PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

Sponsor Check › Person

DS
No photo found yet (own website and image search run after this page is viewed)

DAVID STONE

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · May 14, 2009 → Jan 23, 2018

6deals (issuers)
$30Mreported sold
42investors
29Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DAVID STONE is listed as a director on 29 SEC Form D filings by 6 issuers between May 2009 and Apr 2021. Largest by amount reported sold: SOUTHERN ARC MINERALS INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009–2011; $12.7M reported sold to 8 investors), Formation Metals Inc (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010–2012; $9.17M reported sold to 5 investors), FORMATION METALS INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009–2016; $5.85M reported sold to 14 investors), Hillcrest Energy Technologies Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2021; $1.87M reported sold to 7 investors), TOSCA RESOURCES CORP (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2012; $421K reported sold to 7 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $30M sold in total.

Listed alongside Donald J. Currie (15 shared filings), Michael Krzus (12 shared filings), Thomas G. Milne (12 shared filings), JASON M ODEN (10 shared filings), Sean McGrath (9 shared filings) and 46 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.

The issuers belong to 2 sponsor groups: Formation (2 issuers, $5.5M reported sold, 2009–2016) and Group linked by Michael Andrews (2 issuers, $41K reported sold, 2011).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 29 public filings for DAVID STONE and found 14 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Byron Capital Markets Ltd; Paid seller listed without a CRD number: Jennings Capital Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DAVID STONE has not run yet — it is joining a line of 16,848 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

David Lee Stone and John Robson, et al. Litigation release
SEC · May 4, 2022 · Parties as named in the release: David Lee Stone and John Robson, et al. Read the release ↗
person name, middle initial differs; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID STONE..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for DAVID STONE — 3 worth asking about (compared 29 filings on Oct 24, 2026)

Worth asking · Mar 22, 2011

Paid seller listed without a CRD number: Byron Capital Markets Ltd. — Formation Metals Inc

Byron Capital Markets Ltd. is listed as receiving sales compensation on 1 filing (Mar 22, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 22, 2011 ↗BrokerCheck search: Byron Capital Markets Ltd. ↗Formation Metals Inc — PartnerFacts page ↗
Sources
Worth asking · Mar 22, 2011

Paid seller listed without a CRD number: Jennings Capital Inc. — Formation Metals Inc

Jennings Capital Inc. is listed as receiving sales compensation on 1 filing (Mar 22, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 22, 2011 ↗BrokerCheck search: Jennings Capital Inc. ↗Formation Metals Inc — PartnerFacts page ↗
Sources
Worth asking · May 14, 2009

Paid seller listed without a CRD number: Danielsen, Dean — FORMATION METALS INC

Danielsen, Dean is listed as receiving sales compensation on 1 filing (May 14, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · May 14, 2009 ↗BrokerCheck search: Danielsen, Dean ↗FORMATION METALS INC — PartnerFacts page ↗
Sources
Note · Mar 21, 2011 – Mar 24, 2011

CRD number for Haywood Securities Inc. appears on one filing and not another — SOUTHERN ARC MINERALS INC

The Mar 24, 2011 filing lists Haywood Securities Inc. with CRD 42072; the Mar 21, 2011 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 24, 2011 ↗Form D/A · Mar 21, 2011 ↗FINRA BrokerCheck ↗SOUTHERN ARC MINERALS INC — PartnerFacts page ↗
Sources
Note · May 6, 2010 – Sep 25, 2020

5 Form Ds were filed more than 15 days after the first sale

Form D filed 24 days after the first sale — Hillcrest Energy Technologies Ltd. · Form D filed 35 days after the first sale — Hillcrest Energy Technologies Ltd. · Form D filed 18 days after the first sale — SOUTHERN ARC MINERALS INC · Form D filed 21 days after the first sale — FORMATION METALS INC · Form D filed 21 days after the first sale — Formation Metals Inc

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 25, 2020 ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗Form D · Nov 4, 2011 ↗Form D · Mar 14, 2011 ↗
Sources
Note · Mar 10, 2011 – Apr 20, 2021

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing Apr 20, 2021) · No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing Jan 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing Sep 25, 2020) · No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing Dec 18, 2019) · No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing May 23, 2019) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 20, 2021 ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗Form D · Jan 29, 2021 ↗Form D · Sep 25, 2020 ↗
Sources
Note · May 14, 2009 – Apr 4, 2018

DAVID STONE is written 4 different ways on the filings

listed as "David Stone" on 19 filings (from May 14, 2009), and "David M. Stone" on 3 filings (from Mar 14, 2011), and "David M.R. Stone" on the Jun 15, 2016 filing, and "David M. R. Stone" on 6 filings (from Apr 4, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 14, 2009 ↗Form D · Mar 14, 2011 ↗Form D · Jun 15, 2016 ↗Form D · Apr 4, 2018 ↗
Sources
Note · Mar 30, 2009 – Dec 27, 2024

Same name, different state: "David Stone" (NY) is a separate record

This page covers filings where the address state is A1. A separate record, "David Stone" with address state NY, is listed on 8 filings — most recently by Purpose Broadway Ltd Liability Co (Dec 27, 2024). Both records have filings in the same period (May 14, 2009 to Jan 23, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Stone (NY) — PartnerFacts page ↗Form D · Dec 27, 2024 ↗Purpose Broadway Ltd Liability Co — PartnerFacts page ↗DAVID STONE (A1) — this page ↗
Sources
Note · May 21, 2012 – Feb 20, 2015

Same name, different state: "David Stone" (MA) is a separate record

This page covers filings where the address state is A1. A separate record, "David Stone" with address state MA, is listed on 6 filings — most recently by Cytrellis Biosystems, Inc. (Feb 20, 2015). Both records have filings in the same period (May 21, 2012 to Feb 20, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Stone (MA) — PartnerFacts page ↗Form D · Feb 20, 2015 ↗Cytrellis Biosystems, Inc. — PartnerFacts page ↗DAVID STONE (A1) — this page ↗
Sources
Note · May 27, 2009 – May 23, 2012

Same name, different state: "David Stone" (UT) is a separate record

This page covers filings where the address state is A1. A separate record, "David Stone" with address state UT, is listed on 5 filings — most recently by INVIZEON CORP (May 23, 2012). Both records have filings in the same period (May 27, 2009 to May 23, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Stone (UT) — PartnerFacts page ↗Form D · May 23, 2012 ↗INVIZEON CORP — PartnerFacts page ↗DAVID STONE (A1) — this page ↗
Sources
Note · Oct 28, 2010 – Jan 14, 2011

Same name, different state: "David Michael Raymond Stone" (WA) is a separate record

This page covers filings where the address state is A1. A separate record, "David Michael Raymond Stone" with address state WA, is listed on 2 filings — most recently by Blind Creek Resources Ltd. (Jan 14, 2011). Both records have filings in the same period (Oct 28, 2010 to Jan 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Michael Raymond Stone (WA) — PartnerFacts page ↗Form D · Jan 14, 2011 ↗Blind Creek Resources Ltd. — PartnerFacts page ↗DAVID STONE (A1) — this page ↗
Sources
Note · Oct 9, 2009 – Apr 27, 2010

Same name, different state: "David Stone" (IL) is a separate record

This page covers filings where the address state is A1. A separate record, "David Stone" with address state IL, is listed on 2 filings — most recently by TRUMARX DATA PARTNERS, INC. (Apr 27, 2010). Both records have filings in the same period (Oct 9, 2009 to Apr 27, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Stone (IL) — PartnerFacts page ↗Form D/A · Apr 27, 2010 ↗TRUMARX DATA PARTNERS, INC. — PartnerFacts page ↗DAVID STONE (A1) — this page ↗
Sources
Note · May 14, 2009 – Jun 15, 2016

Reported revenue range changed between filings — FORMATION METALS INC

"$5,000,001 - $25,000,000" (May 14, 2009); then "No Revenues" (Jun 15, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 14, 2009 ↗Form D · Jun 15, 2016 ↗FORMATION METALS INC — PartnerFacts page ↗
Sources
Note · Nov 4, 2011 – Mar 15, 2012

Reported revenue range changed between filings — Hillcrest Energy Technologies Ltd.

"$5,000,001 - $25,000,000" (Nov 4, 2011); then "Decline to Disclose" (Mar 15, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 4, 2011 ↗Form D · Mar 15, 2012 ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 25 offerings report sales commissions totalling $1,339,445; 2 report finder's fees totalling $131,251; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 20, 2021 D
Hillcrest Energy Technologies Ltd.
File 021-396517
$0$125,001 (est.)$0Mann Mann Jensen Partners LP BrokerCheck CRD 137389 ↗EDGAR ↗
Jan 29, 2021 D
Hillcrest Energy Technologies Ltd.
File 021-387854
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2020 D
Hillcrest Energy Technologies Ltd.
File 021-376346
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2019 D
Hillcrest Energy Technologies Ltd.
File 021-355756
$0$0$0None listed on this filingEDGAR ↗
May 23, 2019 D
Hillcrest Energy Technologies Ltd.
File 021-340294
$1,192$0$0ENTORO SECURITIES, LLC BrokerCheck CRD 35192 ↗EDGAR ↗
Apr 4, 2018 D
Hillcrest Energy Technologies Ltd.
File 021-309321
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2018 D/A
Hillcrest Energy Technologies Ltd.
File 021-279534
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2018 D/A
Hillcrest Energy Technologies Ltd.
File 021-276292
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2017 D
Hillcrest Energy Technologies Ltd.
File 021-291006
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2016 D
FORMATION METALS INC
File 021-265110
$27,700$0$0Dundee Securities Ltd. no CRD number reported
via Dundee Securities Inc. (CRD 39759 ↗)
EDGAR ↗
Jan 12, 2015 D
Hillcrest Energy Technologies Ltd.
File 021-231948
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2012 D
Formation Metals Inc
File 021-185906
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2012 D
TOSCA RESOURCES CORP
File 021-179722
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2012 D
Hillcrest Energy Technologies Ltd.
File 021-174957
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2012 D
Hillcrest Energy Technologies Ltd.
File 021-174958
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2011 D
Superior Mining International Corp
File 021-169461
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2011 D
Hillcrest Energy Technologies Ltd.
File 021-168230
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2011 D
TOSCA RESOURCES CORP
File 021-165768
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2011 D
TOSCA RESOURCES CORP
File 021-164715
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2011 D/A
SOUTHERN ARC MINERALS INC
File 021-156654
$760,137$0$0Mackie Research Capital Corporation no CRD number reported
via Mackie Research USA Inc. (CRD 39670 ↗)

Haywood Securities Inc. no CRD number reported
via Haywood (USA) Securities Inc. (CRD 42072 ↗)
EDGAR ↗
Mar 22, 2011 D
Formation Metals Inc
File 021-157186
$550,416$0$0Cormark Securities Inc. no CRD number reported
via Cormark Securities USA Limited (CRD 101000 ↗)

Byron Capital Markets Ltd. no CRD number reported
Jennings Capital Inc. no CRD number reported		EDGAR ↗
May 27, 2010 D
Formation Metals Inc
File 021-142628
$0$0$0None listed on this filingEDGAR ↗
May 27, 2010 D
FORMATION METALS INC
File 021-142661
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2009 D
SOUTHERN ARC MINERALS INC
File 021-85205
$0$0$0None listed on this filingEDGAR ↗
May 14, 2009 D
FORMATION METALS INC
File 021-91158-6N
$0$6,250$0Danielsen, Dean no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Stone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HE
Oil and Gas

Hillcrest Energy Technologies Ltd.

Vancouver, British Columbia, Canada (as filed: A1) · Nov 4, 2011 → Apr 20, 2021 · 15 filings
  • Apr 20, 2021 · D · $1,865,448 sold of $3,231,005 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2021 · D · $7,836 sold of $23,508 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 25, 2020 · D · $0 sold of $229,800 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 18, 2019 · D · $176,470 sold of $470,586 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 23, 2019 · D · $14,906 sold of $29,812 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 4, 2018 · D · $7,778 sold of $15,556 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 23, 2018 · D/A · $98,657 sold of $177,582 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 18, 2018 · D/A · $11,346 sold of $20,423 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 19, 2017 · D · $16,571 sold of $28,408 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 30, 2017 · D · $98,657 sold of $177,582 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 14, 2016 · D · $11,346 sold of $20,423 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 12, 2015 · D · $156,479 sold of $281,662 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2012 · D · $49,330 sold of $90,439 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2012 · D · $273,310 sold of $273,310 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 4, 2011 · D · $240,650 sold of $240,650 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.87M from 7 investors (58% of the $3.23M target) as of the latest filing. David is listed as director on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FM
Other · group: Formation

FORMATION METALS INC

Vancouver, British Columbia, Canada (as filed: A1) · May 14, 2009 → Jun 15, 2016 · 3 filings
  • Jun 15, 2016 · D · $503,452 sold of $503,452 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 27, 2010 · D · $1,765,650 sold of $1,765,650 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 14, 2009 · D · $5,852,718 sold of $5,852,718 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.85M from 14 investors (100% of the $503K target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FM
Other · group: Formation

Formation Metals Inc

Vancouver, British Columbia, Canada (as filed: A1) · May 27, 2010 → Oct 22, 2012 · 3 filings
  • Oct 22, 2012 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 22, 2011 · D · $9,173,605 sold of $15,289,341 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 27, 2010 · D · $1,765,650 sold of $1,765,650 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.17M from 5 investors (100% of the $5M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TR
Other

TOSCA RESOURCES CORP

Vancouver, British Columbia, Canada (as filed: A1) · Aug 19, 2011 → Jun 14, 2012 · 3 filings
  • Jun 14, 2012 · D · $57,977 sold of $57,977 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2011 · D · $55,192 sold of $55,192 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 19, 2011 · D · $54,509 sold of $54,509 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $421K from 7 investors (100% of the $58K target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Other · group: Group linked by Michael Andrews

Superior Mining International Corp

Vancouver, British Columbia, Canada (as filed: A1) · Dec 1, 2011
  • Dec 1, 2011 · D · $19,489 sold of $19,489 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19K from 1 investor (100% of the $19K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SA
Other

SOUTHERN ARC MINERALS INC

Vancouver, British Columbia, Canada (as filed: A1) · Dec 21, 2009 → Mar 24, 2011 · 4 filings
  • Mar 24, 2011 · D/A · $12,668,948 sold of $12,668,948 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 21, 2011 · D/A · $12,668,948 sold of $12,668,948 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 14, 2011 · D · $12,668,948 sold of $12,668,948 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2009 · D · $28,248 sold of $28,248 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.7M from 8 investors (100% of the $12.7M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Stone — NY, 7 issuers, Mar 30, 2009 → Dec 27, 2024 · no shared issuer
  • David Stone — MA, 3 issuers, May 21, 2012 → Feb 20, 2015 · no shared issuer
  • David J. Stone — NY, 2 issuers, Aug 6, 2009 → Nov 24, 2010 · no shared issuer
  • David Stone — UT, 1 issuer, May 27, 2009 → May 23, 2012 · no shared issuer
  • David Stone — IL, 1 issuer, Oct 9, 2009 → Apr 27, 2010 · no shared issuer
  • David Michael Raymond Stone — WA, 1 issuer, Oct 28, 2010 → Jan 14, 2011 · no shared issuer
  • DAVID STONE — FL, 1 issuer, Apr 18, 2012 → Apr 18, 2012 · no shared issuer
  • David Stone — ME, 1 issuer, Sep 4, 2020 → Sep 4, 2020 · no shared issuer
  • David M. Stone — MA, 1 issuer, Aug 3, 2009 → Aug 3, 2009 · no shared issuer
  • David Stone — WA, 1 issuer, Jul 31, 2018 → May 6, 2022 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Donald J. Currie

Executive Officer, Director · 15 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Stone. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Krzus

Director, Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas G. Milne

Director · 12 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

JASON M ODEN

Director, Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sean McGrath

Executive Officer · 9 shared filings (1 issuer) · also on 15 other issuers

Sean McGrath is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Lambert

Director · 7 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

RQ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Quinn

Director · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Stone. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert G. Metka

Director · 6 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

James B. Engdahl

Director · 6 shared filings (2 issuers) · also on 3 other issuers

James B. Engdahl is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Cecil D. Andrus

Director · 5 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mari-Ann Green

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Andrews

Director, Executive Officer · 5 shared filings (2 issuers) · also on 3 other issuers

Michael Andrews is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Proust

Executive Officer, Director · 5 shared filings (2 issuers) · also on 10 other issuers

John Proust is on 12 issuers in total — a repeat sponsor. Their page lists every one.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen Au

Executive Officer · 5 shared filings (2 issuers) · also on 6 other issuers

Eileen Au is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dale Miller

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William G. Scales

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Rowe

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Stone. Their page shows their other deals.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Hamish Campbell

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Stone. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Richardson

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Stone. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

KULWANT SANDHER

Executive Officer · 3 shared filings (1 issuer) · also on 6 other issuers

KULWANT SANDHER is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Entrekin

Director · 3 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Scott Bending

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Vidoni

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Gallagher

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

BRIAN ROBERTS

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Stone. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

SADEK EL-ALFY

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

LUCA RICCIO

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Stone. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

RON SHENTON

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Stone. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

EDWARD PARKER

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Triplett

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Aaron Triplett is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

J. Scott Bending

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as David Stone. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Alan D. Vichert

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

J. Paul Farquharson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MARTIN WOOD

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT HEAN

Director · 1 shared filing (1 issuer) · also on 6 other issuers

SCOTT HEAN is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DESMOND BALAKRISHNAN

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

DESMOND BALAKRISHNAN is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Tran

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Stone. Their page shows their other deals.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

WAN JUNG

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Stone. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey T.K. Fraser

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

W.G. (Bill) Scales

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Stone. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Formation

2 issuers · 6 filings · $5.5M reported sold · 2009–2016

One team, 2 deal companies. David Stone is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID STONE.

GL
Sponsor group

Group linked by Michael Andrews

2 issuers · 2 filings · $41K reported sold · 2011–2011

One team, 2 deal companies. David Stone is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID STONE.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to DAVID STONE by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Stone is listed on: none on file. No website or social profile named in FORMATION METALS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #287,155 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when DAVID STONE appears on a new Form D, or when a court case or SEC action is matched to them. See plans →