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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

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David Rappa

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 15, 2021 → Apr 26, 2022

4deals (issuers)
$904Kreported sold
26investors
4Form D filings
2021–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Rappa is listed as an executive officer on 4 SEC Form D filings by 4 issuers between Oct 2021 and Apr 2022: ADALTA ASCENT IV LLC (New York, NY — pooled investment fund — 2021; $500K reported sold to 12 investors), Adalta Ascent II LLC (New York, NY — pooled investment fund — 2022; $404K reported sold to 14 investors), Adalta Ascent V LLC (New York, NY — pooled investment fund — 2022) and ADALTA ASCENT VI, LLC (New York, NY — pooled investment fund — 2022).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer. Across those companies the filings report $904K sold in total.

Listed alongside Adalta Capital Management LLC (4 shared filings, management entity) and Zoe Vlachos (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 4 issuers belong to the sponsor group Adalta Ascent (4 issuers, $904K reported sold, 2021–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Adalta Ascent has 4 companies on file and $904K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for David Rappa and found 3 differences, 1 worth asking the sponsor about: Form D filed 300 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Rappa has not run yet — it is joining a line of 7,815 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 1 closed (disposition not in docket feed), 6 dismissed

Rappa v. Symetra Life Insurance Company closed
District Court, S.D. Florida · No. 9:22-cv-81220 · Filed Aug 4, 2022 · Closed Feb 3, 2023
Role of Rappa: Plaintiff · Outcome: Terminated 2023-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in FL (not a filing state)
Rappa v. Target Corporation dismissed
District Court, E.D. New York · No. 1:18-cv-03513 · Filed Jun 15, 2018 · Closed Dec 13, 2019 · Nature of suit: 360 P.I.: Other · Cause: 28:1446 Notice of Removal
Role of Rappa: Plaintiff · Outcome: Terminated 2019-12-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in the person's filing state (NY)
Rappa v. Takeda Pharmaceuticals U S A Inc dismissed
District Court, W.D. Louisiana · No. 6:13-cv-01885 · Filed Jun 13, 2013 · Closed Apr 24, 2017 · Nature of suit: 367 Health care / pharm
Role of Rappa: Plaintiff · Outcome: Terminated 2017-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in LA (not a filing state)
RAPPA v. DELOS INSURANCE COMPANY dismissed
District Court, D. New Jersey · No. 2:11-cv-06359 · Filed Oct 28, 2011 · Closed Aug 26, 2013 · Nature of suit: Other Fraud · Cause: 28:1446 Notice of Removal
Role of RAPPA: Plaintiff · Outcome: Terminated 2013-08-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in NJ (not a filing state)
David K Gottlieb v. Phillip Rappa dismissed
District Court, C.D. California · No. 2:05-cv-04545 · Filed Jun 22, 2005 · Closed Dec 14, 2006 · Nature of suit: 190 Other contract actions
Role of Phillip Rappa: Defendant · Outcome: Terminated 2006-12-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); different first name (phillip); court in CA (not a filing state)
RAPPA v. BOWMAN CONSTRUCTION dismissed
District Court, D. New Jersey · No. 1:91-cv-05108 · Filed Nov 22, 1991 · Closed Jan 19, 1993 · Nature of suit: 190 Other contract actions
Role of RAPPA: Plaintiff · Outcome: Terminated 1993-01-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in NJ (not a filing state)
UNITED STATES OF AMERICA v. DANIEL R. RAPPA, INC. dismissed
District Court, D. Delaware · No. · Filed Nov 27, 1987 · Closed Dec 18, 1987 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of DANIEL R. RAPPA, INC.: Defendant · Outcome: Terminated 1987-12-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); different first name (inc); court in DE (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Rappa..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

David J. Rappa closed
United States Bankruptcy Court, D. Rhode Island · No. 1:18-bk-10307 · Filed Feb 27, 2018 · Closed Jun 6, 2018
Role of David J. Rappa: Debtor · Outcome: Case closed 2018-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); first name matches; 2 people with this name in Form D filings; court in RI (not a filing state)
ALEJANDRO RAPPA ROJAS closed
United States Bankruptcy Court, D. Puerto Rico · No. 16-07509 · Filed Sep 20, 2016 · Closed May 28, 2019
Role of ALEJANDRO RAPPA ROJAS: Debtor · Outcome: Case closed 2019-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); different first name (alejandro); court in PR (not a filing state)
Tracie L. Rappa and David A. Rappa closed
United States Bankruptcy Court, D. Rhode Island · No. 1:12-bk-12313 · Filed Jul 10, 2012 · Closed Oct 17, 2017
Role of David A. Rappa: Debtor · Outcome: Case closed 2017-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); first name matches; 2 people with this name in Form D filings; court in RI (not a filing state)
Chase Bank USA, N.A. v. Rappa closed
United States Bankruptcy Court, E.D. New York · No. 8-06-08212 · Filed May 25, 2006 · Closed Dec 6, 2006
Role of Rappa: Defendant · Outcome: Case closed 2006-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in the person's filing state (NY)
MBNA America Bank, N.A. v. Rappa closed
United States Bankruptcy Court, D. Rhode Island · No. 1:05-ap-01075 · Filed Nov 14, 2005 · Closed Jan 31, 2006
Role of Rappa: Defendant · Outcome: Case closed 2006-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in RI (not a filing state)
David A. Rappa and Tracie L. Rappa closed
United States Bankruptcy Court, D. Rhode Island · No. 1:04-bk-10286 · Filed Feb 2, 2004 · Closed Apr 14, 2005
Role of David A. Rappa and Tracie L. Rappa: Debtor · Outcome: Case closed 2005-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); first name matches; 2 people with this name in Form D filings; court in RI (not a filing state)
David J. Rappa closed
United States Bankruptcy Court, D. Rhode Island · No. 1:03-bk-11551 · Filed Apr 29, 2003 · Closed Jul 23, 2003
Role of David J. Rappa: Debtor · Outcome: Case closed 2003-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); first name matches; 2 people with this name in Form D filings; court in RI (not a filing state)
David J. Rappa closed
United States Bankruptcy Court, D. Rhode Island · No. 1:96-bk-13928 · Filed Dec 4, 1996 · Closed Apr 30, 1997
Role of David J. Rappa: Debtor · Outcome: Case closed 1997-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); first name matches; 2 people with this name in Form D filings; court in RI (not a filing state)
AT & T Universal Card Services Corp. v. Rappa closed
United States Bankruptcy Court, N.D. New York · No. 96-70184 · Filed Jul 12, 1996 · Closed Jan 28, 1997
Role of Rappa: Defendant · Outcome: Case closed 1997-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for David Rappa — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jun 30, 2021 – Apr 26, 2022

Form D filed 300 days after the first sale — Adalta Ascent II LLC

The filing says the first sale was Jun 30, 2021. The Form D was filed Apr 26, 2022 — 300 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 285 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Jun 30, 2021 – Apr 26, 2022

No amendment in the last 12 months on an offering that may still be open — Adalta Ascent II LLC (latest filing Apr 26, 2022)

The latest filing for this offering is dated Apr 26, 2022 (first sale Jun 30, 2021). It reports $404,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 9, 2014 – May 8, 2014

Same name, different state: "David Rappa" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "David Rappa" with address state FL, is listed on 2 filings — most recently by EarlyShares.com, Inc. (May 8, 2014). The two records do not overlap in time: this page runs Oct 15, 2021 to Apr 26, 2022; the other runs Jan 9, 2014 to May 8, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 26, 2022 D
Adalta Ascent II LLC
File 021-443280
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2022 D
Adalta Ascent V LLC
File 021-443281
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
ADALTA ASCENT VI, LLC
File 021-431361
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2021 D
ADALTA ASCENT IV LLC
File 021-417236
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named David Rappa on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Adalta Ascent

Adalta Ascent II LLC

New York, NY · Apr 26, 2022
  • Apr 26, 2022 · D · $404,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Member of the Issuer's Manager) EDGAR ↗

Raised $404K from 14 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Adalta Ascent

Adalta Ascent V LLC

New York, NY · Apr 26, 2022
  • Apr 26, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the Issuer's Manager) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Adalta Ascent

ADALTA ASCENT VI, LLC

New York, NY · Jan 28, 2022
  • Jan 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Manager of the Management Company of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Adalta Ascent

ADALTA ASCENT IV LLC

New York, NY · Oct 15, 2021
  • Oct 15, 2021 · D · $500,000 sold of $500,000 · 12 investors · min. $50,000 · role: Executive Officer (Manager of the Management Company of the Issuer) EDGAR ↗

Raised $500K from 12 investors (100% of the $500K target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Rappa — FL, 1 issuer, Jan 9, 2014 → May 8, 2014 · no shared issuer

People around David 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Adalta Capital Management LLC

Promoter · 4 shared filings (4 issuers)

Listed on the same filings as David Rappa. Their page shows their other deals.

ZV
No photo found yet (own website and image search run after this page is viewed)
Person

Zoe Vlachos

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as David Rappa. Their page shows their other deals.

The team behind the deals

Sponsor group

Adalta Ascent

4 issuers · 4 filings · $904K reported sold · 2021–2022

One team, 4 deal companies. David Rappa is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Rappa.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Adalta Ascent II LLC, Adalta Ascent V LLC, ADALTA ASCENT VI, LLC, ADALTA ASCENT IV LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Rappa by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Rappa is listed on: none on file. No website or social profile named in ADALTA ASCENT IV LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #178,931 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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