Denis Patrick Ring is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Mar 2015 and Sep 2020: OCHO Candy, Inc. (Oakland, CA — manufacturing — 2015–2020; $5.51M reported sold to 29 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Denis Patrick Ring and found 8 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Carlos Garcia-Ordonez Arminan; Paid seller listed without a CRD number: GONLIZ INVESTMENTS CORP; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.