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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:54 AM ET

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David Vaughan

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Aug 9, 2013 → Aug 9, 2013

1deal (issuers)
$283Kreported sold
1investors
1Form D filing
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Vaughan is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2013: Antibe Therapeutics Inc. (Toronto, Ontario, Canada (as filed: A6) — biotechnology — 2013; $283K reported sold to 1 investors).

What this means One deal on file with the SEC, filed Aug 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Daniel Legault (1 shared filing), John Wallace (1 shared filing), Jonathan Goodman (1 shared filing), Michael Bumby (1 shared filing), Roderick Flower (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 36 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Vaughan and found 5 differences: David Vaughan appears on 1 deal that stopped filing before reaching its target; Form D filed 52 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Vaughan has not run yet — it is joining a line of 43,224 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

United States v. David D Vaughan judgment
District Court, C.D. California · No. 2:97-cv-04595 · Filed Jun 23, 1997 · Closed Jun 22, 1998 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of David D Vaughan: Defendant · Outcome: Terminated 1998-06-22 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Vaughan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 3 open, 33 closed (disposition not in docket feed)

David Vaughan and Kelly Rys-Vaughan open
United States Bankruptcy Court, E.D. Michigan · No. 26-45240 · Filed May 6, 2026
Role of David Vaughan and Kelly Rys-Vaughan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
David R. Vaughan, Jr. open
United States Bankruptcy Court, S.D. New York · No. 21-12096 · Filed Dec 20, 2021
Role of David R. Vaughan, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
David D Vaughan open
United States Bankruptcy Court, D. Maine · No. 19-20371 · Filed Jul 24, 2019
Role of David D Vaughan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in ME (not a filing state)
David C. Vaughan closed
United States Bankruptcy Court, S.D. Texas · No. 19-31081 · Filed Feb 28, 2019 · Closed Jun 4, 2019
Role of David C. Vaughan: Debtor · Outcome: Case closed 2019-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
David Vaughan closed
United States Bankruptcy Court, W.D. Louisiana · No. 18-31855 · Filed Nov 15, 2018 · Closed May 4, 2022
Role of David Vaughan: Debtor · Outcome: Case closed 2022-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
DAVID M VAUGHAN closed
United States Bankruptcy Court, D. Nevada · No. 16-11074 · Filed Mar 3, 2016 · Closed Aug 12, 2021
Role of DAVID M VAUGHAN: Debtor · Outcome: Case closed 2021-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
David F. Vaughan closed
United States Bankruptcy Court, D. Massachusetts · No. 13-15114 · Filed Aug 29, 2013 · Closed Dec 11, 2013
Role of David F. Vaughan: Debtor · Outcome: Case closed 2013-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
David C Vaughan closed
United States Bankruptcy Court, D. Maryland · No. 12-28329 · Filed Oct 8, 2012 · Closed Mar 7, 2013
Role of David C Vaughan: Debtor · Outcome: Case closed 2013-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
David W Vaughan closed
United States Bankruptcy Court, E.D. Michigan · No. 12-59698 · Filed Aug 28, 2012 · Closed May 23, 2014
Role of David W Vaughan: Debtor · Outcome: Case closed 2014-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
David A Vaughan closed
United States Bankruptcy Court, D. Idaho · No. 12-00821 · Filed Apr 12, 2012 · Closed Jan 24, 2013
Role of David A Vaughan: Debtor · Outcome: Case closed 2013-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
David R Vaughan and Danielle L Vaughan closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-24569 · Filed Jul 21, 2011 · Closed Jan 26, 2012
Role of David R Vaughan and Danielle L Vaughan: Debtor · Outcome: Case closed 2012-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David A Vaughan and Audra L Vaughan closed
United States Bankruptcy Court, D. Kansas · No. 11-12211 · Filed Jul 21, 2011 · Closed May 12, 2017
Role of David A Vaughan and Audra L Vaughan: Debtor · Outcome: Case closed 2017-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in KS (not a filing state)
David C. Vaughan and Leigh Ann Vaughan closed
United States Bankruptcy Court, N.D. Mississippi · No. 10-13021 · Filed Jun 22, 2010 · Closed Oct 12, 2010
Role of David C. Vaughan and Leigh Ann Vaughan: Debtor · Outcome: Case closed 2010-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
David B. Vaughan closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-23877 · Filed Dec 11, 2009 · Closed Apr 30, 2010
Role of David B. Vaughan: Debtor · Outcome: Case closed 2010-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
David B. Vaughan closed
United States Bankruptcy Court, E.D. Virginia · No. 09-36971 · Filed Oct 25, 2009 · Closed Apr 4, 2013
Role of David B. Vaughan: Debtor · Outcome: Case closed 2013-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
David P. Vaughan closed
United States Bankruptcy Court, D. Rhode Island · No. 1:09-bk-11058 · Filed Mar 25, 2009 · Closed Jul 2, 2009
Role of David P. Vaughan: Debtor · Outcome: Case closed 2009-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)
David J Vaughan closed
United States Bankruptcy Court, S.D. Iowa · No. 05-07560 · Filed Sep 27, 2005 · Closed Jun 30, 2006
Role of David J Vaughan: Debtor · Outcome: Case closed 2006-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)
David C Vaughan closed
United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-09407 · Filed May 10, 2005 · Closed May 14, 2010
Role of David C Vaughan: Debtor · Outcome: Case closed 2010-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
David R. Vaughan closed
United States Bankruptcy Court, D. Maryland · No. 05-11885 · Filed Jan 28, 2005 · Closed Jun 21, 2006
Role of David R. Vaughan: Debtor · Outcome: Case closed 2006-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
David S Vaughan closed
United States Bankruptcy Court, W.D. Missouri · No. 04-43248 · Filed May 25, 2004 · Closed Aug 24, 2005
Role of David S Vaughan: Debtor · Outcome: Case closed 2005-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
David Vaughan and Heather Vaughan closed
United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-06059 · Filed May 27, 2003 · Closed Nov 3, 2006
Role of David Vaughan and Heather Vaughan: Debtor · Outcome: Case closed 2006-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
DAVID W VAUGHAN and DEBORAH J VAUGHAN closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-04083 · Filed Jul 25, 2002 · Closed Mar 6, 2007
Role of DAVID W VAUGHAN and DEBORAH J VAUGHAN: Debtor · Outcome: Case closed 2007-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
DAVID W VAUGHAN and DEBORAH J VAUGHAN closed
United States Bankruptcy Court, S.D. Mississippi · No. 01-07044 · Filed Dec 14, 2001 · Closed Jul 8, 2002
Role of DAVID W VAUGHAN and DEBORAH J VAUGHAN: Debtor · Outcome: Case closed 2002-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
David P. Vaughan closed
United States Bankruptcy Court, D. Connecticut · No. 01-35316 · Filed Nov 5, 2001 · Closed Dec 22, 2004
Role of David P. Vaughan: Debtor · Outcome: Case closed 2004-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
David M. Vaughan and Jackie P. Vaughan closed
United States Bankruptcy Court, E.D. Virginia · No. 01-34589 · Filed Jul 31, 2001 · Closed Nov 13, 2001
Role of David M. Vaughan and Jackie P. Vaughan: Debtor · Outcome: Case closed 2001-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
David P. Vaughan closed
United States Bankruptcy Court, D. Connecticut · No. 01-33541 · Filed Jul 13, 2001 · Closed Nov 7, 2001
Role of David P. Vaughan: Debtor · Outcome: Case closed 2001-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
David K Vaughan closed
United States Bankruptcy Court, C.D. California · No. 8:00-bk-19191 · Filed Dec 8, 2000 · Closed Apr 2, 2001
Role of David K Vaughan: Debtor · Outcome: Case closed 2001-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
David C. Vaughan closed
United States Bankruptcy Court, N.D. Mississippi · No. 00-12865 · Filed Jul 6, 2000 · Closed Oct 30, 2000
Role of David C. Vaughan: Debtor · Outcome: Case closed 2000-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
David J. Vaughan closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-18958 · Filed Jul 13, 1999 · Closed Feb 12, 2003
Role of David J. Vaughan: Debtor · Outcome: Case closed 2003-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David Vaughan and Janet Vaughan closed
United States Bankruptcy Court, D. Massachusetts · No. 98-48802 · Filed Dec 2, 1998 · Closed Feb 6, 2002
Role of David Vaughan and Janet Vaughan: Debtor · Outcome: Case closed 2002-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
David A. Vaughan and Eugenia M. Vaughan closed
United States Bankruptcy Court, D. Kansas · No. 97-11159 · Filed Mar 25, 1997 · Closed Jul 23, 1997
Role of David A. Vaughan and Eugenia M. Vaughan: Debtor · Outcome: Case closed 1997-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in KS (not a filing state)
David S. Vaughan and Estella Vaughan closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-17626 · Filed Sep 28, 1995 · Closed Jan 22, 1996
Role of David S. Vaughan and Estella Vaughan: Debtor · Outcome: Case closed 1996-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David F. Vaughan closed
United States Bankruptcy Court, D. Massachusetts · No. 95-16354 · Filed Sep 20, 1995 · Closed Jan 30, 1996
Role of David F. Vaughan: Debtor · Outcome: Case closed 1996-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
DAVID R VAUGHAN and KATHRYN J VAUGHAN closed
United States Bankruptcy Court, D. Minnesota · No. 94-32593 · Filed Jun 3, 1994 · Closed Oct 6, 1994
Role of DAVID R VAUGHAN and KATHRYN J VAUGHAN: Debtor · Outcome: Case closed 1994-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)
David M. Vaughan and Sandra S. Vaughan closed
United States Bankruptcy Court, M.D. Florida · No. 6:92-bk-07226 · Filed Dec 21, 1992 · Closed May 12, 1993
Role of David M. Vaughan and Sandra S. Vaughan: Debtor · Outcome: Case closed 1993-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
David A. Vaughan closed
United States Bankruptcy Court, D. Maine · No. 90-20298 · Filed Apr 30, 1990 · Closed Apr 20, 1995
Role of David A. Vaughan: Debtor · Outcome: Case closed 1995-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in ME (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for David Vaughan (compared 1 filing on Oct 24, 2026)

Note · Aug 29, 2019

David Vaughan appears on 1 deal that stopped filing before reaching its target

Antibe Therapeutics Inc. (last filing Aug 29, 2019; $283,319 sold of $4,337,918). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Antibe Therapeutics Inc. — PartnerFacts page ↗
Sources
Note · Jun 18, 2013 – Aug 9, 2013

Form D filed 52 days after the first sale — Antibe Therapeutics Inc.

The filing says the first sale was Jun 18, 2013. The Form D was filed Aug 9, 2013 — 52 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 37 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 9, 2013 ↗Antibe Therapeutics Inc. — PartnerFacts page ↗
Sources
Note · Apr 20, 2020 – Sep 21, 2026

Same name, different state: "David Vaughan" (FL) is a separate record

This page covers filings where the address state is A6. A separate record, "David Vaughan" with address state FL, is listed on 4 filings — most recently by Jupiter Biomedical Research, Inc. (Sep 21, 2026). The two records do not overlap in time: this page has one filing dated Aug 9, 2013; the other runs Apr 20, 2020 to Sep 21, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Vaughan (FL) — PartnerFacts page ↗Form D · Sep 21, 2026 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗David Vaughan (A6) — this page ↗
Sources
Note · Jun 22, 2023 – Jun 28, 2023

Same name, different state: "David Vaughan" (IN) is a separate record

This page covers filings where the address state is A6. A separate record, "David Vaughan" with address state IN, is listed on 4 filings — most recently by SW KLCC SPV - CC (Blocker), LLC (Jun 28, 2023). The two records do not overlap in time: this page has one filing dated Aug 9, 2013; the other runs Jun 22, 2023 to Jun 28, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Vaughan (IN) — PartnerFacts page ↗Form D/A · Jun 28, 2023 ↗SW KLCC SPV - CC (Blocker), LLC — PartnerFacts page ↗David Vaughan (A6) — this page ↗
Sources
Note · Jul 15, 2011

Same name, different state: "David K. Vaughan" (NY) is a separate record

This page covers filings where the address state is A6. A separate record, "David K. Vaughan" with address state NY, is listed on 1 filing — most recently by Weidlinger Associates, Inc. (Jul 15, 2011). The two records do not overlap in time: this page has one filing dated Aug 9, 2013; the other has one filing dated Jul 15, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David K. Vaughan (NY) — PartnerFacts page ↗Form D · Jul 15, 2011 ↗Weidlinger Associates, Inc. — PartnerFacts page ↗David Vaughan (A6) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 9, 2013 D
Antibe Therapeutics Inc.
File 021-201070
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Vaughan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AT
Pharmaceuticals

Antibe Therapeutics Inc.

Toronto, Ontario, Canada (as filed: A6) · Aug 9, 2013
  • Aug 9, 2013 · D · $55,000 sold of $55,000 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Development Officer) EDGAR ↗

Raised $283K from 1 investor (100% of the $55K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Vaughan — FL, 2 issuers, Apr 20, 2020 → Sep 21, 2026 · no shared issuer
  • David Vaughan — IN, 2 issuers, Jun 22, 2023 → Jun 28, 2023 · no shared issuer
  • David K. Vaughan — NY, 1 issuer, Jul 15, 2011 → Jul 15, 2011 · no shared issuer

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Goodman

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Jonathan Goodman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Legault

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Vaughan. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Walt Macnee

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Vaughan. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Bumby

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Vaughan. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Roderick Flower

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Vaughan. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wallace

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Vaughan. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Vaughan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Vaughan is listed on: none on file. No website or social profile named in Antibe Therapeutics Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #229,153 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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