PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:06 AM ET

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DAVID WILLIAMS

Named as an officer, director or promoter on SEC Form D filings · FL · Aug 9, 2010 → Aug 10, 2016

2deals (issuers)
$5.7Mreported sold
26investors
8Form D filings
2010–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DAVID WILLIAMS is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 2 issuers between Aug 2010 and Aug 2016: IngagePatient, Inc. (Raleigh, NC — other health care — 2014–2016; $3.67M reported sold to 16 investors) and GLOBAL OPTION GROUP LP (Palm Harbor, FL — pooled investment fund — 2010–2014; $2.04M reported sold to 10 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $5.7M sold in total.

Listed alongside Gregory Bailey (3 shared filings), John Trbovich (3 shared filings), Richard Allen (3 shared filings), Robert Crutchfield (3 shared filings), Joanne Rohde (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.

1 of the issuers belongs to the sponsor group Ingagepatient (2 issuers, $4.45M reported sold, 2009–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Ingagepatient has 2 companies on file and $4.45M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 4 SEC releases, 1 state regulator order, 17 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for DAVID WILLIAMS and found 13 differences, 4 worth asking the sponsor about: Investor count went down between filings; 37% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DAVID WILLIAMS has not run yet — it is joining a line of 46,985 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

United States v. DAVID C WILLIAMS closed
District Court, N.D. Florida · No. 3:19-mj-00185 · Filed Aug 9, 2019 · Closed Sep 3, 2019
Role of DAVID C WILLIAMS: Defendant · Outcome: Terminated 2019-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
United States v. DAVID C WILLIAMS closed
District Court, N.D. Florida · No. 3:19-mj-00185 · Filed Aug 9, 2019 · Closed Sep 3, 2019
Role of DAVID C WILLIAMS: Defendant · Outcome: Terminated 2019-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases; 1 state regulator order

David A. Williams Administrative proceeding
SEC · May 12, 2010 · Parties as named in the release: David A. Williams Read the release ↗
same full name in the release title; 33 people with this name in Form D filings; the person's filing state is not named
David A. Williams, Sherwood Secured Income Fund, LLC, WFG Holdings, Inc., and Williams Financial Group, LLC Litigation release
SEC · Apr 20, 2009 · Parties as named in the release: David A. Williams, Sherwood Secured Income Fund, LLC, WFG Holdings, Inc., and Williams Financial Group, LLC Read the release ↗
same full name in the release title; 33 people with this name in Form D filings; the person's filing state is not named
Humatech, Inc., David G. Williams, and John D. Rottweiler Litigation release
SEC · Mar 1, 2005 · Parties as named in the release: Humatech, Inc., David G. Williams, and John D. Rottweiler Read the release ↗
same full name in the release title; 33 people with this name in Form D filings; the person's filing state is not named
David W. Williams and Pamela J. Sevy Litigation release
SEC · Mar 20, 2000 · Parties as named in the release: David W. Williams and Pamela J. Sevy Read the release ↗
same full name in the release title; 33 people with this name in Form D filings; the person's filing state is not named
Consent Agreement AK · Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development)
Order date Jun 29, 1995 · Regulator: Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development) · 95-04-S · Parties (regulator's caption): International Technologies Group; The Intech Group; The Intech Group, Inc.; The Intech Group Montgomery SMR System; David W. Williams; Marvin Butler; Mike Carter
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 33 people with this name in Form D filings; regulator in AK (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID WILLIAMS..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 3 open, 14 closed (disposition not in docket feed)

David E. W. Williams open
United States Bankruptcy Court, M.D. Florida · No. 3:26-bk-02317 · Filed May 22, 2026
Role of David E. W. Williams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David L Williams and Marlaka B Williams open
United States Bankruptcy Court, E.D. North Carolina · No. 24-02897 · Filed Aug 27, 2024
Role of David L Williams and Marlaka B Williams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NC)
David Williams, Jr. and Joelly Williams closed
United States Bankruptcy Court, M.D. Florida · No. 6:23-bk-02595 · Filed Jun 29, 2023 · Closed Oct 26, 2023
Role of David Williams, Jr.: Debtor · Outcome: Case closed 2023-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David Williams closed
United States Bankruptcy Court, E.D. North Carolina · No. 21-02019 · Filed Sep 9, 2021 · Closed Feb 22, 2022
Role of David Williams: Debtor · Outcome: Case closed 2022-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NC)
David B Williams open
United States Bankruptcy Court, E.D. North Carolina · No. 21-01957 · Filed Sep 1, 2021
Role of David B Williams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NC)
David Williams closed
United States Bankruptcy Court, E.D. North Carolina · No. 21-01102 · Filed May 11, 2021 · Closed Oct 25, 2021
Role of David Williams: Debtor · Outcome: Case closed 2021-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NC)
David Williams closed
United States Bankruptcy Court, M.D. Florida · No. 8:19-bk-11028 · Filed Nov 20, 2019 · Closed May 4, 2020
Role of David Williams: Debtor · Outcome: Case closed 2020-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David E Williams, Jr. closed
United States Bankruptcy Court, E.D. North Carolina · No. 19-04360 · Filed Sep 23, 2019 · Closed Jan 3, 2020
Role of David E Williams, Jr.: Debtor · Outcome: Case closed 2020-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NC)
David J Williams closed
United States Bankruptcy Court, S.D. Florida. · No. 19-19953 · Filed Jul 26, 2019 · Closed Oct 29, 2019
Role of David J Williams: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David E Williams and Shirley A Williams closed
United States Bankruptcy Court, M.D. Florida · No. 6:18-bk-01750 · Filed Mar 29, 2018 · Closed Jul 12, 2018
Role of David E Williams and Shirley A Williams: Debtor · Outcome: Case closed 2018-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David L. Williams closed
United States Bankruptcy Court, M.D. Florida · No. 6:17-bk-07504 · Filed Nov 30, 2017 · Closed Mar 8, 2018
Role of David L. Williams: Debtor · Outcome: Case closed 2018-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David Williams closed
United States Bankruptcy Court, M.D. Florida · No. 6:16-bk-04527 · Filed Jul 8, 2016 · Closed Mar 1, 2017
Role of David Williams: Debtor · Outcome: Case closed 2017-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David E. Williams closed
United States Bankruptcy Court, E.D. North Carolina · No. 16-01095 · Filed Mar 2, 2016 · Closed Sep 24, 2018
Role of David E. Williams: Debtor · Outcome: Case closed 2018-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NC)
David Williams closed
United States Bankruptcy Court, S.D. Florida. · No. 16-12818 · Filed Feb 29, 2016 · Closed May 24, 2016
Role of David Williams: Debtor · Outcome: Case closed 2016-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David T Williams and Evelyn Williams closed
United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-05710 · Filed Jun 30, 2015 · Closed Oct 9, 2015
Role of David T Williams and Evelyn Williams: Debtor · Outcome: Case closed 2015-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David K. Williams and Carol J. Williams closed
United States Bankruptcy Court, M.D. Florida · No. 2:15-bk-05869 · Filed Jun 4, 2015 · Closed Oct 14, 2020
Role of David K. Williams and Carol J. Williams: Debtor · Outcome: Case closed 2020-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
David Williams, Jr closed
United States Bankruptcy Court, S.D. Florida. · No. 15-18251 · Filed May 5, 2015 · Closed Jun 25, 2015
Role of David Williams, Jr: Debtor · Outcome: Case closed 2015-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3305 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for DAVID WILLIAMS — 4 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Mar 20, 2013 – Jan 16, 2014

Investor count went down between filings — GLOBAL OPTION GROUP LP

The Mar 20, 2013 filing reports 10 investors; the Jan 16, 2014 Form D/A reports 8 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 20, 2013 ↗Form D/A (later) · Jan 16, 2014 ↗GLOBAL OPTION GROUP LP — PartnerFacts page ↗
Sources
Worth asking · Jul 7, 2014

37% of the money raised went to insiders — IngagePatient, Inc.

The Jul 7, 2014 Form D reports $749,999 sold and $275,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Proceeds will be used for working capital, which will include normal compensation to executive officers/managers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 7, 2014 ↗IngagePatient, Inc. — PartnerFacts page ↗
Sources
Note · Aug 10, 2016

16% of the money raised went to insiders — IngagePatient, Inc.

The Aug 10, 2016 Form D/A reports $3,666,876 sold and $571,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Proceeds will be used for working capital, which will include normal compensation to executive officers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Aug 10, 2016 ↗IngagePatient, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 8, 2008 – Mar 26, 2012

Form D filed 1,418 days after the first sale — GLOBAL OPTION GROUP LP

The filing says the first sale was May 8, 2008. The Form D was filed Mar 26, 2012 — 1,418 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,403 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 26, 2012 ↗GLOBAL OPTION GROUP LP — PartnerFacts page ↗
Sources
Worth asking · May 8, 2008 – Jun 14, 2011

Form D filed 1,132 days after the first sale — GLOBAL OPTION GROUP LP

The filing says the first sale was May 8, 2008. The Form D was filed Jun 14, 2011 — 1,132 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,117 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 14, 2011 ↗GLOBAL OPTION GROUP LP — PartnerFacts page ↗
Sources
Note · May 8, 2008 – Aug 10, 2016

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — IngagePatient, Inc. (latest filing Aug 10, 2016) · No amendment in the last 12 months on an offering that may still be open — IngagePatient, Inc. (latest filing Jul 7, 2014) · No amendment in the last 12 months on an offering that may still be open — GLOBAL OPTION GROUP LP (latest filing Jan 16, 2014) · No amendment in the last 12 months on an offering that may still be open — GLOBAL OPTION GROUP LP (latest filing Jun 14, 2011) · No amendment in the last 12 months on an offering that may still be open — GLOBAL OPTION GROUP LP (latest filing Aug 9, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 10, 2016 ↗IngagePatient, Inc. — PartnerFacts page ↗Form D · Jul 7, 2014 ↗Form D/A · Jan 16, 2014 ↗
Sources
Note · Jul 15, 2015 – Aug 10, 2016

Offering amount changed between filings — IngagePatient, Inc.

The Jul 15, 2015 filing says $3,125,876 offered; the Aug 10, 2016 Form D/A says $4,875,876.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 15, 2015 ↗Form D/A (later) · Aug 10, 2016 ↗IngagePatient, Inc. — PartnerFacts page ↗
Sources
Note · Jul 16, 2009 – Mar 20, 2013

Industry group changed between filings — GLOBAL OPTION GROUP LP

"Investing" (Jul 16, 2009 to Mar 26, 2012); then "Pooled Investment Fund" (Mar 20, 2013 to Jan 16, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · Jul 16, 2009 ↗Form D/A · Mar 20, 2013 ↗GLOBAL OPTION GROUP LP — PartnerFacts page ↗
Sources
Note · Apr 6, 2009 – Jun 3, 2026

Same name, different state: "David J. Williams" (OH) is a separate record

This page covers filings where the address state is FL. A separate record, "David J. Williams" with address state OH, is listed on 8 filings — most recently by Navigate Capital Partners SBIC Fund II, LP (Jun 3, 2026). Both records have filings in the same period (Aug 9, 2010 to Aug 10, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David J. Williams (OH) — PartnerFacts page ↗Form D · Jun 3, 2026 ↗Navigate Capital Partners SBIC Fund II, LP — PartnerFacts page ↗DAVID WILLIAMS (FL) — this page ↗
Sources
Note · Jan 28, 2015 – Dec 19, 2025

Same name, different state: "David Williams" (NV or AZ) is a separate record

This page covers filings where the address state is FL. A separate record, "David Williams" with address state NV or AZ, is listed on 3 filings — most recently by Discerning Capital HAF I LP (Dec 19, 2025). Both records have filings in the same period (Jan 28, 2015 to Aug 10, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Williams (NV,AZ) — PartnerFacts page ↗Form D · Dec 19, 2025 ↗Discerning Capital HAF I LP — PartnerFacts page ↗DAVID WILLIAMS (FL) — this page ↗
Sources
Note · Nov 12, 2013 – Mar 23, 2015

Same name, different state: "David S. Williams" (PA) is a separate record

This page covers filings where the address state is FL. A separate record, "David S. Williams" with address state PA, is listed on 7 filings — most recently by Deloitte Financial Advisory Services LLP (Mar 23, 2015). Both records have filings in the same period (Nov 12, 2013 to Mar 23, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David S. Williams (PA) — PartnerFacts page ↗Form D/A · Mar 23, 2015 ↗Deloitte Financial Advisory Services LLP — PartnerFacts page ↗DAVID WILLIAMS (FL) — this page ↗
Sources
Note · Jan 9, 2012 – Jan 5, 2015

Same name, different state: "David Gareth Williams" (X0) is a separate record

This page covers filings where the address state is FL. A separate record, "David Gareth Williams" with address state X0, is listed on 4 filings — most recently by Argenta Private Capital Ltd (Jan 5, 2015). Both records have filings in the same period (Jan 9, 2012 to Jan 5, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Gareth Williams (X0) — PartnerFacts page ↗Form D · Jan 5, 2015 ↗Argenta Private Capital Ltd — PartnerFacts page ↗DAVID WILLIAMS (FL) — this page ↗
Sources
Note · Mar 20, 2009 – Sep 22, 2009

Same name, different state: "David K Williams" (GA) is a separate record

This page covers filings where the address state is FL. A separate record, "David K Williams" with address state GA, is listed on 2 filings — most recently by PAB BANKSHARES INC (Sep 22, 2009). The two records do not overlap in time: this page runs Aug 9, 2010 to Aug 10, 2016; the other runs Mar 20, 2009 to Sep 22, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David K Williams (GA) — PartnerFacts page ↗Form D · Sep 22, 2009 ↗PAB BANKSHARES INC — PartnerFacts page ↗DAVID WILLIAMS (FL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $846,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 10, 2016 D/A
IngagePatient, Inc.
File 021-243823
$0$0$571,000
Proceeds will be used for working capital, which will include normal compensation to executive officers.
None listed on this filingEDGAR ↗
Jul 7, 2014 D
IngagePatient, Inc.
File 021-220439
$0$0$275,000
Proceeds will be used for working capital, which will include normal compensation to executive officers/managers.
None listed on this filingEDGAR ↗
Jan 16, 2014 D/A
GLOBAL OPTION GROUP LP
File 021-175544
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2011 D
GLOBAL OPTION GROUP LP
File 021-161230
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2010 D/A
GLOBAL OPTION GROUP LP
File 021-119076
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Williams on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

I
Other Health Care · group: Ingagepatient

IngagePatient, Inc.

Raleigh, NC · Jul 7, 2014 → Aug 10, 2016 · 3 filings
  • Aug 10, 2016 · D/A · $3,666,876 sold of $4,875,876 · 16 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Jul 15, 2015 · D · $2,417,193 sold of $3,125,876 · 14 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Jul 7, 2014 · D · $749,999 sold of $1,499,999 · 14 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $3.67M from 16 investors (75% of the $4.88M target) as of the latest filing. David is listed as director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GO
Pooled Investment Fund

GLOBAL OPTION GROUP LP

Palm Harbor, FL · Aug 9, 2010 → Jan 16, 2014 · 5 filings
  • Jan 16, 2014 · D/A · $2,036,056 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 20, 2013 · D/A · $1,883,218 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 26, 2012 · D · $1,685,540 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 14, 2011 · D · $1,585,540 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 9, 2010 · D/A · $1,366,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.04M from 10 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Williams — CA, NY, 11 issuers, Apr 16, 2009 → May 24, 2022 · no shared issuer
  • David S. Williams — MD, 9 issuers, Sep 9, 2010 → Jun 13, 2016 · no shared issuer
  • David J. Williams — OH, 4 issuers, Apr 6, 2009 → Jun 3, 2026 · no shared issuer
  • David Williams — NJ, PA, MA, TN, 4 issuers, Mar 19, 2010 → Jun 29, 2020 · no shared issuer
  • David Williams — CO, 3 issuers, Jun 1, 2010 → Apr 2, 2019 · no shared issuer
  • David R. Williams — CA, 3 issuers, Dec 29, 2010 → Dec 14, 2016 · no shared issuer
  • David Williams — NV, AZ, 2 issuers, Jan 28, 2015 → Dec 19, 2025 · no shared issuer
  • David Williams — TX, 2 issuers, Jan 17, 2017 → Oct 9, 2026 · no shared issuer
  • David K Williams — GA, 1 issuer, Mar 20, 2009 → Sep 22, 2009 · no shared issuer
  • David Gareth Williams — United Kingdom (as filed: X0), 1 issuer, Jan 9, 2012 → Jan 5, 2015 · no shared issuer
  • David S. Williams — PA, 1 issuer, Nov 12, 2013 → Mar 23, 2015 · no shared issuer
  • David R. Williams — MT, 1 issuer, Mar 8, 2010 → Mar 8, 2010 · no shared issuer
  • David H. Williams — TX, 1 issuer, Oct 6, 2011 → Oct 6, 2011 · no shared issuer
  • DAVID R. WILLIAMS — WA, 1 issuer, Sep 18, 2013 → Sep 25, 2015 · no shared issuer
  • David P Williams — MN, 1 issuer, Dec 4, 2013 → Dec 4, 2013 · no shared issuer
  • David C E Williams — OR, 1 issuer, Jul 8, 2020 → Jul 8, 2020 · no shared issuer
  • David Williams — RI, 1 issuer, Mar 5, 2021 → Aug 13, 2021 · no shared issuer
  • David R. Williams — AL, 1 issuer, Jan 3, 2022 → Jan 3, 2022 · no shared issuer
  • David Sion Williams — Jersey (as filed: Y9), 1 issuer, Jul 22, 2026 → Jul 22, 2026 · no shared issuer
  • DAVID F WILLIAMS — FL, 1 issuer, Jul 16, 2009 → Jul 16, 2009 · shares 1 issuer with this record

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Allen

Director, Promoter · 3 shared filings (1 issuer) · also on 12 other issuers

Richard Allen is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Bailey

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as David Williams. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Trbovich

Director · 3 shared filings (1 issuer) · also on 15 other issuers

John Trbovich is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Crutchfield

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Williams. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joanne Rohde

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Williams. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Neece

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Williams. Their page shows their other deals.

The team behind the deals

I
Sponsor group

Ingagepatient

2 issuers · 13 filings · $4.45M reported sold · 2009–2016

One team, 2 deal companies. David Williams is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID WILLIAMS.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to DAVID WILLIAMS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Williams is listed on: none on file. No website or social profile named in GLOBAL OPTION GROUP LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #321,766 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palm Harbor, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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