Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MA · Dec 30, 2010 → Sep 15, 2020
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David Taft is listed as a director on 11 SEC Form D filings by 2 issuers between Dec 2010 and Sep 2020: AZTherapies, INC (Boston, MA — industry reported as "Other" — 2015–2020; $19M reported sold to 59 investors) and IQUUM INC (Marlborough, MA — biotechnology — 2010; $1M reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $20M sold in total.
Listed alongside Keith Greenfield (11 shared filings), David R. Elmaleh (10 shared filings), Peter Conti (10 shared filings), Robert Warren (9 shared filings), Ronald Tompkins (9 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 16 bankruptcy cases matching the name listed in Key records below.
What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for David Taft and found 11 differences: David Taft appears on 1 deal that stopped filing before reaching its target; Form D filed 18 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David Taft has not run yet — it is joining a line of 24,004 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Taft..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
16 cases: 16 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for David Taft (compared 11 filings on Oct 24, 2026)
IQUUM INC (last filing Dec 30, 2010; $1,000,000 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Aug 28, 2020. The Form D was filed Sep 15, 2020 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Dec 1, 2017. The Form D was filed Dec 18, 2017 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Nov 20, 2015. The Form D was filed Dec 7, 2015 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — AZTherapies, INC (latest filing Sep 15, 2020) · No amendment in the last 12 months on an offering that may still be open — AZTherapies, INC (latest filing Jul 12, 2019) · No amendment in the last 12 months on an offering that may still be open — AZTherapies, INC (latest filing May 31, 2019) · No amendment in the last 12 months on an offering that may still be open — AZTherapies, INC (latest filing Oct 16, 2018) · No amendment in the last 12 months on an offering that may still be open — AZTherapies, INC (latest filing Dec 18, 2017) · and 3 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jul 3, 2018 filing says $15,000,000 offered; the Oct 16, 2018 Form D/A says $25,473,350.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jun 30, 2017 filing says $5,900,000 offered; the Nov 15, 2017 Form D/A says $7,600,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
"Biotechnology" (Dec 7, 2015 to Jul 12, 2019); then "Other" (Sep 15, 2020).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"No Revenues" (Dec 7, 2015); then "Decline to Disclose" (Dec 18, 2017).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is MA. A separate record, "David Taft" with address state MI, is listed on 1 filing — most recently by Xolve, Inc. (Apr 9, 2014). Both records have filings in the same period (Apr 9, 2014).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "David A. Taft" with address state NY, is listed on 2 filings — most recently by Applied Minerals, Inc. (Sep 5, 2017). The two records do not overlap in time: this page runs Dec 30, 2010 to Sep 15, 2020; the other has one filing dated Nov 24, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Sep 15, 2020 D AZTherapies, INC File 021-375480 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 12, 2019 D AZTherapies, INC File 021-344167 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 31, 2019 D AZTherapies, INC File 021-340856 | $0 | $0 | $0 No payments have been proposed other than payments of salaries in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| Oct 16, 2018 D/A AZTherapies, INC File 021-315997 | $0 | $0 | $0 No payments have been proposed other than payments of salaries in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| Dec 18, 2017 D AZTherapies, INC File 021-301054 | $0 | $0 | $0 No payments have been proposed other than payments of salaries in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| Nov 15, 2017 D/A AZTherapies, INC File 021-289907 | $0 | $0 | $0 No payments have been proposed other than payments of salaries in the ordinary course of business | None listed on this filing | EDGAR ↗ |
| Feb 6, 2017 D/A AZTherapies, INC File 021-252538 | $0 | $0 | $0 No payments have been proposed other than payments of salaries in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| Dec 30, 2010 D IQUUM INC File 021-152753 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Taft on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $19M from 59 investors (54% of the $35M target) as of the latest filing. David is listed as director on 10 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1M from 6 investors (20% of the $5M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Keith Greenfield is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Robert Warren is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Taft. Their page shows their other deals.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to David Taft by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Taft is listed on: none on file. No website or social profile named in AZTherapies, INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #209,192 of 374,652 in line (1,201 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when David Taft appears on a new Form D, or when a court case or SEC action is matched to them. See plans →