David Yu is listed as an executive officer and director on 9 SEC Form D filings by 5 issuers between May 2016 and Oct 2026: Goldman Sachs Private Middle Market Credit LLC (New York, NY — pooled investment fund — 2016–2017; $1B reported sold to 921 investors), 26North BDC, Inc. (New York, NY — pooled investment fund — 2023–2026; $944.4M reported sold to 813 investors), Goldman Sachs Middle Market Lending LLC (New York, NY — pooled investment fund — 2017; $609M reported sold to 3,447 investors), Goldman Sachs Middle Market Lending Corp. II (New York, NY — pooled investment fund — 2021; $546.4M reported sold to 2,218 investors) and CB-HDT Holdings, Inc. (Solon, OH — industry reported as "Other" — 2017; $183K reported sold to 8 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $3.1B sold in total.
Listed alongside Brendan McGovern (8 shared filings), Jordan Walter (5 shared filings), Michael Mastropaolo (5 shared filings), Jon Yoder (4 shared filings), Jonathan Landsberg (4 shared filings) and 37 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuers belong to 2 sponsor groups: Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and Group linked by Evan Zemsky (27 issuers, $9.96B reported sold, 2023–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 SEC releases, 10 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for David Yu and found 7 differences, 2 worth asking the sponsor about: 4 regulator actions name the subject or team members; David Yu is no longer listed on the Nov 23, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.