Sponsor Check › Person
Related person on Form D filings · address states as listed: NJ, CA, MD, MA · listed Nov 27, 2009 → Jan 2, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 45 offerings report sales commissions; 0 report finder's fees; 12 report proceeds to related persons totalling $4,302,142. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 24, 2026 D File 021-588441 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 26, 2024 D File 021-533347 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 14, 2024 D File 021-521481 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 10, 2024 D/A File 021-497064 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 30, 2024 D/A File 021-478243 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2023 D File 021-484033 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 1, 2023 D File 021-474604 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 6, 2022 D File 021-458016 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 17, 2021 D File 021-410274 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 1, 2021 D/A File 021-329913 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 4, 2019 D File 021-352467 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 1, 2019 D File 021-336135 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 12, 2019 D/A File 021-235727 | $0 | $0 | $500,000 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 12, 2019 D File 021-334592 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 17, 2019 D File 021-330812 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 26, 2018 D/A File 021-305141 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2018 D File 021-302146 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 12, 2017 D/A File 021-275385 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 1, 2017 D File 021-281541 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 10, 2016 D/A File 021-223836 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 12, 2015 D File 021-251091 | $0 | $0 | $25,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 12, 2015 D/A File 021-209426 | $0 | $0 | $375,000 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 8, 2014 D File 021-229642 | $0 | $0 | $0 (est.) Proceeds will be used for, among other things, general corporate purposes including, but not limited to, executive salaries | None listed on this filing |
| EDGAR ↗ | Feb 21, 2014 D File 021-212314 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 3, 2014 D File 021-209183 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 16, 2013 D/A File 021-188326 | $0 | $0 | $0 (est.) Proceeds will be used for, among other things, general corporate purposes including, but not limited to, executive salaries | None listed on this filing |
| EDGAR ↗ | Nov 7, 2013 D/A File 021-194476 | $0 | $0 | $375,000 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 2, 2013 D File 021-203875 | $0 | $0 | $100,000 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 20, 2013 D/A File 021-194884 | $0 | $0 | $272,500 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 9, 2013 D File 021-199252 | $0 | $0 | $0 (est.) Proceeds will be used for general corporate purposes including, but not limited to, executive salaries | None listed on this filing |
| EDGAR ↗ | Jun 4, 2013 D/A File 021-195730 | $0 | $0 | $229,642 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 13, 2012 D File 021-188345 | $0 | $0 | $100,000 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 9, 2012 D File 021-186778 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 26, 2012 D File 021-180282 | $0 | $0 | $500,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 21, 2012 D File 021-180116 | $0 | $0 | $800,000 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 29, 2012 D/A File 021-169312 | $0 | $0 | $300,000 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 10, 2012 D File 021-173267 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 24, 2012 D File 021-172382 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 4, 2012 D File 021-171150 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 14, 2011 D File 021-170051 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 30, 2011 D File 021-165134 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2011 D/A File 021-149681 | $0 | $0 | $725,000 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 10, 2010 D/A File 021-137660 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 16, 2010 D/A File 021-102229 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 17, 2009 D File 021-118099 | $0 | $0 | $0 Proceeds will be used for general corporate purposes. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | TETmedical, Inc. | Executive Officer, Director | Jun 24, 2026 | D | $9,812,108 similar: $2,000,000–$19,999,994 | $3,533,611 | 45 similar: 2–16 | $10,000 similar: $10,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Dec 26, 2024 | D | $45,457,118 similar: $829,831–$9,999,998 | $37,158,690 | 88 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Director | Aug 14, 2024 | D | $28,411,917 similar: $829,831–$9,999,998 | $7,092,079 | 59 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Director | May 10, 2024 | D/A | $15,000,000 similar: $829,831–$9,999,998 | $13,480,307 | 53 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 30, 2024 | D/A | $30,000,000 similar: $829,831–$9,999,998 | $29,333,042 | 121 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Director | Nov 13, 2023 | D | $9,400,000 similar: $829,831–$9,999,998 | $6,788,763 | 39 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TETmedical, Inc. | Executive Officer, Director | Jun 13, 2023 | D | $3,564,510 similar: $829,831–$9,999,998 | $2,461,986 | 70 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Apr 7, 2023 | D | $15,000,000 similar: $829,831–$9,999,998 | $12,972,761 | 72 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Director | Mar 1, 2023 | D | $38,007,957 similar: $829,831–$9,999,998 | $34,252,457 | 82 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Sep 6, 2022 | D | $6,500,000 similar: $829,831–$9,999,998 | $6,000,000 | 20 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Aug 17, 2021 | D | $7,500,000 similar: $829,831–$9,999,998 | $3,857,162 | 39 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Feb 1, 2021 | D/A | $91,462,993 similar: $829,831–$9,999,998 | $54,462,808 | 105 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Nov 4, 2019 | D | $6,284,105 similar: $1,100,015–$10,001,163 | $5,909,105 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Apr 1, 2019 | D | $15,000,000 similar: $829,831–$9,999,998 | $10,000,000 | 56 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2019 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $200,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2019 | D/A | $15,000,000 similar: $1,100,015–$10,001,163 | $15,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Jan 17, 2019 | D | $2,500,000 similar: $829,831–$9,999,998 | $600,000 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 8, 2019 | D | $77,462,992 similar: $829,831–$9,999,998 | $17,462,926 | 104 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Nov 26, 2018 | D/A | $17,000,000 similar: $1,100,015–$10,001,163 | $13,451,779 | 40 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Feb 8, 2018 | D/A | $12,000,000 similar: $1,100,015–$10,001,163 | $5,270,000 | 10 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Feb 8, 2018 | D | $12,000,000 similar: $1,100,015–$10,001,163 | $5,270,000 | 24 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jan 2, 2018 | D | $10,000,000 similar: $829,831–$9,999,998 | $4,010,990 | 24 similar: 2–15 | $10,000 similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Jul 12, 2017 | D/A | $11,000,000 similar: $1,100,015–$10,001,163 | $3,269,555 | 8 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Mar 1, 2017 | D | $15,842,992 similar: $829,831–$9,999,998 | $11,376,064 | 88 similar: 2–15 | $25,000 similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Nov 30, 2016 | D | $5,000,000 similar: $1,100,015–$10,001,163 | $2,169,555 | 3 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 10, 2016 | D/A | $31,117,692 similar: $1,100,015–$10,001,163 | $6,386,421 | 70 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Nov 12, 2015 | D | $6,500,000 similar: $829,831–$9,999,998 | $2,460,000 | 24 similar: 2–15 | $25,000 similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2015 | D/A | $31,117,692 similar: $1,100,015–$10,001,163 | $5,826,421 | 70 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2015 | D | $15,000,000 similar: $1,100,015–$10,001,163 | $15,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jan 12, 2015 | D/A | $18,000,000 similar: $829,831–$9,999,998 | $14,590,000 | 149 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Dec 8, 2014 | D | $20,500,000 similar: $829,831–$9,999,998 | $10,215,000 | 22 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Oct 22, 2014 | D/A | $17,500,000 similar: $829,831–$9,999,998 | $14,300,000 | 144 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Aug 29, 2014 | D | $6,589,156 similar: $1,100,015–$10,001,163 | $5,776,211 | 67 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Feb 21, 2014 | D | $2,500,000 similar: $1,100,015–$10,001,163 | $1,674,000 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jan 7, 2014 | D | $12,500,000 similar: $829,831–$9,999,998 | $9,575,077 | 100 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Jan 3, 2014 | D | $2,212,035 similar: $1,100,015–$10,001,163 | $2,212,035 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Dec 16, 2013 | D/A | $20,546,000 similar: $829,831–$9,999,998 | $20,531,000 | 23 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Nov 7, 2013 | D/A | $8,000,000 similar: $829,831–$9,999,998 | $7,995,000 | 98 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Oct 29, 2013 | D/A | $7,000,000 similar: $829,831–$9,999,998 | $5,000,000 | 71 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Oct 2, 2013 | D | $1,500,000 similar: $1,100,015–$10,001,163 | $589,990 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Aug 20, 2013 | D/A | $3,225,000 | $3,224,999 | 49 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Aug 14, 2013 | D/A | $5,000,000 | $2,705,000 | 41 | No minimum reported |
| EDGAR ↗ | NeuroPace Inc | Director | Jul 9, 2013 | D | $50,000,006 | $18,051,777 | 20 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Jun 4, 2013 | D/A | $5,470,329 | $4,307,884 | 7 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | May 20, 2013 | D/A | $2,000,000 | $2,000,000 | 30 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Apr 29, 2013 | D | $3,000,000 | $1,809,555 | 3 | No minimum reported |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Apr 11, 2013 | D | $2,725,000 | $2,226,421 | 44 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Apr 4, 2013 | D | $1,500,000 | $1,050,000 | 13 | No minimum reported |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Apr 3, 2013 | D/A | $17,535,000 | $17,535,000 | 19 | No minimum reported |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Dec 13, 2012 | D | $3,500,000 | $132,500 | 12 | $10,000 |
| EDGAR ↗ | Avertix Medical, Inc. | Executive Officer, Director | Dec 13, 2012 | D | $17,525,000 | $3,762,500 | 17 | No minimum reported |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Nov 9, 2012 | D | $1,600,000 | $1,000,000 | 16 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jun 26, 2012 | D | $5,600,000 | $5,369,383 | 72 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Jun 21, 2012 | D | $7,000,000 | $5,000,000 | 13 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Mar 29, 2012 | D/A | $3,200,000 | $3,050,500 | 64 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Feb 10, 2012 | D | $990 | $990 | 1 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Feb 10, 2012 | D/A | $2,500,000 | $1,462,500 | 34 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jan 24, 2012 | D | $500 | $500 | 1 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jan 4, 2012 | D | $5,000 | $5,000 | 2 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Jan 4, 2012 | D/A | $2,500,000 | $907,500 | 22 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Dec 14, 2011 | D | $35,000,000 | $18,784,666 | 22 | No minimum reported |
| EDGAR ↗ | Ablative Solutions, Inc. | Executive Officer, Director | Nov 29, 2011 | D | $1,500,000 | $457,500 | 12 | No minimum reported |
| EDGAR ↗ | NeuroPace Inc | Director | Aug 30, 2011 | D | $61,914,481 | $49,126,004 | 22 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Jul 15, 2011 | D/A | $12,000,000 | $9,694,400 | 22 | No minimum reported |
| EDGAR ↗ | Neuralieve, Inc. | Director | Dec 10, 2010 | D/A | $15,500,000 | $7,481,174 | 25 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Oct 27, 2010 | D | $6,000,000 | $4,492,700 | 14 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Mar 16, 2010 | D/A | $10,000,000 | $4,151,043 | 22 | No minimum reported |
| EDGAR ↗ | Neuralieve, Inc. | Director | Jan 11, 2010 | D | $7,500,000 | $3,890,652 | 24 | No minimum reported |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Director | Nov 27, 2009 | D | $9,000,000 | $6,000,000 | 11 | No minimum reported |
| EDGAR ↗ | ADURO BIOTECH, INC. | Director | Nov 17, 2009 | D | Indefinite | $1,175,000 | 9 | $25,000 |
| EDGAR ↗ | ADURO BIOTECH, INC. | Director | Nov 17, 2009 | D | $1,775,000 | $1,775,000 | 13 | $25,000 |
| EDGAR ↗ | SVELTE MEDICAL SYSTEMS INC | Executive Officer, Director | May 28, 2009 | D/A | $8,000,000 | $6,270,000 | 25 | $6,250 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Other Health Care / 506(b) (4,189 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as David R. Fischell. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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