PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:12 AM ET

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David Sgro

Named as an officer, director or promoter on SEC Form D filings · CA, NY, TX · Mar 31, 2014 → Mar 19, 2018

5deals (issuers)
$611.3Mreported sold
159investors
14Form D filings
2014–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Sgro is listed as an executive officer and director on 14 SEC Form D filings by 5 issuers between Nov 2010 and Apr 2018: CRESCENDO PARTNERS II LP (New York, NY — pooled investment fund — 2014–2018; $453.5M reported sold to 97 investors), SAExploration Holdings, Inc. (Stafford, TX — oil and gas — 2013; $60M reported sold to 13 investors), NextDecade Corp. (Houston, TX — oil and gas — 2014–2018; $50M reported sold to 16 investors), Primoris Services CORP (Lake Forest, CA — industry reported as "Other" — 2010; $29.2M reported sold to 6 investors) and CRESCENDO PARTNERS III LP (New York, NY — pooled investment fund — 2014–2018; $18.6M reported sold to 27 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $611.3M sold in total.

Listed alongside Eric Rosenfeld (14 shared filings), Gregory Monahan (11 shared filings), Crescendo Advisors II, LLC (8 shared filings, management entity), Crescendo Investments II, LLC (4 shared filings, management entity), Crescendo Investments III, LLC (4 shared filings, management entity) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

2 of the issuers belong to the sponsor group Crescendo (2 issuers, $468.9M reported sold, 2014–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Crescendo has 2 companies on file and $468.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for David Sgro and found 18 differences, 7 worth asking the sponsor about: 6 regulator actions name the subject or team members; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Sgro has not run yet — it is joining a line of 49,255 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 2 closed (disposition not in docket feed), 1 open, 3 dismissed, 1 judgment

Sgro v. Black Wolf Moving Nevada, LLC closed
District Court, D. Nevada · No. 2:21-cv-01101 · Filed Jun 10, 2021 · Closed Jul 16, 2021 · Nature of suit: Contract: Other · Cause: 28:1442 Petition for Removal- Breach of Contract
Role of Sgro: Plaintiff · Outcome: Terminated 2021-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in NV (not a filing state)
Sgro v. Janssen Research & Development LLC open
District Court, E.D. Louisiana · No. 2:16-cv-09772 · Filed Jun 13, 2016 · Nature of suit: 367 Health care / pharm
Role of Sgro: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in LA (not a filing state)
SGRO v. SMITHKLINE BEECHAM CORPORATION dismissed
District Court, E.D. Pennsylvania · No. 2:14-cv-03341 · Filed Jun 9, 2014 · Closed Apr 12, 2017 · Nature of suit: 367 Health care / pharm
Role of SGRO: Plaintiff · Outcome: Terminated 2017-04-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in PA (not a filing state)
Sgro v. DePuy International Limited dismissed
District Court, N.D. Ohio · No. 1:12-dp-20929 · Filed Apr 18, 2012 · Closed Nov 19, 2014 · Nature of suit: 367 Health care / pharm
Role of Sgro: Plaintiff · Outcome: Terminated 2014-11-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in OH (not a filing state)
Sgro v. U.S. Cold Storage closed
District Court, M.D. Tennessee · No. 3:08-mc-00185 · Filed Aug 12, 2008 · Closed Oct 7, 2008
Role of Sgro: Plaintiff · Outcome: Terminated 2008-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in TN (not a filing state)
SGRO v. GETTY PETROLEUM CORP judgment
District Court, D. New Jersey · No. 3:91-cv-02007 · Filed May 2, 1991 · Closed Jun 22, 1994 · Nature of suit: 290 Other real property actions
Role of SGRO: Plaintiff · Outcome: Terminated 1994-06-22 — FJC Integrated Database disposition: Judgment on court trial; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in NJ (not a filing state)
SGRO v. SAMNA CORP dismissed
District Court, D. New Jersey · No. · Filed Jul 23, 1986 · Closed Aug 15, 1989 · Nature of suit: 190 Other contract actions
Role of SGRO: Plaintiff · Outcome: Terminated 1989-08-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Sgro..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 1 open, 13 closed (disposition not in docket feed)

Frank Sgro open
United States Bankruptcy Court, E.D. Pennsylvania · No. 24-10905 · Filed Mar 19, 2024
Role of Frank Sgro: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (frank); court in PA (not a filing state)
Frank Peter Sgro closed
United States Bankruptcy Court, N.D. Georgia · No. 18-21878 · Filed Sep 24, 2018 · Closed Jan 4, 2019
Role of Frank Peter Sgro: Debtor · Outcome: Case closed 2019-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (peter); court in GA (not a filing state)
Frank Michael Sgro closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:14-bk-06791 · Filed Aug 25, 2014 · Closed Dec 22, 2014
Role of Frank Michael Sgro: Debtor · Outcome: Case closed 2014-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (michael); court in TN (not a filing state)
Theresa Sgro and Vincent P Sgro Jr. closed
United States Bankruptcy Court, D. New Jersey · No. 14-14030 · Filed Mar 5, 2014 · Closed Jun 13, 2014
Role of Theresa Sgro and Vincent P Sgro Jr.: Debtor · Outcome: Case closed 2014-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (theresa); court in NJ (not a filing state)
Frank L. Sgro closed
United States Bankruptcy Court, E.D. New York · No. 8-12-73837 · Filed Jun 20, 2012 · Closed Sep 25, 2012
Role of Frank L. Sgro: Debtor · Outcome: Case closed 2012-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (frank); court in the person's filing state (NY)
WELLS FARGO BANK, N.A. v. Sgro closed
United States Bankruptcy Court, C.D. California · No. 6:11-ap-01747 · Filed Jun 7, 2011 · Closed Jul 18, 2011
Role of Sgro: Defendant · Outcome: Case closed 2011-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); surname only in the caption; court in the person's filing state (CA)
Kathryn M Piscuskas and Vincent J Sgro closed
United States Bankruptcy Court, D. Massachusetts · No. 10-14058 · Filed Apr 15, 2010 · Closed Oct 21, 2010
Role of Kathryn M Piscuskas and Vincent J Sgro: Debtor · Outcome: Case closed 2010-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (vincent); court in MA (not a filing state)
Frank Peter Sgro closed
United States Bankruptcy Court, N.D. Georgia · No. 09-74925 · Filed Jun 9, 2009 · Closed Sep 28, 2009
Role of Frank Peter Sgro: Debtor · Outcome: Case closed 2009-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (peter); court in GA (not a filing state)
David Joseph Sgro closed
United States Bankruptcy Court, N.D. Ohio · No. 05-34245 · Filed Apr 29, 2005 · Closed Sep 20, 2005
Role of David Joseph Sgro: Debtor · Outcome: Case closed 2005-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (joseph); court in OH (not a filing state)
Frank J. Sgro closed
United States Bankruptcy Court, D. New Hampshire · No. 04-14193 · Filed Nov 24, 2004 · Closed Jan 19, 2006
Role of Frank J. Sgro: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (frank); court in NH (not a filing state)
David N. Sgro and Christine M. Sgro closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 02-31261 · Filed Oct 15, 2002 · Closed Mar 5, 2003
Role of David N. Sgro and Christine M. Sgro: Debtor · Outcome: Case closed 2003-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); first name matches; court in PA (not a filing state)
Frank F. Sgro and Paula A. Sgro closed
United States Bankruptcy Court, D. Connecticut · No. 01-22604 · Filed Aug 20, 2001 · Closed Dec 19, 2001
Role of Frank F. Sgro and Paula A. Sgro: Debtor · Outcome: Case closed 2001-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (frank); court in CT (not a filing state)
Christina Marie Sgro and Vincent James Sgro closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 95-23494 · Filed Sep 8, 1995 · Closed Feb 28, 1996
Role of Christina Marie Sgro and Vincent James Sgro: Debtor · Outcome: Case closed 1996-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); different first name (marie); court in PA (not a filing state)
David Sgro and Francine M. Sgro closed
United States Bankruptcy Court, D. Connecticut · No. 92-21756 · Filed May 1, 1992 · Closed Sep 13, 1994
Role of David Sgro and Francine M. Sgro: Debtor · Outcome: Case closed 1994-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 31 federal dockets); first name matches; court in CT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for David Sgro — 7 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Oct 9, 2020 – Aug 15, 2024

6 regulator actions name the subject or team members

Regulator action naming a team member: SAExploration Holdings, Inc., et al. (Aug 15, 2024) · Regulator action naming a team member: SAExploration Holdings, Inc., et al. (Nov 22, 2023) · Regulator action naming a team member: SAExploration Holdings, Inc., et al. (Apr 25, 2023) · Regulator action naming a team member: Brent Whiteley, Esq, (Jul 26, 2021) · Regulator action naming a team member: SAExploration Holdings, Inc., et al. (Dec 18, 2020) · and 1 more

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

SAExploration Holdings, Inc., et al. ↗SAExploration Holdings, Inc. — PartnerFacts page ↗SAExploration Holdings, Inc., et al. ↗SAExploration Holdings, Inc., et al. ↗
Sources
Note · Aug 27, 2020 – Jul 13, 2021

Bankruptcy case: SAExploration Holdings, Inc. and SAExploration Sub, Inc. — filed Aug 27, 2020

United States Bankruptcy Court, S.D. Texas docket "SAExploration Holdings, Inc. and SAExploration Sub, Inc." filed Aug 27, 2020, closed Jul 13, 2021. SAExploration Holdings, Inc. (related issuer) is listed as Debtor ("SAExploration Holdings, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗SAExploration Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Jun 7, 2011 – Jul 18, 2011

Bankruptcy case: WELLS FARGO BANK, N.A. v. Sgro — filed Jun 7, 2011

United States Bankruptcy Court, C.D. California docket "WELLS FARGO BANK, N.A. v. Sgro" filed Jun 7, 2011, closed Jul 18, 2011. David Sgro is listed as Defendant ("Sgro"). Our match estimate: 49%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Note · Sep 4, 1998 – Feb 10, 2000

Bankruptcy case: Western Sportsparks, Inc. v. Tinstman — filed Sep 4, 1998

United States Bankruptcy Court, E.D. California docket "Western Sportsparks, Inc. v. Tinstman" filed Sep 4, 1998, closed Feb 10, 2000. Robert A. Tinstman (listed on the same filings) is listed as Defendant ("Tinstman"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Robert A. Tinstman — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2014 – Mar 24, 2015

Amount sold went down between filings — CRESCENDO PARTNERS III LP

The Mar 31, 2014 filing says $18,577,901 sold; the Mar 24, 2015 Form D/A says $17,997,901 sold — $580,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 31, 2014 ↗Form D/A (later) · Mar 24, 2015 ↗CRESCENDO PARTNERS III LP — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2014 – Mar 24, 2015

Investor count went down between filings — CRESCENDO PARTNERS II LP

The Mar 31, 2014 filing reports 97 investors; the Mar 24, 2015 Form D/A reports 93 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Mar 31, 2014 ↗Form D/A (later) · Mar 24, 2015 ↗CRESCENDO PARTNERS II LP — PartnerFacts page ↗
Sources
Worth asking · Sep 7, 2000 – Mar 27, 2017

7 Form Ds were filed more than 15 days after the first sale

Form D filed 6,045 days after the first sale — CRESCENDO PARTNERS II LP · Form D filed 3,714 days after the first sale — CRESCENDO PARTNERS III LP · Form D filed 3,353 days after the first sale — CRESCENDO PARTNERS III LP · Form D filed 5,684 days after the first sale — CRESCENDO PARTNERS II LP · Form D filed 2,622 days after the first sale — CRESCENDO PARTNERS III LP · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 27, 2017 ↗CRESCENDO PARTNERS II LP — PartnerFacts page ↗Form D · Mar 27, 2017 ↗CRESCENDO PARTNERS III LP — PartnerFacts page ↗
Sources
Note · Sep 7, 2000 – Mar 31, 2016

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CRESCENDO PARTNERS III LP (latest filing Mar 31, 2016) · No amendment in the last 12 months on an offering that may still be open — CRESCENDO PARTNERS II LP (latest filing Mar 31, 2016) · No amendment in the last 12 months on an offering that may still be open — CRESCENDO PARTNERS III LP (latest filing Mar 24, 2015) · No amendment in the last 12 months on an offering that may still be open — CRESCENDO PARTNERS II LP (latest filing Mar 24, 2015) · No amendment in the last 12 months on an offering that may still be open — SAExploration Holdings, Inc. (latest filing Jul 9, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 31, 2016 ↗CRESCENDO PARTNERS III LP — PartnerFacts page ↗Form D · Mar 31, 2016 ↗CRESCENDO PARTNERS II LP — PartnerFacts page ↗
Sources
Worth asking · Apr 26, 2018 – Aug 24, 2018

David Sgro is no longer listed on the Aug 24, 2018 amendment — NextDecade Corp.

David Sgro appears on the Apr 26, 2018 Form D (director) but not on the Aug 24, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Apr 26, 2018 ↗Form D/A · Aug 24, 2018 ↗David Sgro — PartnerFacts page ↗NextDecade Corp. — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2018 – Mar 26, 2018

David Sgro is no longer listed on the Mar 26, 2018 amendment — CRESCENDO PARTNERS III LP

David Sgro appears on the Mar 19, 2018 Form D/A (executive officer) but not on the Mar 26, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 19, 2018 ↗Form D/A · Mar 26, 2018 ↗David Sgro — PartnerFacts page ↗CRESCENDO PARTNERS III LP — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2018 – Mar 26, 2018

David Sgro is no longer listed on the Mar 26, 2018 amendment — CRESCENDO PARTNERS II LP

David Sgro appears on the Mar 19, 2018 Form D/A (executive officer) but not on the Mar 26, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 19, 2018 ↗Form D/A · Mar 26, 2018 ↗David Sgro — PartnerFacts page ↗CRESCENDO PARTNERS II LP — PartnerFacts page ↗
Sources
Note · Jul 10, 2014 – Apr 26, 2018

David Sgro's role changed at NextDecade Corp.: executive officer, director → director

The Jul 10, 2014 filing lists David Sgro as executive officer, director; the Apr 26, 2018 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 10, 2014 ↗Form D · Apr 26, 2018 ↗David Sgro — PartnerFacts page ↗NextDecade Corp. — PartnerFacts page ↗
Sources
Note · Apr 26, 2018 – Aug 24, 2018

Offering amount changed between filings — NextDecade Corp.

The Apr 26, 2018 filing says $35,000,000 offered; the Aug 24, 2018 Form D/A says $50,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 26, 2018 ↗Form D/A (later) · Aug 24, 2018 ↗NextDecade Corp. — PartnerFacts page ↗
Sources
Note · Mar 19, 2018 – Mar 26, 2018

Minimum investment changed between filings — CRESCENDO PARTNERS III LP

The Mar 19, 2018 filing lists a minimum of $1,000,000; the Mar 26, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 19, 2018 ↗Form D/A (later) · Mar 26, 2018 ↗CRESCENDO PARTNERS III LP — PartnerFacts page ↗
Sources
Note · Nov 17, 2010 – Mar 31, 2014

David Sgro is written 2 different ways on the filings

listed as "David D. Sgro" on 4 filings (from Nov 17, 2010), and "David Sgro" on 10 filings (from Mar 31, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 17, 2010 ↗Form D · Mar 31, 2014 ↗David Sgro — PartnerFacts page ↗
Sources
Note · Jul 10, 2014 – Apr 26, 2018

Industry group changed between filings — NextDecade Corp.

"Other" (Jul 10, 2014); then "Oil and Gas" (Apr 26, 2018 to Aug 24, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 10, 2014 ↗Form D · Apr 26, 2018 ↗NextDecade Corp. — PartnerFacts page ↗
Sources
Note · Jul 10, 2014 – Apr 26, 2018

Address moved from New York, NY to The Woodlands, TX — NextDecade Corp.

The people listed on the Jul 10, 2014 filing give New York, NY; on the Apr 26, 2018 filing they give The Woodlands, TX. The address now on file (1000 Louisiana Street, Suite 3900, Houston, TX) is a registered-agent or shared-office address used by 21 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 10, 2014 ↗Form D · Apr 26, 2018 ↗NextDecade Corp. — PartnerFacts page ↗
Sources
Note · Nov 17, 2010 – Apr 26, 2018

David Sgro is listed with 3 different address states: CA, NY, TX

CA on 1 filing (Nov 17, 2010); NY on 12 filings (Jul 9, 2013 to Mar 19, 2018); TX on 1 filing (Apr 26, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 17, 2010 ↗Form D · Jul 9, 2013 ↗Form D · Apr 26, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 10 offerings reports sales commissions totalling $1,050,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 26, 2018 D
NextDecade Corp.
File 021-311087
$1,050,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Mar 19, 2018 D/A
CRESCENDO PARTNERS III LP
File 021-283376
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 19, 2018 D/A
CRESCENDO PARTNERS II LP
File 021-283374
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 31, 2016 D
CRESCENDO PARTNERS II LP
File 021-260340
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 31, 2016 D
CRESCENDO PARTNERS III LP
File 021-260341
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 24, 2015 D/A
CRESCENDO PARTNERS II LP
File 021-214528
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 24, 2015 D/A
CRESCENDO PARTNERS III LP
File 021-214529
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 10, 2014 D
NextDecade Corp.
File 021-220662
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2013 D
SAExploration Holdings, Inc.
File 021-199204
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2010 D
Primoris Services CORP
File 021-150630
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named David Sgro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NC
Oil and Gas

NextDecade Corp.

Houston, TX · Jul 10, 2014 → Apr 26, 2018 · 2 filings
  • Apr 26, 2018 · D · $0 sold of $35,000,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗
  • Jul 10, 2014 · D · $4,125,000 sold of $4,125,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $50M from 16 investors (100% of the $35M target) as of the latest filing. David is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(c) (529 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Crescendo

CRESCENDO PARTNERS III LP

New York, NY · Mar 31, 2014 → Mar 19, 2018 · 5 filings
  • Mar 19, 2018 · D/A · $17,997,901 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 27, 2017 · D · $17,997,901 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 31, 2016 · D · $17,997,901 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 24, 2015 · D/A · $17,997,901 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 31, 2014 · D · $18,577,901 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer (Mr. Sgro is a managing member of Crescendo Investments III, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $18.6M from 27 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Crescendo

CRESCENDO PARTNERS II LP

New York, NY · Mar 31, 2014 → Mar 19, 2018 · 5 filings
  • Mar 19, 2018 · D/A · $453,545,948 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 27, 2017 · D · $453,545,948 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 31, 2016 · D · $439,703,363 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 24, 2015 · D/A · $439,703,363 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Mar 31, 2014 · D · $437,955,802 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Mr. Sgro is a managing member of Crescendo Investments II, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $453.5M from 97 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other Energy

SAExploration Holdings, Inc.

Stafford, TX · Jul 9, 2013
  • Jul 9, 2013 · D · $38,887,639 sold of $40,521,864 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60M from 13 investors (100% of the $40.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Other

Primoris Services CORP

Lake Forest, CA · Nov 17, 2010
  • Nov 17, 2010 · D · $29,188,300 sold of $29,188,300 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.2M from 6 investors (100% of the $29.2M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CA
Management entity

Crescendo Advisors II, LLC

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as David Sgro. Their page shows their other deals.

CI
Management entity

Crescendo Investments III, LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

CI
Management entity

Crescendo Investments II, LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Rosenfeld

Director, Executive Officer · 14 shared filings (5 issuers) · also on 2 other issuers

Eric Rosenfeld is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Monahan

Director, Executive Officer · 11 shared filings (3 issuers)

Listed on the same filings as David Sgro. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John P. Schauerman

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as David Sgro. Their page shows their other deals.

WV
No photo found yet (own website and image search run after this page is viewed)
Person

William C. Vrattos

Director · 1 shared filing (1 issuer) · also on 33 other issuers

William C. Vrattos is on 34 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adam J. Semler

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Adam J. Semler is on 14 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alfons Theeuwes

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Cook

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sgro. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. Tucker

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D. Killgore

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter C. Brown

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Perisich

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter J. Moerbeek

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Pratt

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Tinstman

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

L SPENCER WELLS

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Siegfried

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Arnold Wong

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Beatty

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Scott

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Darin Silvernagle

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Dalton

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Whiteley

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Hastings

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Kobylarz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Leonard B Schlemm

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Bonanno

Director · 1 shared filing (1 issuer) · also on 37 other issuers

Matthew Bonanno is on 38 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Belke

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Sgro. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

RENE VAN VLIET

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sgro. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW K SCHATZMAN

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

EISBRENNER KATHLEEN

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

AVINASH KRIPALANI

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

BEN ATKINS

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

KRYSTA DE LIMA

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Sgro. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID MAGID

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Sgro. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID GALLO

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Sgro. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Crescendo

2 issuers · 28 filings · $468.9M reported sold · 2014–2026

One team, 2 deal companies. David Sgro is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Sgro.

Same business address

18 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 5 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): CRESCENDO PARTNERS II LP, CRESCENDO PARTNERS III LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to David Sgro by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — 1 issuer has property records: Primoris Services CORP (1).

Public profiles and social

Websites and social links of the issuers David Sgro is listed on: none on file. No website or social profile named in CRESCENDO PARTNERS II LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,915 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New York Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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