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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:44 AM ET

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David Stone

Named as an officer, director or promoter on SEC Form D filings · WA · Jul 31, 2018 → May 6, 2022

1deal (issuers)
$1.2Mreported sold
33investors
2Form D filings
2018–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Stone is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Jul 2018 and May 2022: TRANSFORMATIVEMED INC. (Seattle, WA — other technology — 2018–2022; $1.2M reported sold to 33 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Erik Van Eaton (2 shared filings), Daniel Rosen (1 shared filing), Douglas Cusick (1 shared filing), Joel Mezistrano (1 shared filing), Nathan Bays (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for David Stone and found 8 differences, 1 worth asking the sponsor about: Regulator action: David Lee Stone and John Robson, et al. (May 4, 2022); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Stone has not run yet — it is joining a line of 39,731 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

David Lee Stone and John Robson, et al. Litigation release
SEC · May 4, 2022 · Parties as named in the release: David Lee Stone and John Robson, et al. Read the release ↗
person name; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Stone..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

David W Stone and Debra L Stone closed
United States Bankruptcy Court, W.D. Washington · No. 10-23451 · Filed Nov 8, 2010 · Closed Feb 14, 2011
Role of David W Stone and Debra L Stone: Debtor · Outcome: Case closed 2011-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 401 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (WA)
David T Stone closed
United States Bankruptcy Court, W.D. Washington · No. 05-28673 · Filed Oct 14, 2005 · Closed Feb 28, 2006
Role of David T Stone: Debtor · Outcome: Case closed 2006-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 401 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (WA)
David Stone closed
United States Bankruptcy Court, E.D. Washington · No. 05-04283 · Filed May 23, 2005 · Closed Nov 17, 2005
Role of David Stone: Debtor · Outcome: Case closed 2005-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 401 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (WA)
David A Stone and Aida B Guzman closed
United States Bankruptcy Court, W.D. Washington · No. 01-17552 · Filed Jun 29, 2001 · Closed Nov 26, 2001
Role of David A Stone and Aida B Guzman: Debtor · Outcome: Case closed 2001-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 401 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (WA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for David Stone — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · May 4, 2022

Regulator action: David Lee Stone and John Robson, et al. (May 4, 2022)

An SEC litigation release dated May 4, 2022 names David Stone. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · May 6, 2022

David Stone appears on 1 deal that stopped filing before reaching its target

TRANSFORMATIVEMED INC. (last filing May 6, 2022; $1,200,000 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Apr 18, 2022 – May 6, 2022

Form D filed 18 days after the first sale — TRANSFORMATIVEMED INC.

The filing says the first sale was Apr 18, 2022. The Form D was filed May 6, 2022 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Mar 30, 2009 – Dec 27, 2024

Same name, different state: "David Stone" (NY) is a separate record

This page covers filings where the address state is WA. A separate record, "David Stone" with address state NY, is listed on 8 filings — most recently by Purpose Broadway Ltd Liability Co (Dec 27, 2024). Both records have filings in the same period (Jul 31, 2018 to May 6, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 21, 2012 – Feb 20, 2015

Same name, different state: "David Stone" (MA) is a separate record

This page covers filings where the address state is WA. A separate record, "David Stone" with address state MA, is listed on 6 filings — most recently by Cytrellis Biosystems, Inc. (Feb 20, 2015). The two records do not overlap in time: this page runs Jul 31, 2018 to May 6, 2022; the other runs May 21, 2012 to Feb 20, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 27, 2009 – May 23, 2012

Same name, different state: "David Stone" (UT) is a separate record

This page covers filings where the address state is WA. A separate record, "David Stone" with address state UT, is listed on 5 filings — most recently by INVIZEON CORP (May 23, 2012). The two records do not overlap in time: this page runs Jul 31, 2018 to May 6, 2022; the other runs May 27, 2009 to May 23, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 18, 2012

Same name, different state: "DAVID STONE" (FL) is a separate record

This page covers filings where the address state is WA. A separate record, "DAVID STONE" with address state FL, is listed on 1 filing — most recently by NORTHSTAR BANKING Corp (Apr 18, 2012). The two records do not overlap in time: this page runs Jul 31, 2018 to May 6, 2022; the other has one filing dated Apr 18, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 9, 2009 – Apr 27, 2010

Same name, different state: "David Stone" (IL) is a separate record

This page covers filings where the address state is WA. A separate record, "David Stone" with address state IL, is listed on 2 filings — most recently by TRUMARX DATA PARTNERS, INC. (Apr 27, 2010). The two records do not overlap in time: this page runs Jul 31, 2018 to May 6, 2022; the other runs Oct 9, 2009 to Apr 27, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 6, 2022 D
TRANSFORMATIVEMED INC.
File 021-444878
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2018 D
TRANSFORMATIVEMED INC.
File 021-318177
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Stone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

TRANSFORMATIVEMED INC.

Seattle, WA · Jul 31, 2018 → May 6, 2022 · 2 filings
  • May 6, 2022 · D · $1,200,000 sold of $1,200,000 · 33 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 31, 2018 · D · $0 sold of $5,000,000 · 0 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.2M from 33 investors (100% of the $1.2M target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Stone — NY, 7 issuers, Mar 30, 2009 → Dec 27, 2024 · no shared issuer
  • DAVID STONE — British Columbia, Canada (as filed: A1), 6 issuers, May 14, 2009 → Jan 23, 2018 · no shared issuer
  • David Stone — MA, 3 issuers, May 21, 2012 → Feb 20, 2015 · no shared issuer
  • David J. Stone — NY, 2 issuers, Aug 6, 2009 → Nov 24, 2010 · no shared issuer
  • David Stone — UT, 1 issuer, May 27, 2009 → May 23, 2012 · no shared issuer
  • David Stone — IL, 1 issuer, Oct 9, 2009 → Apr 27, 2010 · no shared issuer
  • David Michael Raymond Stone — WA, 1 issuer, Oct 28, 2010 → Jan 14, 2011 · no shared issuer
  • DAVID STONE — FL, 1 issuer, Apr 18, 2012 → Apr 18, 2012 · no shared issuer
  • David Stone — ME, 1 issuer, Sep 4, 2020 → Sep 4, 2020 · no shared issuer
  • David M. Stone — MA, 1 issuer, Aug 3, 2009 → Aug 3, 2009 · no shared issuer

People around David 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Erik Van Eaton

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Rosen

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Stone. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Weiss

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Peter Weiss is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Cusick

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Bays

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn DeWane

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Stone by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Stone is listed on: none on file. No website or social profile named in TRANSFORMATIVEMED INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #155,898 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Members get an email when David Stone appears on a new Form D, or when a court case or SEC action is matched to them. See plans →