PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:27 AM ET

Sponsor Check › Person

DS
No photo found yet (own website and image search run after this page is viewed)

DAVID SULLIVAN

Named as an officer, director or promoter on SEC Form D filings · UT · Nov 17, 2011 → Apr 24, 2017

3deals (issuers)
$110.6Mreported sold
335investors
6Form D filings
2011–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DAVID SULLIVAN is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 3 issuers between Nov 2011 and Apr 2017: FALLS EVENT CENTER LLC (West Jordan, UT — other real estate — 2013–2017; $110M reported sold to 325 investors), eFalls Corp (West Jordan, UT — business services — 2011; $600K reported sold to 10 investors) and Vision Growth Fund LLC (Heber City, UT — pooled investment fund — 2015).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $110.6M sold in total.

Listed alongside DAVID DOWN (5 shared filings), STEVE DOWN (5 shared filings), SUSAN KNIGHT (4 shared filings) and AICL Holdings LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.

2 of the issuers belong to the sponsor group Financially Fit (5 issuers, $114.4M reported sold, 2011–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Financially Fit has 5 companies on file and $114.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for DAVID SULLIVAN and found 11 differences, 2 worth asking the sponsor about: Regulator action naming a team member: The Falls Event Center, LLC and Steven L. Down (May 11, 2018); Form D filed 191 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DAVID SULLIVAN has not run yet — it is joining a line of 33,310 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID SULLIVAN..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

David R. Sullivan closed
United States Bankruptcy Court, D. Utah · No. 01-21241 · Filed Jan 31, 2001 · Closed Jul 9, 2002
Role of David R. Sullivan: Debtor · Outcome: Case closed 2002-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 390 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (UT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for DAVID SULLIVAN — 2 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · May 11, 2018

Regulator action naming a team member: The Falls Event Center, LLC and Steven L. Down (May 11, 2018)

An SEC litigation release dated May 11, 2018 names FALLS EVENT CENTER LLC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

The Falls Event Center, LLC and Steven L. Down ↗FALLS EVENT CENTER LLC — PartnerFacts page ↗
Sources
Note · Jul 11, 2018

Bankruptcy case: The Falls Event Center LLC — filed Jul 11, 2018

United States Bankruptcy Court, D. Utah docket "The Falls Event Center LLC" filed Jul 11, 2018 (Open). FALLS EVENT CENTER LLC (related issuer) is listed as Debtor ("The Falls Event Center LLC"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Utah ↗FALLS EVENT CENTER LLC — PartnerFacts page ↗
Sources
Note · Dec 14, 2015

DAVID SULLIVAN appears on 1 deal that stopped filing before reaching its target

Vision Growth Fund LLC (last filing Dec 14, 2015; $0 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Vision Growth Fund LLC — PartnerFacts page ↗
Sources
Worth asking · May 10, 2011 – Nov 17, 2011

Form D filed 191 days after the first sale — eFalls Corp

The filing says the first sale was May 10, 2011. The Form D was filed Nov 17, 2011 — 191 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 176 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Nov 17, 2011 ↗eFalls Corp — PartnerFacts page ↗
Sources
Note · May 10, 2011 – Nov 17, 2011

No amendment in the last 12 months on an offering that may still be open — eFalls Corp (latest filing Nov 17, 2011)

The latest filing for this offering is dated Nov 17, 2011 (first sale May 10, 2011). It reports $600,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 17, 2011 ↗eFalls Corp — PartnerFacts page ↗
Sources
Note · Sep 27, 2013 – Apr 24, 2017

Offering amount changed between filings — FALLS EVENT CENTER LLC

The Sep 27, 2013 filing says $20,000,000 offered; the Apr 24, 2017 Form D/A says $110,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Sep 27, 2013 ↗Form D/A (later) · Apr 24, 2017 ↗FALLS EVENT CENTER LLC — PartnerFacts page ↗
Sources
Note · Oct 30, 2023

Same name, different state: "DAVID SULLIVAN" (A9) is a separate record

This page covers filings where the address state is UT. A separate record, "DAVID SULLIVAN" with address state A9, is listed on 1 filing — most recently by HomeTeam Live Technologies Inc. (previous name Tape 2 Tape Productions Inc.) (Oct 30, 2023). The two records do not overlap in time: this page runs Nov 17, 2011 to Apr 24, 2017; the other has one filing dated Oct 30, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID SULLIVAN (A9) — PartnerFacts page ↗Form D · Oct 30, 2023 ↗HomeTeam Live Technologies Inc. (previous name Tape 2 Tape Productions Inc.) — PartnerFacts page ↗DAVID SULLIVAN (UT) — this page ↗
Sources
Note · Mar 15, 2018 – Dec 28, 2020

Same name, different state: "David Sullivan" (NY) is a separate record

This page covers filings where the address state is UT. A separate record, "David Sullivan" with address state NY, is listed on 4 filings — most recently by Unqork Inc. (Dec 28, 2020). The two records do not overlap in time: this page runs Nov 17, 2011 to Apr 24, 2017; the other runs Mar 15, 2018 to Dec 28, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Sullivan (NY) — PartnerFacts page ↗Form D · Dec 28, 2020 ↗Unqork Inc. — PartnerFacts page ↗DAVID SULLIVAN (UT) — this page ↗
Sources
Note · Dec 12, 2018 – Aug 13, 2020

Same name, different state: "David Sullivan" (VA or GA) is a separate record

This page covers filings where the address state is UT. A separate record, "David Sullivan" with address state VA or GA, is listed on 5 filings — most recently by Till, Inc (Apr 6, 2022). The two records do not overlap in time: this page runs Nov 17, 2011 to Apr 24, 2017; the other runs Dec 12, 2018 to Aug 13, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Sullivan (VA,GA) — PartnerFacts page ↗Form D · Apr 6, 2022 ↗Till, Inc — PartnerFacts page ↗DAVID SULLIVAN (UT) — this page ↗
Sources
Note · Feb 8, 2016 – Jul 6, 2018

Same name, different state: "David H. Sullivan" (FL) is a separate record

This page covers filings where the address state is UT. A separate record, "David H. Sullivan" with address state FL, is listed on 3 filings — most recently by E2 Performance Technologies, Inc. (Jul 6, 2018). Both records have filings in the same period (Feb 8, 2016 to Apr 24, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David H. Sullivan (FL) — PartnerFacts page ↗Form D · Jul 6, 2018 ↗E2 Performance Technologies, Inc. — PartnerFacts page ↗DAVID SULLIVAN (UT) — this page ↗
Sources
Note · Mar 12, 2014

Same name, different state: "David Sullivan" (IL) is a separate record

This page covers filings where the address state is UT. A separate record, "David Sullivan" with address state IL, is listed on 1 filing — most recently by Thomas White Emerging Markets Fund, LLC (Mar 12, 2014). Both records have filings in the same period (Mar 12, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Sullivan (IL) — PartnerFacts page ↗Form D · Mar 12, 2014 ↗Thomas White Emerging Markets Fund, LLC — PartnerFacts page ↗DAVID SULLIVAN (UT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 24, 2017 D/A
FALLS EVENT CENTER LLC
File 021-203154
$0 (est.)$0 (est.)$0- no CRD number reportedEDGAR ↗
Dec 14, 2015 D
Vision Growth Fund LLC
File 021-252999
$0 (est.)$0 (est.)$0 (est.)
See the Issuer's private placement memorandum
None listed on this filingEDGAR ↗
Sep 19, 2013 D
FALLS EVENT CENTER LLC
File 021-203150
$0 (est.)$0 (est.)$0 (est.)
"See ""Use of Proceeds"" section of the Confidential Exchange and Rights Offering Memorandum dated September 1, 2013."
- no CRD number reportedEDGAR ↗
Nov 17, 2011 D
eFalls Corp
File 021-168892
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named David Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FE
Other Real Estate · group: Financially Fit

FALLS EVENT CENTER LLC

West Jordan, UT · Sep 19, 2013 → Apr 24, 2017 · 4 filings
  • Apr 24, 2017 · D/A · $110,000,000 sold of $110,000,000 · 325 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Sep 27, 2013 · D/A · $0 sold of $20,000,000 · 0 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Sep 19, 2013 · D · $0 sold of $20,000,000 · 0 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Sep 19, 2013 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer) EDGAR ↗

Raised $110M from 325 investors (100% of the $110M target) as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VG
Pooled Investment Fund

Vision Growth Fund LLC

Heber City, UT · Dec 14, 2015
  • Dec 14, 2015 · D · $0 sold of $10,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director, Promoter (Manager of AICL Holdings LLC) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Business Services · group: Financially Fit

eFalls Corp

West Jordan, UT · Nov 17, 2011
  • Nov 17, 2011 · D · $600,000 sold of Indefinite · 10 investors · min. $50,000 · role: Executive Officer, Director (Chief Executive Officer and Director) EDGAR ↗

Raised $600K from 10 investors as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Sullivan — IL, 1 issuer, Mar 12, 2014 → Mar 12, 2014 · no shared issuer
  • David H. Sullivan — FL, 1 issuer, Feb 8, 2016 → Jul 6, 2018 · no shared issuer
  • David Sullivan — NY, 1 issuer, Mar 15, 2018 → Dec 28, 2020 · no shared issuer
  • David Sullivan — VA, GA, 1 issuer, Dec 12, 2018 → Aug 13, 2020 · no shared issuer
  • DAVID SULLIVAN — Saskatchewan, Canada (as filed: A9), 1 issuer, Oct 30, 2023 → Oct 30, 2023 · no shared issuer

People around David 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AH
Management entity

AICL Holdings LLC

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David Sullivan. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID DOWN

Director, Executive Officer, Promoter · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Sullivan. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

STEVE DOWN

Executive Officer, Director, Promoter · 5 shared filings (2 issuers) · also on 3 other issuers

STEVE DOWN is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

SUSAN KNIGHT

Executive Officer, Director, Promoter · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Sullivan. Their page shows their other deals.

The team behind the deals

FF
Sponsor group

Financially Fit

5 issuers · 12 filings · $114.4M reported sold · 2011–2017

One team, 5 deal companies. David Sullivan is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID SULLIVAN.

Same business address

3 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to DAVID SULLIVAN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Sullivan is listed on: none on file. No website or social profile named in eFalls Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,590 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Jordan, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

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