated Pathology, Inc. — PartnerFacts page ↗
Sources
Note · Mar 31, 2011 – Nov 13, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Frontline Healthcare Partners QP PV, L.P. (latest filing Nov 13, 2024) · No amendment in the last 12 months on an offering that may still be open — Frontline Healthcare Partners, L.P. (latest filing Nov 13, 2024) · No amendment in the last 12 months on an offering that may still be open — RedPath Integrated Pathology, Inc. (latest filing Apr 9, 2013) · No amendment in the last 12 months on an offering that may still be open — RedPath Integrated Pathology, Inc. (latest filing Aug 3, 2012) · No amendment in the last 12 months on an offering that may still be open — RedPath Integrated Pathology, Inc. (latest filing May 16, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 13, 2024 ↗Frontline Healthcare Partners QP PV, L.P. — PartnerFacts page ↗Form D/A · Nov 13, 2024 ↗Frontline Healthcare Partners, L.P. — PartnerFacts page ↗
Sources
Note · Jul 20, 2018 – Jan 19, 2024

Same name, different state: "Dennis Smith" (WA) is a separate record

This page covers filings where the address state is PA or SC. A separate record, "Dennis Smith" with address state WA, is listed on 4 filings — most recently by DEFINEDCROWD Corp (Jan 19, 2024). Both records have filings in the same period (Jul 20, 2018 to Jan 19, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis Smith (WA) — PartnerFacts page ↗Form D · Jan 19, 2024 ↗DEFINEDCROWD Corp — PartnerFacts page ↗Dennis Smith (PA,SC) — this page ↗
Sources
Note · Mar 21, 2019 – Dec 7, 2020

Same name, different state: "Dennis L. Smith" (FL) is a separate record

This page covers filings where the address state is PA or SC. A separate record, "Dennis L. Smith" with address state FL, is listed on 3 filings — most recently by Remembrance Group, Inc. (Dec 7, 2020). Both records have filings in the same period (Mar 21, 2019 to Dec 7, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis L. Smith (FL) — PartnerFacts page ↗Form D · Dec 7, 2020 ↗Remembrance Group, Inc. — PartnerFacts page ↗Dennis Smith (PA,SC) — this page ↗
Sources
Note · Dec 2, 2013

Same name, different state: "Dennis Smith" (TX) is a separate record

This page covers filings where the address state is PA or SC. A separate record, "Dennis Smith" with address state TX, is listed on 1 filing — most recently by EEG Big Lake Project, L.P. (Dec 2, 2013). Both records have filings in the same period (Dec 2, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis Smith (TX) — PartnerFacts page ↗Form D · Dec 2, 2013 ↗EEG Big Lake Project, L.P. — PartnerFacts page ↗Dennis Smith (PA,SC) — this page ↗
Sources
Note · Apr 27, 2009 – May 17, 2012

Same name, different state: "Dennis Smith" (OH) is a separate record

This page covers filings where the address state is PA or SC. A separate record, "Dennis Smith" with address state OH, is listed on 2 filings — most recently by Mcron Acquisition Corp. (May 17, 2012). Both records have filings in the same period (May 16, 2011 to May 17, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis Smith (OH) — PartnerFacts page ↗Form D · May 17, 2012 ↗Mcron Acquisition Corp. — PartnerFacts page ↗Dennis Smith (PA,SC) — this page ↗
Sources
Note · Jan 20, 2010

Same name, different state: "Dennis Smith" (ND) is a separate record

This page covers filings where the address state is PA or SC. A separate record, "Dennis Smith" with address state ND, is listed on 1 filing — most recently by Tower Travel Center, LLC (Jan 20, 2010). The two records do not overlap in time: this page runs May 16, 2011 to Nov 13, 2024; the other has one filing dated Jan 20, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Dennis Smith (ND) — PartnerFacts page ↗Form D · Jan 20, 2010 ↗Tower Travel Center, LLC — PartnerFacts page ↗Dennis Smith (PA,SC) — this page ↗
Sources
Note · Dec 27, 2022 – Nov 13, 2024

Address moved from Charleston, SC to Wayne, PA — Frontline Healthcare Partners, L.P.

The people listed on the Dec 27, 2022 filing give Charleston, SC; on the Nov 13, 2024 filing they give Wayne, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 27, 2022 ↗Form D/A · Nov 13, 2024 ↗Frontline Healthcare Partners, L.P. — PartnerFacts page ↗
Sources
Note · May 16, 2011 – Nov 13, 2024

Dennis Smith is listed with 2 different address states: PA, SC

PA on 5 filings (May 16, 2011 to Nov 13, 2024); SC on 2 filings (Oct 16, 2020 to Dec 27, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 16, 2011 ↗Form D · Oct 16, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $1,850,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 13, 2024 D/A
Frontline Healthcare Partners, L.P.
File 021-468716
$750,000 (est.)$0$0Allen Mooney & Barnes Brokerage Services, LLC BrokerCheck CRD 142619 ↗
EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗
via CROSSBAY CAPITAL PARTNERS LLC

CITIZENS JMP SECURITIES, LLC BrokerCheck CRD 22208 ↗
via JMP SECURITIES LLC
EDGAR ↗
Nov 13, 2024 D
Frontline Healthcare Partners QP PV, L.P.
File 021-529353
$100,000 (est.)$0$0EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗
via CROSSBAY CAPITAL PARTNERS LLC
EDGAR ↗
Oct 16, 2020 D
Frontline Healthcare Partners, L.P.
File 021-378142
$1,000,000 (est.)$0$0Allen Mooney & Barnes Brokerage Services, LLC BrokerCheck CRD 142619 ↗EDGAR ↗
Apr 9, 2013 D
RedPath Integrated Pathology, Inc.
File 021-194722
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2012 D
RedPath Integrated Pathology, Inc.
File 021-182216
$0$0$0
Working Capital
None listed on this filingEDGAR ↗
May 16, 2011 D
RedPath Integrated Pathology, Inc.
File 021-159850
$0$0$0
Working Capital
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Dennis Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FH
Pooled Investment Fund · group: Frontline Healthcare

Frontline Healthcare Partners QP PV, L.P.

Wayne, PA · Nov 13, 2024
  • Nov 13, 2024 · D · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Dennis is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FH
Pooled Investment Fund · group: Frontline Healthcare

Frontline Healthcare Partners, L.P.

Wayne, PA · Oct 16, 2020 → Nov 13, 2024 · 3 filings
  • Nov 13, 2024 · D/A · $115,000,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 27, 2022 · D · $10,000,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 16, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $115M from 48 investors as of the latest filing. Dennis is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
Biotechnology

RedPath Integrated Pathology, Inc.

Pittsburgh, PA · May 16, 2011 → Apr 9, 2013 · 3 filings
  • Apr 9, 2013 · D · $612,500 sold of $800,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 3, 2012 · D · $588,218 sold of $1,366,987 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 16, 2011 · D · $1,600,000 sold of $2,000,000 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.6M from 12 investors (100% of the $800K target) as of the latest filing. Dennis is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Dennis Smith — NY, CA, 3 issuers, Jun 2, 2022 → Sep 24, 2026 · no shared issuer
  • Dennis Smith — OH, 2 issuers, Apr 27, 2009 → May 17, 2012 · no shared issuer
  • Dennis L. Smith — FL, 2 issuers, Mar 21, 2019 → Dec 7, 2020 · no shared issuer
  • Dennis Smith — ND, 1 issuer, Jan 20, 2010 → Jan 20, 2010 · no shared issuer
  • Dennis Smith — TX, 1 issuer, Dec 2, 2013 → Dec 2, 2013 · no shared issuer
  • Dennis Smith — WA, 1 issuer, Jul 20, 2018 → Jan 19, 2024 · no shared issuer
  • Dennis Smith — VA, 1 issuer, Apr 22, 2020 → Oct 13, 2022 · no shared issuer
  • Dennis W Smith — KY, 1 issuer, Aug 13, 2020 → Aug 13, 2020 · no shared issuer
  • Dennis Smith — MS, 1 issuer, Apr 23, 2026 → Apr 23, 2026 · no shared issuer
  • Dennis M., Jr. Smith — FL, 1 issuer, Apr 8, 2009 → Dec 31, 2009 · no shared issuer
  • DENNIS R. SMITH — OH, 1 issuer, Jul 15, 2016 → Jul 12, 2017 · no shared issuer

People around Dennis 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FH
Management entity

Frontline Healthcare Partners, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

FH
Management entity

Frontline Healthcare Partners, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Maner

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Spence

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Charles French

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian G. Murphy

Director · 3 shared filings (1 issuer) · also on 11 other issuers

Brian G. Murphy is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Kleinhenz

Director · 3 shared filings (1 issuer)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Davis

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Myslinski

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Craig S Heryford

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jack David

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dennis Smith. Their page shows their other deals.

The team behind the deals

FH
Sponsor group

Frontline Healthcare

2 issuers · 4 filings · $125M reported sold · 2020–2024

One team, 2 deal companies. Dennis Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Dennis Smith.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 3 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Frontline Healthcare Partners, L.P., Frontline Healthcare Partners QP PV, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dennis Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dennis Smith is listed on: none on file. No website or social profile named in Frontline Healthcare Partners QP PV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #85,753 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wayne, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗South Carolina state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗South Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Dennis Smith appears on a new Form D, or when a court case or SEC action is matched to them. See plans →