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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

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David Roberts

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 22, 2011 → Jun 21, 2022

58deals (issuers)
$27.55Breported sold
12,586investors
163Form D filings
2011–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Roberts is listed as an executive officer and director on 163 SEC Form D filings by 58 issuers between Jul 2011 and Jun 2022. Largest by amount reported sold: TPG Dynamic Credit Income Fund, L.P. (New York, NY — pooled investment fund — 2014–2016; $3.03B reported sold to 1,030 investors), Obra Insurance Fund, LP (New York, NY — pooled investment fund — 2014; $2.6B reported sold to 4,927 investors), TPG AG MVP, Ltd. (New York, NY — pooled investment fund — 2014–2016; $1.63B reported sold to 811 investors), TPG AG MVP, L.P. (New York, NY — pooled investment fund — 2014–2016; $1.55B reported sold to 753 investors), AG Core Plus Realty Fund IV, L.P. (New York, NY — pooled investment fund — 2014–2015; $1.31B reported sold to 101 investors) and 53 more (all listed below).

What this means That is a lot of deals — 58 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $27.55B sold in total.

Listed alongside Forest Wolfe (159 shared filings), Jonathan Lieberman (159 shared filings), Adam Schwartz (158 shared filings), Arthur Peponis (158 shared filings), Kirk Wickman (158 shared filings) and 27 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Tpg (735 issuers, $222.54B reported sold, 2009–2026) and Obra (16 issuers, $4.49B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 163 public filings for David Roberts and found 28 differences, 8 worth asking the sponsor about: 9 offerings reported less sold on a later filing than an earlier one; 9 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Roberts has not run yet — it is joining a line of 51,024 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Roberts..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

David B. Roberts closed
United States Bankruptcy Court, N.D. New York · No. 24-30763 · Filed Aug 31, 2024 · Closed Jan 7, 2025
Role of David B. Roberts: Debtor · Outcome: Case closed 2025-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David W. Roberts, II closed
United States Bankruptcy Court, W.D. New York · No. 2-16-21165 · Filed Oct 21, 2016 · Closed Feb 17, 2017
Role of David W. Roberts, II: Debtor · Outcome: Case closed 2017-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David B. Roberts closed
United States Bankruptcy Court, N.D. New York · No. 15-61559 · Filed Oct 30, 2015 · Closed Feb 25, 2016
Role of David B. Roberts: Debtor · Outcome: Case closed 2016-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David M. Roberts and Nancy M. Roberts closed
United States Bankruptcy Court, N.D. New York · No. 13-12793 · Filed Nov 15, 2013 · Closed Mar 7, 2014
Role of David M. Roberts and Nancy M. Roberts: Debtor · Outcome: Case closed 2014-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
Dyan K. Romer and David J. Roberts closed
United States Bankruptcy Court, S.D. New York · No. 10-36809 · Filed Jun 18, 2010 · Closed Sep 16, 2010
Role of Dyan K. Romer and David J. Roberts: Debtor · Outcome: Case closed 2010-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David A. Roberts, Jr. closed
United States Bankruptcy Court, S.D. New York · No. 08-37153 · Filed Sep 29, 2008 · Closed Jan 12, 2009
Role of David A. Roberts, Jr.: Debtor · Outcome: Case closed 2009-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David E Roberts closed
United States Bankruptcy Court, N.D. New York · No. 07-63682 · Filed Oct 21, 2007 · Closed Jan 12, 2009
Role of David E Roberts: Debtor · Outcome: Case closed 2009-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David N. Roberts and Freda L Williams - Roberts closed
United States Bankruptcy Court, W.D. New York · No. 2-07-20990 · Filed Apr 21, 2007 · Closed Nov 6, 2007
Role of David N. Roberts and Freda L Williams - Roberts: Debtor · Outcome: Case closed 2007-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David S. Roberts closed
United States Bankruptcy Court, W.D. New York · No. 2-05-24480 · Filed Sep 1, 2005 · Closed May 25, 2011
Role of David S. Roberts: Debtor · Outcome: Case closed 2011-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David W. Roberts closed
United States Bankruptcy Court, W.D. New York · No. 2-04-24373 · Filed Oct 4, 2004 · Closed Feb 11, 2005
Role of David W. Roberts: Debtor · Outcome: Case closed 2005-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David M. Roberts closed
United States Bankruptcy Court, W.D. New York · No. 1-03-19001 · Filed Dec 3, 2003 · Closed May 28, 2008
Role of David M. Roberts: Debtor · Outcome: Case closed 2008-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David C. Roberts and Cheryl D. Roberts closed
United States Bankruptcy Court, N.D. New York · No. 03-16944 · Filed Oct 20, 2003 · Closed Feb 26, 2004
Role of David C. Roberts and Cheryl D. Roberts: Debtor · Outcome: Case closed 2004-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
David A. Roberts and Sandra A. Roberts closed
United States Bankruptcy Court, W.D. New York · No. 1-03-16341 · Filed Aug 22, 2003 · Closed Dec 11, 2003
Role of David A. Roberts and Sandra A. Roberts: Debtor · Outcome: Case closed 2003-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 856 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

28 differences found between the filings for David Roberts — 8 worth asking about (compared the newest 50 of 163 filings on Oct 24, 2026; older filings not covered)

Note · May 2, 2005 – Apr 30, 2007

Bankruptcy case: 202 Centre Street Realty, LLC — filed May 2, 2005

United States Bankruptcy Court, S.D. New York docket "202 Centre Street Realty, LLC" filed May 2, 2005, closed Apr 30, 2007. TPG AG Centre Street Partnership, L.P. (related issuer) is listed as Party ("202 Centre Street Realty, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗TPG AG Centre Street Partnership, L.P. — PartnerFacts page ↗
Sources
Note · Dec 23, 1993 – Nov 22, 1995

Bankruptcy case: Haselton Lumber Co., Inc. v. Lawrence — filed Dec 23, 1993

United States Bankruptcy Court, N.D. New York docket "Haselton Lumber Co., Inc. v. Lawrence" filed Dec 23, 1993, closed Nov 22, 1995. Jessica Haselton (listed on the same filings) is listed as Plaintiff ("Haselton Lumber Co., Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Jessica Haselton — PartnerFacts page ↗
Sources
Note · May 7, 1987 – Feb 29, 1988

Bankruptcy case: Haselton Lumber Co., Inc. v. Clark — filed May 7, 1987

United States Bankruptcy Court, N.D. New York docket "Haselton Lumber Co., Inc. v. Clark" filed May 7, 1987, closed Feb 29, 1988. Jessica Haselton (listed on the same filings) is listed as Plaintiff ("Haselton Lumber Co., Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Jessica Haselton — PartnerFacts page ↗
Sources
Worth asking · Mar 10, 2016 – Apr 3, 2020

9 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — AG Andvari Fund, L.P. · Amount sold went down between filings — TPG Dynamic Credit Income Fund, L.P. · Amount sold went down between filings — AG Opportunistic Whole Loan Fund, L.P. · Amount sold went down between filings — AG Europe Realty Co-Investment II, L.P. · Amount sold went down between filings — AG Diversified Income Fund Plus, L.P. · and 4 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 8, 2016 ↗Form D/A (later) · Apr 3, 2020 ↗AG Andvari Fund, L.P. — PartnerFacts page ↗Form D/A (earlier) · Apr 8, 2016 ↗
Sources
Worth asking · Mar 10, 2016 – Apr 3, 2020

9 offerings reported fewer investors on a later filing

Investor count went down between filings — AG Europe Realty Holdings, L.P. · Investor count went down between filings — AG Andvari Fund, L.P. · Investor count went down between filings — AG Opportunistic Whole Loan Fund, L.P. · Investor count went down between filings — TPG AG Corporate Credit Opportunities Fund, Ltd. · Investor count went down between filings — AG Core Plus Realty Fund III, L.P. · and 4 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 8, 2016 ↗Form D/A (later) · Apr 3, 2020 ↗AG Europe Realty Holdings, L.P. — PartnerFacts page ↗Form D/A (earlier) · Apr 8, 2016 ↗
Sources
Worth asking · Apr 14, 2016 – Apr 22, 2026

Paid seller listed without a CRD number: Intercapital Securities Inc. (Japan) Distributor) — TPG Dynamic Credit Income Fund, Ltd.

Intercapital Securities Inc. (Japan) Distributor) is listed as receiving sales compensation on 11 filings (Apr 14, 2016 to Apr 22, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 22, 2026 ↗BrokerCheck search: Intercapital Securities Inc. (Japan) Distributor) ↗TPG Dynamic Credit Income Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2016 – Apr 22, 2026

Paid seller listed without a CRD number: Jerrod Stelli (Japan Distributor Ag — TPG Dynamic Credit Income Fund, Ltd.

Jerrod Stelli (Japan Distributor Ag is listed as receiving sales compensation on 11 filings (Apr 14, 2016 to Apr 22, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 22, 2026 ↗BrokerCheck search: Jerrod Stelli (Japan Distributor Ag ↗TPG Dynamic Credit Income Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2016 – Apr 10, 2019

Paid seller listed without a CRD number: Wells Fargo Investment Institute,Inc. — TPG AG MVP, L.P.

Wells Fargo Investment Institute,Inc. is listed as receiving sales compensation on 2 filings (Apr 14, 2016 to Apr 10, 2019) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 10, 2019 ↗BrokerCheck search: Wells Fargo Investment Institute,Inc. ↗TPG AG MVP, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 19, 2015 – Jul 27, 2016

Form D filed 282 days after the first sale — AG Realty Fund IX (Cayman), L.P.

The filing says the first sale was Oct 19, 2015. The Form D was filed Jul 27, 2016 — 282 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 267 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 27, 2016 ↗AG Realty Fund IX (Cayman), L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 29, 2016 – May 6, 2016

Form D filed 67 days after the first sale — AG Energy Partners II, L.P.

The filing says the first sale was Feb 29, 2016. The Form D was filed May 6, 2016 — 67 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 52 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 6, 2016 ↗AG Energy Partners II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 16, 2019 – Jan 3, 2020

Form D filed 18 days after the first sale — Edquity, Inc.

The filing says the first sale was Dec 16, 2019. The Form D was filed Jan 3, 2020 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 3, 2020 ↗Edquity, Inc. — PartnerFacts page ↗
Sources
Note · Jun 17, 2010 – Jun 21, 2022

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Edquity, Inc. (latest filing Jun 21, 2022) · No amendment in the last 12 months on an offering that may still be open — Edquity, Inc. (latest filing Sep 7, 2021) · No amendment in the last 12 months on an offering that may still be open — Edquity, Inc. (latest filing Nov 10, 2020) · No amendment in the last 12 months on an offering that may still be open — Edquity, Inc. (latest filing Jan 3, 2020) · No amendment in the last 12 months on an offering that may still be open — AG Growth Capital Partners I Annex Fund, L.P. (latest filing Jul 7, 2016) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 21, 2022 ↗Edquity, Inc. — PartnerFacts page ↗Form D · Sep 7, 2021 ↗Form D · Nov 10, 2020 ↗
Sources
Worth asking · Mar 10, 2016 – Apr 3, 2020

38 people are no longer listed on a later amendment

David Roberts is no longer listed on the Apr 3, 2020 amendment — AG Europe Realty Holdings, L.P. · David Roberts is no longer listed on the Apr 3, 2020 amendment — AG Europe Realty Fund, L.P. · David Roberts is no longer listed on the Apr 3, 2020 amendment — AG Andvari Fund, L.P. · David Roberts is no longer listed on the Apr 3, 2020 amendment — TPG Dynamic Credit Income Fund, L.P. · David Roberts is no longer listed on the Mar 3, 2020 amendment — AG DLI, L.P. · and 33 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 8, 2016 ↗Form D/A · Apr 3, 2020 ↗David Roberts — PartnerFacts page ↗AG Europe Realty Holdings, L.P. — PartnerFacts page ↗
Sources
Note · Apr 8, 2016 – Apr 3, 2020

Minimum investment changed between filings — TPG Dynamic Credit Income Fund, L.P.

The Apr 8, 2016 filing lists a minimum of $1,000,000; the Apr 3, 2020 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 8, 2016 ↗Form D/A (later) · Apr 3, 2020 ↗TPG Dynamic Credit Income Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 5, 2016 – May 3, 2019

Minimum investment changed between filings — AG KFHDL Fund, L.P.

The May 5, 2016 filing lists a minimum of $1,000,000; the May 3, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 5, 2016 ↗Form D/A (later) · May 3, 2019 ↗AG KFHDL Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 5, 2016 – May 3, 2019

Minimum investment changed between filings — AG Europe Realty Co-Investment II, L.P.

The May 5, 2016 filing lists a minimum of $1,000,000; the May 3, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 5, 2016 ↗Form D/A (later) · May 3, 2019 ↗AG Europe Realty Co-Investment II, L.P. — PartnerFacts page ↗
Sources
Note · May 5, 2016 – May 3, 2019

Minimum investment changed between filings — AG Europe Realty Co-Investment, L.P.

The May 5, 2016 filing lists a minimum of $1,000,000; the May 3, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 5, 2016 ↗Form D/A (later) · May 3, 2019 ↗AG Europe Realty Co-Investment, L.P. — PartnerFacts page ↗
Sources
Note · May 5, 2016 – May 2, 2019

Minimum investment changed between filings — AG GTDL Fund, L.P.

The May 5, 2016 filing lists a minimum of $1,000,000; the May 2, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 5, 2016 ↗Form D/A (later) · May 2, 2019 ↗AG GTDL Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 5, 2016 – May 2, 2019

Minimum investment changed between filings — TPG AG Corporate Credit Opportunities Fund, L.P.

The May 5, 2016 filing lists a minimum of $1,000,000; the May 2, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 5, 2016 ↗Form D/A (later) · May 2, 2019 ↗TPG AG Corporate Credit Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Apr 14, 2016 – Apr 10, 2019

Minimum investment changed between filings — TPG Dynamic Credit Income Partners, L.P.

The Apr 14, 2016 filing lists a minimum of $1,000,000; the Apr 10, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 14, 2016 ↗Form D/A (later) · Apr 10, 2019 ↗TPG Dynamic Credit Income Partners, L.P. — PartnerFacts page ↗
Sources
Note · Apr 14, 2016 – Apr 10, 2019

Minimum investment changed between filings — TPG Dynamic Credit Income Fund, Ltd.

The Apr 14, 2016 filing lists a minimum of $1,000,000; the Apr 10, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 14, 2016 ↗Form D/A (later) · Apr 10, 2019 ↗TPG Dynamic Credit Income Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jan 3, 2020 – Nov 10, 2020

Industry group changed between filings — Edquity, Inc.

"Other" (Jan 3, 2020); then "Other Technology" (Nov 10, 2020 to Jun 21, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 3, 2020 ↗Form D · Nov 10, 2020 ↗Edquity, Inc. — PartnerFacts page ↗
Sources
Note · Nov 7, 2025

Same name, different state: "David Roberts" (C3) is a separate record

This page covers filings where the address state is NY. A separate record, "David Roberts" with address state C3, is listed on 1 filing — most recently by Anteris Technologies Global Corp. (Nov 7, 2025). The two records do not overlap in time: this page runs Jul 22, 2011 to Jun 21, 2022; the other has one filing dated Nov 7, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Roberts (C3) — PartnerFacts page ↗Form D · Nov 7, 2025 ↗Anteris Technologies Global Corp. — PartnerFacts page ↗David Roberts (NY) — this page ↗
Sources
Note · Oct 27, 2025

Same name, different state: "David E. Roberts" (TN) is a separate record

This page covers filings where the address state is NY. A separate record, "David E. Roberts" with address state TN, is listed on 1 filing — most recently by DECATUR BANCSHARES, INC. (Oct 27, 2025). The two records do not overlap in time: this page runs Jul 22, 2011 to Jun 21, 2022; the other has one filing dated Oct 27, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David E. Roberts (TN) — PartnerFacts page ↗Form D · Oct 27, 2025 ↗DECATUR BANCSHARES, INC. — PartnerFacts page ↗David Roberts (NY) — this page ↗
Sources
Note · Aug 6, 2014 – Aug 22, 2023

Same name, different state: "David Roberts" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "David Roberts" with address state CA, is listed on 7 filings — most recently by Alpha Management Holdco L.P. (Aug 22, 2023). Both records have filings in the same period (Aug 6, 2014 to Jun 21, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Roberts (CA) — PartnerFacts page ↗Form D · Aug 22, 2023 ↗Alpha Management Holdco L.P. — PartnerFacts page ↗David Roberts (NY) — this page ↗
Sources
Note · Dec 31, 2012

Same name, different state: "DAVID ROBERTS" (A6 or A1) is a separate record

This page covers filings where the address state is NY. A separate record, "DAVID ROBERTS" with address state A6 or A1, is listed on 2 filings — most recently by CONIFEX TIMBER, INC. (Dec 31, 2012). Both records have filings in the same period (Dec 31, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID ROBERTS (A6,A1) — PartnerFacts page ↗Form D · Dec 31, 2012 ↗CONIFEX TIMBER, INC. — PartnerFacts page ↗David Roberts (NY) — this page ↗
Sources
Note · Mar 16, 2009 – Mar 16, 2012

Same name, different state: "David Roberts" (E9) is a separate record

This page covers filings where the address state is NY. A separate record, "David Roberts" with address state E9, is listed on 5 filings — most recently by Libra Offshore Ltd (Mar 16, 2012). Both records have filings in the same period (Jul 22, 2011 to Mar 16, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Roberts (E9) — PartnerFacts page ↗Form D/A · Mar 16, 2012 ↗Libra Offshore Ltd — PartnerFacts page ↗David Roberts (NY) — this page ↗
Sources
Note · Jan 3, 2020 – Nov 10, 2020

Address moved from New York, NY to Brooklyn, NY — Edquity, Inc.

The people listed on the Jan 3, 2020 filing give New York, NY; on the Nov 10, 2020 filing they give Brooklyn, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 3, 2020 ↗Form D · Nov 10, 2020 ↗Edquity, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 163 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

11 of 62 offerings report sales commissions totalling $21,260,375; 2 report finder's fees totalling $234,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 21, 2022 D
Edquity, Inc.
File 021-449690
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2021 D
Edquity, Inc.
File 021-412481
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2020 D
Edquity, Inc.
File 021-380176
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2020 D
Edquity, Inc.
File 021-357035
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2016 D/A
AG Rio Grande FMC, L.P.
File 021-200948
$0$0$0
The Investment Manager is entitled to management fees as fully discussed in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Aug 2, 2016 D
AG Commercial Real Estate Debt Opportunities Fund, L.P.
File 021-268177
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 2, 2016 D
AG Commercial Real Estate Debt Opportunities Holdings, L.P.
File 021-268184
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 27, 2016 D/A
TPG AG Corporate Credit Opportunities Fund, Ltd.
File 021-200369
$53,711$0$0 (est.)
The Issuer's investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Oppenheimer & Co., Inc. BrokerCheck CRD 818333 ↗		EDGAR ↗
Jul 27, 2016 D/A
AG Asia Realty Holdings III, L.P.
File 021-244685
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Jul 27, 2016 D
AG Realty Fund IX (Cayman), L.P.
File 021-267779
$0$0$0 (est.)
Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees.
None listed on this filingEDGAR ↗
Jul 7, 2016 D/A
AG Growth Capital Partners I Annex Fund, L.P.
File 021-208970
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 23, 2016 D/A
AG Energy Credit Opportunities Holdings, L.P.
File 021-242697
$13,235$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Jun 23, 2016 D/A
AG Energy Credit Opportunities Fund, L.P.
File 021-242689
$79,998$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Jun 9, 2016 D/A
AG Asia Realty Fund III, L.P.
File 021-235993
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Jun 9, 2016 D/A
Asia Realty Fund III (SO), L.P.
File 021-236030
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Jun 1, 2016 D/A
AG Asia Realty Fund II, L.P.
File 021-142788
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 1, 2016 D/A
AG Asia Realty Holdings II, L.P.
File 021-142789
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 1, 2016 D/A
TPG AG Centre Street Partnership, L.P.
File 021-179242
$0$0$0 (est.)
The Issuer's General Partner is entitled to a performance allocation and the Issuer's investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 6, 2016 D/A
AG Energy Partners II, L.P.
File 021-262689
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG Net Lease Realty Fund III, L.P.
File 021-196100
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully discussed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
May 5, 2016 D/A
TPG AG Corporate Credit Opportunities Fund, L.P.
File 021-82384-5N
$399,348$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materals.
CFA Financial LLC BrokerCheck CRD 151730 ↗
via Charles Moore (CRD 1123831 ↗)

Lyster, Watson & Company, Inc. BrokerCheck CRD 30210 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Oppenheimer & Co., Inc. BrokerCheck CRD 630 ↗		EDGAR ↗
May 5, 2016 D/A
AG Europe Realty Co-Investment, L.P.
File 021-217146
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG Europe Realty Co-Investment II, L.P.
File 021-217148
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG TCDRS Diversified Income Fund, L.P.
File 021-179136
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG Core Plus Realty Fund III, L.P.
File 021-151397
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
TransPacific Group LLC BrokerCheck CRD 143869 ↗		EDGAR ↗
May 5, 2016 D/A
AG Diversified Income Fund Plus, L.P.
File 021-118385
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG Real Estate Debt Investment Fund, L.P.
File 021-157331
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG KFHDL Fund, L.P.
File 021-239677
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D/A
AG GTDL Fund, L.P.
File 021-239670
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 5, 2016 D
AG Mountain Laurel Direct Lending Fund, L.P.
File 021-262668
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 19, 2016 D/A
AG REDI, Ltd.
File 021-157330
$0$0$0
The investment manager is entitled to a management fee. Issuer's confidential offering materials fully discuss management fees.
None listed on this filingEDGAR ↗
Apr 19, 2016 D/A
AG Diversified Income Fund Plus, Ltd.
File 021-129144
$0$0$0 (est.)
The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 19, 2016 D/A
AG Diversified Income Fund, Ltd.
File 021-184141
$0$0$0 (est.)
The investment manager of the Issuer is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 14, 2016 D/A
TPG Dynamic Credit Income Fund, Ltd.
File 021-128900
$238,023$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Intercapital Securities Inc. (Japan) Distributor) no CRD number reported
Jerrod Stelli (Japan Distributor Ag no CRD number reported
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
CFA Financial LLC BrokerCheck CRD 151730 ↗		EDGAR ↗
Apr 14, 2016 D/A
TPG Dynamic Credit Income Partners, L.P.
File 021-129062
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
CFA Financial LLC BrokerCheck CRD 151730 ↗
via Charles Moore (CRD 1123831 ↗)

UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Lyster, Watson & Company, Inc. BrokerCheck CRD 30210 ↗		EDGAR ↗
Apr 14, 2016 D/A
AG Diversified Income Fund, L.P.
File 021-183581
$0$0$0
The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 14, 2016 D/A
TPG AG MVP, L.P.
File 021-130598
$24,248$0$0 (est.)
The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Wells Fargo Investment Institute,Inc. no CRD number reported		EDGAR ↗
Apr 14, 2016 D/A
TPG AG MVP, Ltd.
File 021-130597
$1,641,866$0$0 (est.)
The investment manager is entitled to management fees. The terms of the management fees are fully discussed in the Issuer's confidential offering materials.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Apr 14, 2016 D/A
AG Opportunistic Whole Loan Select, L.P.
File 021-236748
$14,618,610$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Apr 8, 2016 D/A
TPG Dynamic Credit Income Fund, L.P.
File 021-90125-9N
$2,285,833$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
CFA Financial LLC BrokerCheck CRD 151730 ↗
via Charles Moore (CRD 1123831 ↗)

UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Lyster, Watson & Company, Inc. BrokerCheck CRD 30210 ↗		EDGAR ↗
Apr 8, 2016 D/A
AG Andvari Fund, L.P.
File 021-188772
$0$0$0 (est.)
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 8, 2016 D/A
AG Europe Realty Holdings, L.P.
File 021-215435
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 8, 2016 D/A
AG Europe Realty Fund, L.P.
File 021-215436
$0$0$0
The investment manager is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 25, 2016 D/A
AG Direct Lending Fund, L.P.
File 021-236749
$0$75,000$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
Artivest Brokerage LLC BrokerCheck CRD 168218 ↗EDGAR ↗
Mar 25, 2016 D/A
AG DLI, L.P.
File 021-236751
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 10, 2016 D/A
AG Opportunistic Whole Loan Fund, L.P.
File 021-213779
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 4, 2016 D
AG Energy Partners II, L.P.
File 021-258620
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 16, 2016 D
AG Great Balsam Partners, L.P.
File 021-257539
$0$0$0
The investment manager is entitled to a management fee.
None listed on this filingEDGAR ↗
Feb 4, 2016 D/A
AG Energy Partners, L.P.
File 021-211507
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 12, 2016 D/A
AG Capital Recovery Partners Europe VIII, L.P.
File 021-232033
$1,266,000$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Dec 8, 2015 D/A
AG Capital Recovery VIII Holdings, L.P.
File 021-208966
$0$0$0
The investment manager is entitled to a management fee. The terms of management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 8, 2015 D/A
AG Capital Recovery Partners VIII, L.P.
File 021-208969
$0$0$0
The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 3, 2015 D/A
AG FDS, L.P.
File 021-193413
$0$0$0
The Issuer's investment manager is entitled to a management fee.
None listed on this filingEDGAR ↗
Dec 3, 2015 D/A
AG SCS Fund, L.P.
File 021-225339
$0$0$0
The Issuer's General Partner is entitled to a performance allocation and the Issuer's investment manager is entitled to a management fee.
None listed on this filingEDGAR ↗
Dec 3, 2015 D/A
AG Realty Fund IX, L.P.
File 021-229944
$0 (est.)$0$0 (est.)
Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees.
Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Dec 3, 2015 D/A
AG Realty Fund IX (A), L.P.
File 021-229956
$0 (est.)$0$0 (est.)
Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees.
Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Nov 4, 2015 D/A
AG Core Plus Realty Fund IV, L.P.
File 021-227639
$0 (est.)$159,000$0 (est.)
Issuer's general partner is entitled to a performance allocation. Issuer's investment manager is entitled to a management fee. Issuer's confidential offering materials more fully discuss performance allocations and management fees.
Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Oct 20, 2015 D/A
AG MVP Plus SG III, L.P.
File 021-205191
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee.
None listed on this filingEDGAR ↗
Oct 20, 2015 D/A
AG MVP Plus SG Holdings III, L.P.
File 021-205194
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee.
None listed on this filingEDGAR ↗
Aug 13, 2014 D/A
Net Lease Realty Fund III (SO), L.P.
File 021-201424
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 5, 2014 D/A
Obra Insurance Fund, LP
File 021-143118
$639,503$0$0 (est.)
The investment manager is entitled to a management fee and a carried interest allocation. The management fee and carried interest allocation are fully described in the Issuer's confidential offering materials.
Advance Equities Inc. BrokerCheck CRD 35545 ↗
Conservative Asset Management Inc. BrokerCheck CRD 145700 ↗
Argentus Securities LLC (formerly Summitt) BrokerCheck CRD 45915 ↗
Equus Financial Consulting LLC BrokerCheck CRD 131449 ↗		EDGAR ↗
Jul 22, 2011 D
AG Mortgage Investment Trust, Inc.
File 021-163311
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 58

Every issuer that named David Roberts on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

E
Other Technology

Edquity, Inc.

Brooklyn, NY · Jan 3, 2020 → Jun 21, 2022 · 4 filings
  • Jun 21, 2022 · D · $8,600,000 sold of $12,200,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2021 · D · $2,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 10, 2020 · D · $2,588,217 sold of $3,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 3, 2020 · D · $4,186,643 sold of $4,336,633 · 16 investors · min. $1 · role: Director EDGAR ↗

Raised $8.6M from 16 investors (70% of the $12.2M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

AG Rio Grande FMC, L.P.

New York, NY · Aug 7, 2013 → Aug 2, 2016 · 5 filings
  • Aug 2, 2016 · D/A · $95,869,906 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗
  • Aug 4, 2015 · D/A · $113,045,294 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗
  • Aug 19, 2014 · D/A · $108,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗
  • Aug 5, 2014 · D/A · $180,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗
  • Aug 7, 2013 · D · $70,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗

Raised $204.1M from 2 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Commercial Real Estate Debt Opportunities Holdings, L.P.

New York, NY · Aug 2, 2016
  • Aug 2, 2016 · D · $32,550,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG CREDO GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $201.7M from 16 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Commercial Real Estate Debt Opportunities Fund, L.P.

New York, NY · Aug 2, 2016
  • Aug 2, 2016 · D · $92,000,000 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG CREDO GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $452M from 97 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Tpg

AG Asia Realty Holdings III, L.P.

New York, NY · Jul 29, 2015 → Jul 27, 2016 · 2 filings
  • Jul 27, 2016 · D/A · $63,652,658 sold of Indefinite · 26 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG Asia III LLC the general partner of the Issuer.) EDGAR ↗
  • Jul 29, 2015 · D · $110,960,000 sold of Indefinite · 16 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG Asia III LLC the general partner of the Issuer.) EDGAR ↗

Raised $325.1M from 45 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

AG Realty Fund IX (Cayman), L.P.

New York, NY · Jul 27, 2016
  • Jul 27, 2016 · D · $41,763,671 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of Issuer's general partner AGR IX LLC.) EDGAR ↗

Raised $216.3M from 5 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Tpg

TPG AG Corporate Credit Opportunities Fund, Ltd.

New York, NY · Jul 29, 2013 → Jul 27, 2016 · 4 filings
  • Jul 27, 2016 · D/A · $37,799,838 sold of Indefinite · 27 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Jul 27, 2015 · D/A · $32,897,938 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Jul 28, 2014 · D/A · $15,000,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Manager of Corporate Director) EDGAR ↗
  • Jul 29, 2013 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Manager of Corporate Director) EDGAR ↗

Raised $85.3M from 27 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Tpg

AG Growth Capital Partners I Annex Fund, L.P.

New York, NY · Dec 30, 2013 → Jul 7, 2016 · 5 filings
  • Jul 7, 2016 · D/A · $50,000,000 sold of Indefinite · 25 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Growth Capital I Annex LLC, the general partner of the Issuer.) EDGAR ↗
  • Jul 8, 2015 · D/A · $37,100,000 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Growth Capital I Annex LLC, the general partner of the Issuer.) EDGAR ↗
  • Jun 30, 2015 · D/A · $37,100,000 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Private Equity IV Annex LLC, the general partner of the Issuer.) EDGAR ↗
  • Dec 22, 2014 · D/A · $37,100,000 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Private Equity IV Annex LLC, the general partner of the Issuer.) EDGAR ↗
  • Dec 30, 2013 · D · $20,250,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Private Equity IV Annex LLC, the general partner of the Issuer.) EDGAR ↗

Raised $50M from 25 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Energy Credit Opportunities Holdings, L.P.

New York, NY · Jun 29, 2015 → Jun 23, 2016 · 3 filings
  • Jun 23, 2016 · D/A · $28,000,000 sold of Indefinite · 122 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy Credit Opportunities Fund GP, LLC, the general partner of the Issuer.) EDGAR ↗
  • Jun 29, 2015 · D/A · $60,270,000 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy Credit Opportunities Fund GP, LLC, the general partner of the Issuer.) EDGAR ↗
  • Jun 29, 2015 · D · $60,270,000 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy Credit Opportunities Fund GP, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $60.3M from 140 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Energy Credit Opportunities Fund, L.P.

New York, NY · Jun 29, 2015 → Jun 23, 2016 · 2 filings
  • Jun 23, 2016 · D/A · $65,000,000 sold of Indefinite · 453 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy Credit Opportunities Fund GP, LLC, the general partner of the Issuer.) EDGAR ↗
  • Jun 29, 2015 · D · $89,730,000 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy Credit Opportunities Fund GP, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $133.4M from 503 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

Asia Realty Fund III (SO), L.P.

New York, NY · Mar 17, 2015 → Jun 9, 2016 · 2 filings
  • Jun 9, 2016 · D/A · $29,307,399 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG Asia III LLC the general partner of the Issuer.) EDGAR ↗
  • Mar 17, 2015 · D · $77,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG Asia III LLC the general partner of the Issuer.) EDGAR ↗

Raised $77M from 2 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Tpg

AG Asia Realty Fund III, L.P.

New York, NY · Mar 16, 2015 → Jun 9, 2016 · 2 filings
  • Jun 9, 2016 · D/A · $49,570,194 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG Asia III LLC the general partner of the Issuer.) EDGAR ↗
  • Mar 16, 2015 · D · $25,750,000 sold of Indefinite · 22 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG Asia III LLC the general partner of the Issuer.) EDGAR ↗

Raised $771.4M from 57 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Tpg

AG Asia Realty Fund II, L.P.

New York, NY · Jun 3, 2015 → Jun 1, 2016 · 2 filings
  • Jun 1, 2016 · D/A · $221,111,380 sold of Indefinite · 44 investors · min. $50,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's General Partner) EDGAR ↗
  • Jun 3, 2015 · D/A · $259,742,750 sold of Indefinite · 43 investors · min. $50,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's General Partner) EDGAR ↗

Raised $259.7M from 44 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Tpg

AG Asia Realty Holdings II, L.P.

New York, NY · Jun 3, 2015 → Jun 1, 2016 · 2 filings
  • Jun 1, 2016 · D/A · $192,804,725 sold of Indefinite · 21 investors · min. $350,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's General Partner) EDGAR ↗
  • Jun 3, 2015 · D/A · $305,792,300 sold of Indefinite · 21 investors · min. $350,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's General Partner) EDGAR ↗

Raised $309.5M from 21 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Tpg

TPG AG Centre Street Partnership, L.P.

New York, NY · Jun 3, 2015 → Jun 1, 2016 · 2 filings
  • Jun 1, 2016 · D/A · $398,195,405 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's General Partner) EDGAR ↗
  • Jun 3, 2015 · D/A · $413,747,144 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's General Partner) EDGAR ↗

Raised $680M from 5 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Energy Partners II, L.P.

New York, NY · Mar 4, 2016 → May 6, 2016 · 3 filings
  • May 6, 2016 · D/A · $125,299,250 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon Energy II GP LLC, the general partner of the Issuer.) EDGAR ↗
  • May 6, 2016 · D · $125,299,250 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon Energy Partners Extension Fund GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 4, 2016 · D · $125,299,250 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Angelo, Gordon Energy Partners Extension Fund GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $696.9M from 855 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Tpg

AG Mountain Laurel Direct Lending Fund, L.P.

New York, NY · May 5, 2016
  • May 5, 2016 · D · $125,505,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $185.6M from 2 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

AG Real Estate Debt Investment Fund, L.P.

New York, NY · May 23, 2014 → May 5, 2016 · 3 filings
  • May 5, 2016 · D/A · $90,603,054 sold of Indefinite · 57 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG REDI GP LLC, the general partner of the Issuer.) EDGAR ↗
  • May 21, 2015 · D/A · $109,344,504 sold of Indefinite · 52 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG REDI GP LLC, the general partner of the Issuer.) EDGAR ↗
  • May 23, 2014 · D/A · $103,572,189 sold of Indefinite · 51 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG REDI GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $115.4M from 62 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pooled Investment Fund · group: Tpg

AG TCDRS Diversified Income Fund, L.P.

New York, NY · May 16, 2014 → May 5, 2016 · 3 filings
  • May 5, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG TCDRS Income GP, LLC, the general partner of the Issuer.) EDGAR ↗
  • May 14, 2015 · D/A · $0 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG TCDRS Income GP, LLC, the general partner of the Issuer.) EDGAR ↗
  • May 16, 2014 · D/A · $1,049,569 sold of Indefinite · 1 investors · min. $100,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG TCDRS Income GP, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $108M from 2 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AN
Pooled Investment Fund · group: Tpg

AG Net Lease Realty Fund III, L.P.

New York, NY · May 7, 2013 → May 5, 2016 · 5 filings
  • May 5, 2016 · D/A · $380,322,175 sold of Indefinite · 252 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG Net Lease III, LLC, the general partner of the Issuer.) EDGAR ↗
  • May 5, 2016 · D/A · $380,322,175 sold of Indefinite · 252 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG Net Lease III, LLC, the general partner of the Issuer.) EDGAR ↗
  • May 14, 2015 · D/A · $173,160,724 sold of Indefinite · 251 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG Net Lease III, LLC, the general partner of the Issuer.) EDGAR ↗
  • May 16, 2014 · D/A · $950,875,000 sold of Indefinite · 167 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co.,L.P., the manager of AG Net Lease III, LLC, the general partner of the Issuer.) EDGAR ↗
  • May 7, 2013 · D · $130,150,000 sold of Indefinite · 54 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗

Raised $950.9M from 255 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Core Plus Realty Fund III, L.P.

New York, NY · May 23, 2014 → May 5, 2016 · 3 filings
  • May 5, 2016 · D/A · $877,237,327 sold of Indefinite · 86 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGCP III LLC, the general partner of the Issuer.) EDGAR ↗
  • May 14, 2015 · D/A · $832,335,623 sold of Indefinite · 86 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGCP III LLC, the general partner of the Issuer.) EDGAR ↗
  • May 23, 2014 · D/A · $914,150,000 sold of $1,500,000,000 · 84 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGCP III LLC, the general partner of the Issuer.) EDGAR ↗

Raised $1.01B from 86 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Tpg

TPG AG Corporate Credit Opportunities Fund, L.P.

New York, NY · Mar 10, 2014 → May 5, 2016 · 5 filings
  • May 5, 2016 · D/A · $283,867,231 sold of Indefinite · 142 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Eleven LLC, the general partner of the Issuer.) EDGAR ↗
  • May 14, 2015 · D/A · $442,712,127 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Eleven LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2015 · D/A · $442,712,127 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Eleven LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2014 · D/A · $211,028,459 sold of Indefinite · 145 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Eleven LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 10, 2014 · D/A · $211,028,459 sold of Indefinite · 145 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Eleven LLC, the general partner of the Issuer.) EDGAR ↗

Raised $442.7M from 145 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Tpg

AG Diversified Income Fund Plus, L.P.

New York, NY · May 23, 2014 → May 5, 2016 · 3 filings
  • May 5, 2016 · D/A · $437,768,129 sold of Indefinite · 98 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Diversified Credit Strategies GP LLC, the general partner of the Issuer.) EDGAR ↗
  • May 14, 2015 · D/A · $567,237,000 sold of Indefinite · 86 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Diversified Credit Strategies GP LLC, the general partner of the Issuer.) EDGAR ↗
  • May 23, 2014 · D/A · $548,804,136 sold of Indefinite · 73 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Diversified Credit Strategies GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $567.2M from 98 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Europe Realty Co-Investment II, L.P.

New York, NY · May 12, 2014 → May 5, 2016 · 3 filings
  • May 5, 2016 · D/A · $15,574,140 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • May 12, 2015 · D/A · $14,123,317 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • May 12, 2014 · D · $23,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗

Raised $23M from 2 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Europe Realty Co-Investment, L.P.

New York, NY · May 12, 2014 → May 5, 2016 · 3 filings
  • May 5, 2016 · D/A · $7,022,994 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • May 12, 2015 · D/A · $7,082,688 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • May 12, 2014 · D · $10,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗

Raised $10M from 2 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AK
Pooled Investment Fund · group: Tpg

AG KFHDL Fund, L.P.

New York, NY · May 12, 2015 → May 5, 2016 · 2 filings
  • May 5, 2016 · D/A · $15,967,401 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗
  • May 12, 2015 · D · $1,000,200 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $50M from 3 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Tpg

AG GTDL Fund, L.P.

New York, NY · May 12, 2015 → May 5, 2016 · 2 filings
  • May 5, 2016 · D/A · $15,967,401 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗
  • May 12, 2015 · D · $1,000,200 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $50M from 3 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Tpg

AG Diversified Income Fund Plus, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Apr 22, 2014 → Apr 19, 2016 · 3 filings
  • Apr 19, 2016 · D/A · $70,493,652 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 20, 2015 · D/A · $114,000,000 sold of Indefinite · 86 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 22, 2014 · D/A · $120,000,000 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗

Raised $421M from 86 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

AG REDI, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Apr 21, 2014 → Apr 19, 2016 · 4 filings
  • Apr 19, 2016 · D/A · $73,536,591 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 23, 2015 · D/A · $61,000,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 17, 2015 · D/A · $61,000,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 21, 2014 · D/A · $82,000,000 sold of Indefinite · 16 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗

Raised $113.4M from 38 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Tpg

AG Diversified Income Fund, Ltd.

New York, NY · Apr 23, 2014 → Apr 19, 2016 · 4 filings
  • Apr 19, 2016 · D/A · $49,181,909 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 23, 2015 · D/A · $43,000,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 17, 2015 · D/A · $43,000,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 23, 2014 · D/A · $14,000,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗

Raised $53.2M from 12 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Tpg

TPG AG MVP, Ltd.

New York, NY · Apr 25, 2014 → Apr 14, 2016 · 4 filings
  • Apr 14, 2016 · D/A · $667,990,401 sold of Indefinite · 65 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 23, 2015 · D/A · $700,000,000 sold of Indefinite · 56 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 17, 2015 · D/A · $700,000,000 sold of Indefinite · 56 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 25, 2014 · D/A · $418,000,000 sold of Indefinite · 62 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗

Raised $1.63B from 811 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Tpg

TPG AG MVP, L.P.

New York, NY · Apr 25, 2014 → Apr 14, 2016 · 3 filings
  • Apr 14, 2016 · D/A · $808,750,941 sold of Indefinite · 179 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG MVP GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 17, 2015 · D/A · $834,000,000 sold of Indefinite · 168 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG MVP GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 25, 2014 · D/A · $656,000,000 sold of Indefinite · 150 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG MVP GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $1.55B from 753 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Tpg

AG Diversified Income Fund, L.P.

New York, NY · Apr 23, 2014 → Apr 14, 2016 · 3 filings
  • Apr 14, 2016 · D/A · $171,705,061 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG DIF GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 17, 2015 · D/A · $198,000,000 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG DIF GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 23, 2014 · D/A · $82,000,000 sold of Indefinite · 27 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG DIF GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $211.6M from 87 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Tpg

AG Opportunistic Whole Loan Select, L.P.

New York, NY · Mar 27, 2015 → Apr 14, 2016 · 3 filings
  • Apr 14, 2016 · D/A · $545,771,167 sold of Indefinite · 825 investors · min. $250,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG OWL Select GP LLC the general partner of the Issuer.) EDGAR ↗
  • Apr 16, 2015 · D/A · $545,005,000 sold of Indefinite · 645 investors · min. $500,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG OWL Select GP LLC the general partner of the Issuer.) EDGAR ↗
  • Mar 27, 2015 · D · $545,005,000 sold of Indefinite · 645 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG OWL Select GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $782.3M from 825 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TD
Pooled Investment Fund · group: Tpg

TPG Dynamic Credit Income Fund, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 10, 2014 → Apr 14, 2016 · 6 filings
  • Apr 14, 2016 · D/A · $458,703,777 sold of Indefinite · 158 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 14, 2016 · D/A · $458,703,777 sold of Indefinite · 158 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 16, 2015 · D/A · $687,348,513 sold of Indefinite · 121 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 9, 2015 · D/A · $687,348,513 sold of Indefinite · 121 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Apr 9, 2014 · D/A · $135,964,905 sold of Indefinite · 65 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗
  • Mar 10, 2014 · D/A · $135,964,905 sold of Indefinite · 65 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the investment manager of the Issuer.) EDGAR ↗

Raised $687.3M from 245 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TD
Pooled Investment Fund · group: Tpg

TPG Dynamic Credit Income Partners, L.P.

Road Town, Virgin Islands, British (as filed: D8) · Mar 10, 2014 → Apr 14, 2016 · 5 filings
  • Apr 14, 2016 · D/A · $8,246,345 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super Fund International LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 16, 2015 · D/A · $712,003,209 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super Fund International LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2015 · D/A · $712,003,209 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super Fund International LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2014 · D/A · $420,400,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super Fund International LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 10, 2014 · D/A · $420,400,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super Fund International LLC, the general partner of the Issuer.) EDGAR ↗

Raised $712M from 7 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TD
Pooled Investment Fund · group: Tpg

TPG Dynamic Credit Income Fund, L.P.

New York, NY · Mar 10, 2014 → Apr 8, 2016 · 4 filings
  • Apr 8, 2016 · D/A · $2,402,304,081 sold of Indefinite · 921 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2015 · D/A · $3,028,339,254 sold of Indefinite · 745 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2014 · D/A · $1,747,667,253 sold of Indefinite · 656 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 10, 2014 · D/A · $1,747,667,253 sold of Indefinite · 656 investors · min. $1,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Super LLC, the general partner of the Issuer.) EDGAR ↗

Raised $3.03B from 1,030 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Tpg

AG Andvari Fund, L.P.

New York, NY · Apr 9, 2014 → Apr 8, 2016 · 3 filings
  • Apr 8, 2016 · D/A · $132,029,158 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Andvari GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2015 · D/A · $200,623,720 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Andvari GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2014 · D/A · $123,500,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Andvari GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $200.6M from 4 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Europe Realty Holdings, L.P.

New York, NY · Apr 11, 2014 → Apr 8, 2016 · 3 filings
  • Apr 8, 2016 · D/A · $109,969,479 sold of Indefinite · 59 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 10, 2015 · D/A · $301,540,000 sold of Indefinite · 60 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 11, 2014 · D · $40,000,000 sold of Indefinite · 25 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗

Raised $303.7M from 60 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Europe Realty Fund, L.P.

New York, NY · Apr 11, 2014 → Apr 8, 2016 · 3 filings
  • Apr 8, 2016 · D/A · $210,730,575 sold of Indefinite · 110 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 10, 2015 · D/A · $268,685,000 sold of Indefinite · 110 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗
  • Apr 11, 2014 · D · $51,750,000 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AGR Europe LLC, the general partner of the Issuer.) EDGAR ↗

Raised $570.2M from 112 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Tpg

AG Direct Lending Fund, L.P.

New York, NY · Mar 27, 2015 → Mar 25, 2016 · 2 filings
  • Mar 25, 2016 · D/A · $64,813,711 sold of Indefinite · 84 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗
  • Mar 27, 2015 · D · $103,625,000 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $305.8M from 169 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Tpg

AG DLI, L.P.

New York, NY · Mar 27, 2015 → Mar 25, 2016 · 2 filings
  • Mar 25, 2016 · D/A · $22,251,374 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗
  • Mar 27, 2015 · D · $85,500,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Direct Lending Fund GP LLC the general partner of the Issuer.) EDGAR ↗

Raised $287.9M from 33 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Tpg

AG Opportunistic Whole Loan Fund, L.P.

New York, NY · Mar 18, 2014 → Mar 10, 2016 · 3 filings
  • Mar 10, 2016 · D/A · $414,266,904 sold of Indefinite · 105 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG OWL GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 16, 2015 · D/A · $404,175,250 sold of Indefinite · 98 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG OWL GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 18, 2014 · D · $140,750,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P. the manager of AG OWL GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $414.3M from 107 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Tpg

AG Great Balsam Partners, L.P.

New York, NY · Feb 16, 2016
  • Feb 16, 2016 · D · $600,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG NC GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $997.7M from 4 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Tpg

AG Energy Partners, L.P.

New York, NY · Feb 7, 2014 → Feb 4, 2016 · 3 filings
  • Feb 4, 2016 · D/A · $42,081,955 sold of Indefinite · 130 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Feb 5, 2015 · D/A · $215,000,000 sold of Indefinite · 129 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Feb 7, 2014 · D · $80,700,000 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Energy GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $215M from 132 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Capital Recovery Partners Europe VIII, L.P.

New York, NY · Jan 13, 2015 → Jan 12, 2016 · 2 filings
  • Jan 12, 2016 · D/A · $163,000,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗
  • Jan 13, 2015 · D · $62,562,500 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗

Raised $414M from 6 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Capital Recovery VIII Holdings, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 30, 2013 → Dec 8, 2015 · 3 filings
  • Dec 8, 2015 · D/A · $67,117,645 sold of Indefinite · 36 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗
  • Dec 19, 2014 · D/A · $53,900,000 sold of Indefinite · 22 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗
  • Dec 30, 2013 · D · $3,750,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗

Raised $165.4M from 37 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Capital Recovery Partners VIII, L.P.

New York, NY · Dec 30, 2013 → Dec 8, 2015 · 3 filings
  • Dec 8, 2015 · D/A · $110,935,943 sold of Indefinite · 131 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗
  • Dec 22, 2014 · D/A · $253,400,000 sold of Indefinite · 120 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗
  • Dec 30, 2013 · D · $44,900,000 sold of Indefinite · 47 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Capital Recovery VIII LLC, the general partner of the Issuer.) EDGAR ↗

Raised $438.6M from 132 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

AG Realty Fund IX, L.P.

New York, NY · Dec 11, 2014 → Dec 3, 2015 · 2 filings
  • Dec 3, 2015 · D/A · $420,854,425 sold of Indefinite · 60 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's general partner: AGR IX LLC) EDGAR ↗
  • Dec 11, 2014 · D · $76,150,000 sold of Indefinite · 23 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's general partner: AGR IX LLC) EDGAR ↗

Raised $1.15B from 84 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Tpg

AG Realty Fund IX (A), L.P.

New York, NY · Dec 11, 2014 → Dec 3, 2015 · 2 filings
  • Dec 3, 2015 · D/A · $315,298,599 sold of Indefinite · 49 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's general partner: AGR IX LLC) EDGAR ↗
  • Dec 11, 2014 · D · $101,025,000 sold of Indefinite · 19 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of Issuer's general partner: AGR IX LLC) EDGAR ↗

Raised $375M from 143 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Tpg

AG SCS Fund, L.P.

New York, NY · Sep 25, 2014 → Dec 3, 2015 · 3 filings
  • Dec 3, 2015 · D/A · $73,563,426 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG SCS GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Oct 7, 2014 · D/A · $20,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG SCS GP LLC, the general partner of the Issuer.) EDGAR ↗
  • Sep 25, 2014 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG SCS GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $73.6M from 6 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Pooled Investment Fund · group: Tpg

AG FDS, L.P.

New York, NY · Mar 15, 2013 → Dec 3, 2015 · 3 filings
  • Dec 3, 2015 · D/A · $76,338,568 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer (Executive officer of Angelo, Gordon & Co., L.P., Manager of AG FDS LLC, issuer's general partner) EDGAR ↗
  • Sep 8, 2014 · D/A · $91,000,000 sold of Indefinite · 2 investors · min. $10,000 · role: Executive Officer (Executive officer of Angelo, Gordon & Co., L.P., Manager of AG FDS LLC, issuer's general partner) EDGAR ↗
  • Mar 15, 2013 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Executive officer of Angelo, Gordon & Co., L.P., Manager of AG FDS LLC, issuer's general partner) EDGAR ↗

Raised $91M from 2 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Tpg

AG Core Plus Realty Fund IV, L.P.

New York, NY · Nov 4, 2014 → Nov 4, 2015 · 2 filings
  • Nov 4, 2015 · D/A · $209,540,250 sold of Indefinite · 91 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of issuer's general partner: AGCP IV LLC) EDGAR ↗
  • Nov 4, 2014 · D · $314,050,000 sold of $1,000,000,000 · 25 investors · min. $5,000,000 · role: Executive Officer (David Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of issuer's general partner: AGCP IV LLC) EDGAR ↗

Raised $1.31B from 101 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Tpg

AG MVP Plus SG III, L.P.

New York, NY · Oct 24, 2013 → Oct 20, 2015 · 3 filings
  • Oct 20, 2015 · D/A · $131,292,189 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of Issuer' general partner) EDGAR ↗
  • Oct 23, 2014 · D/A · $12,200,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of Issuer' general partner) EDGAR ↗
  • Oct 24, 2013 · D · $3,206,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Manager of Issuer' general partner) EDGAR ↗

Raised $131.3M from 5 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Tpg

AG MVP Plus SG Holdings III, L.P.

New York, NY · Oct 24, 2013 → Oct 20, 2015 · 3 filings
  • Oct 20, 2015 · D/A · $120,163,700 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of Issuer's general partner) EDGAR ↗
  • Oct 23, 2014 · D/A · $114,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of Issuer's general partner) EDGAR ↗
  • Oct 24, 2013 · D · $46,794,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Manager of Issuer's general partner) EDGAR ↗

Raised $120.2M from 3 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NL
Pooled Investment Fund · group: Tpg

Net Lease Realty Fund III (SO), L.P.

New York, NY · Aug 15, 2013 → Aug 13, 2014 · 2 filings
  • Aug 13, 2014 · D/A · $75,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗
  • Aug 15, 2013 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager of General Partner) EDGAR ↗

Raised $75M from 1 investor as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OI
Pooled Investment Fund · group: Obra

Obra Insurance Fund, LP

New York, NY · Mar 5, 2014
  • Mar 5, 2014 · D/A · $106,271,153 sold of Indefinite · 224 investors · min. $150,000 · role: Executive Officer (Mr. Roberts is an executive officer of Angelo, Gordon & Co., L.P., the manager of AG Andvari GP LLC, the general partner of the Issuer.) EDGAR ↗

Raised $2.6B from 4,927 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Investing · group: Tpg

AG Mortgage Investment Trust, Inc.

New York, NY · Jul 22, 2011
  • Jul 22, 2011 · D · $74,100,000 sold of $74,100,000 · 104 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $74.1M from 104 investors (100% of the $74.1M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (19)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Roberts — CO, 5 issuers, Oct 3, 2012 → Jul 27, 2017 · no shared issuer
  • David Roberts — CA, 3 issuers, Aug 6, 2014 → Aug 22, 2023 · no shared issuer
  • David Roberts — Cayman Islands (as filed: E9), 2 issuers, Mar 16, 2009 → Mar 16, 2012 · no shared issuer
  • DAVID ROBERTS — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 2 issuers, Dec 31, 2012 → Dec 31, 2012 · no shared issuer
  • David Roberts — GA, 2 issuers, Dec 27, 2016 → Mar 26, 2026 · no shared issuer
  • David M. Roberts — CA, 2 issuers, Apr 9, 2009 → Apr 9, 2009 · no shared issuer
  • David Roberts — Australia (as filed: C3), 1 issuer, Nov 7, 2025 → Nov 7, 2025 · no shared issuer
  • David E. Roberts — TN, 1 issuer, Oct 27, 2025 → Oct 27, 2025 · no shared issuer
  • David Roberts — VT, 1 issuer, Oct 6, 2010 → Oct 6, 2010 · no shared issuer
  • David Tyler Roberts — KY, 1 issuer, Jun 22, 2012 → Jun 22, 2012 · no shared issuer
  • DAVID ROBERTS — MS, 1 issuer, Sep 21, 2012 → Oct 16, 2017 · no shared issuer
  • David Mace Roberts — TX, 1 issuer, Apr 13, 2015 → Apr 13, 2015 · no shared issuer
  • David G Roberts — OR, 1 issuer, Sep 25, 2019 → Sep 25, 2019 · no shared issuer
  • David Roberts — United Kingdom (as filed: X0), 1 issuer, Mar 2, 2021 → May 27, 2022 · no shared issuer
  • David Roberts — MI, 1 issuer, Mar 31, 2025 → Mar 31, 2025 · no shared issuer
  • David Roberts — MA, 1 issuer, Apr 29, 2025 → Apr 29, 2025 · no shared issuer
  • David L. Roberts — WA, 1 issuer, Oct 9, 2009 → Oct 9, 2009 · no shared issuer
  • David ML Roberts — Cayman Islands (as filed: E9), 1 issuer, Jan 11, 2013 → Jan 11, 2013 · no shared issuer
  • David Roberts — TN, 1 issuer, May 18, 2016 → May 18, 2016 · no shared issuer

People around David 32

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LA
Management entity

L. Angelo, Gordon Management, LLC

Director · 8 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Roberts. Their page shows their other deals.

LG
Management entity

L. Great Sage (BVI) Limited

Director · 5 shared filings (2 issuers)

Listed on the same filings as David Roberts. Their page shows their other deals.

LA
Management entity

L. Angelo,Gorgon Management LLC

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

FW
No photo found yet (own website and image search run after this page is viewed)
Person

Forest Wolfe

Executive Officer, Director · 159 shared filings (57 issuers) · also on 52 other issuers

Forest Wolfe is on 109 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Lieberman

Executive Officer, Director · 159 shared filings (57 issuers) · also on 2 other issuers

Jonathan Lieberman is on 59 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Adam Schwartz

Executive Officer · 158 shared filings (56 issuers) · also on 200 other issuers

Adam Schwartz is on 256 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael L. Gordon

Executive Officer, Director · 158 shared filings (56 issuers) · also on 88 other issuers

Michael L. Gordon is on 144 issuers in total — a repeat sponsor. Their page lists every one.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Wickman

Executive Officer, Director · 158 shared filings (56 issuers) · also on 89 other issuers

Kirk Wickman is on 145 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Peponis

Executive Officer · 158 shared filings (56 issuers) · also on 1 other issuer

Arthur Peponis is on 57 issuers in total — a repeat sponsor. Their page lists every one.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Wilson Leung

Executive Officer · 158 shared filings (56 issuers)

Wilson Leung is on 56 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Angelo

Executive Officer, Director · 104 shared filings (48 issuers) · also on 21 other issuers

John M. Angelo is on 69 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Fuller

Executive Officer, Director · 99 shared filings (49 issuers)

Thomas Fuller is on 49 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Schloss

Executive Officer · 95 shared filings (46 issuers)

Lawrence Schloss is on 46 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Wekselblatt

Executive Officer, Director · 61 shared filings (42 issuers) · also on 24 other issuers

Joseph Wekselblatt is on 66 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Cormac Sheehan

Director · 13 shared filings (4 issuers) · also on 38 other issuers

Cormac Sheehan is on 42 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Dakers

Director · 10 shared filings (4 issuers) · also on 129 other issuers

Scott Dakers is on 133 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Helene

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Westley Moore

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Haselton

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Lane

Director · 4 shared filings (1 issuer) · also on 10 other issuers

Nicholas Lane is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jennifer Collins

Director · 3 shared filings (2 issuers) · also on 226 other issuers

Jennifer Collins is on 228 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John Angelo

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as David Roberts. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John B. Angelo

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marsha Roth

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Marsha Roth is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Young

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Roberts. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

James Voss

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Parks

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph LaManna

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Roberts. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Berger

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Linneman

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Roberts. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Attn: Nicolas Lane Pelican Point (BVI) Limited

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Roberts. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Tpg

735 issuers · 2162 filings · $222.54B reported sold · 2009–2026

One team, 735 deal companies. David Roberts is listed on 56 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Roberts.

O
Sponsor group

Obra

16 issuers · 61 filings · $4.49B reported sold · 2010–2026

One team, 16 deal companies. David Roberts is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Roberts.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 58 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Roberts by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 58 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Roberts is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

tpg.com ↗ found on AG Rio Grande FMC, L.P. (tpg.com — same registered sponsor family (group "Tpg"); known from issuer CIK 2019453 (search:bing))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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