PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

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David Pool

Named as an officer, director or promoter on SEC Form D filings · CA, FL · May 13, 2011 → Jan 13, 2021

2deals (issuers)
$27.8Mreported sold
10investors
10Form D filings
2011–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Pool is listed as an executive officer on 10 SEC Form D filings by 2 issuers between May 2011 and May 2022: Ocunexus Therapeutics, Inc. (San Diego, CA — biotechnology — 2011–2021; $19.4M reported sold to 4 investors) and InflammX Therapeutics, Inc. (Tampa, FL — biotechnology — 2021–2022; $8.36M reported sold to 6 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 11 years. Across those companies the filings report $27.8M sold in total.

Listed alongside James Blair (10 shared filings), "Howard ""Ted""" Greene (6 shared filings), Bradford Duft (6 shared filings), Geoff Brooke (6 shared filings), James Mervis (6 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for David Pool and found 8 differences: 10% of the money raised went to insiders; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Pool has not run yet — it is joining a line of 45,595 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Pool..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

David Pool closed
United States Bankruptcy Court, D. Oregon · No. 23-32655 · Filed Nov 16, 2023 · Closed Feb 13, 2024
Role of David Pool: Debtor · Outcome: Case closed 2024-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
David A Pool closed
United States Bankruptcy Court, E.D. Michigan · No. 20-30216 · Filed Jan 30, 2020 · Closed Nov 20, 2020
Role of David A Pool: Debtor · Outcome: Case closed 2020-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
David L Pool closed
United States Bankruptcy Court, S.D. Illinois · No. 17-31305 · Filed Aug 29, 2017 · Closed Jul 29, 2019
Role of David L Pool: Debtor · Outcome: Case closed 2019-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
David W Pool and Rebecca J Pool closed
United States Bankruptcy Court, C.D. Illinois · No. 13-72403 · Filed Dec 31, 2013 · Closed Jul 25, 2014
Role of David W Pool and Rebecca J Pool: Debtor · Outcome: Case closed 2014-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
David W. Pool and Julie A. Pool closed
United States Bankruptcy Court, W.D. Oklahoma · No. 12-15292 · Filed Oct 29, 2012 · Closed Mar 18, 2013
Role of David W. Pool and Julie A. Pool: Debtor · Outcome: Case closed 2013-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
David J. Pool closed
United States Bankruptcy Court, N.D. Georgia · No. 06-74614 · Filed Nov 9, 2006 · Closed Jun 29, 2007
Role of David J. Pool: Debtor · Outcome: Case closed 2007-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
David M. Pool closed
United States Bankruptcy Court, W.D. Texas · No. 05-80055 · Filed Nov 18, 2005 · Closed Jan 21, 2011
Role of David M. Pool: Debtor · Outcome: Case closed 2011-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
David Pool and Lisa Pool closed
United States Bankruptcy Court, N.D. Ohio · No. 05-71090 · Filed Sep 29, 2005 · Closed Feb 28, 2011
Role of David Pool and Lisa Pool: Debtor · Outcome: Case closed 2011-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
David L Pool closed
United States Bankruptcy Court, S.D. Illinois · No. 03-30142 · Filed Jan 15, 2003 · Closed Apr 21, 2003
Role of David L Pool: Debtor · Outcome: Case closed 2003-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
David W. Pool and Julie Anne Pool closed
United States Bankruptcy Court, W.D. Oklahoma · No. 00-11051 · Filed Feb 17, 2000 · Closed Jul 24, 2000
Role of David W. Pool and Julie Anne Pool: Debtor · Outcome: Case closed 2000-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
David E. Pool and Darla K. Pool closed
United States Bankruptcy Court, E.D. Texas · No. 98-32811 · Filed Aug 17, 1998 · Closed Apr 15, 2003
Role of David E. Pool and Darla K. Pool: Debtor · Outcome: Case closed 2003-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
David H. Pool and Teresa Ann Pool closed
United States Bankruptcy Court, W.D. Kentucky · No. 98-50177 · Filed Feb 19, 1998 · Closed Jun 2, 1998
Role of David H. Pool and Teresa Ann Pool: Debtor · Outcome: Case closed 1998-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
David S Pool and Anita G Pool closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-26750 · Filed Oct 4, 1996 · Closed Feb 10, 1997
Role of David S Pool and Anita G Pool: Debtor · Outcome: Case closed 1997-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
David L. Pool and Jeanne M. Pool closed
United States Bankruptcy Court, S.D. Illinois · No. 91-30883 · Filed Jul 31, 1991 · Closed Aug 7, 1992
Role of David L. Pool and Jeanne M. Pool: Debtor · Outcome: Case closed 1992-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for David Pool (compared 10 filings on Oct 24, 2026)

Note · May 13, 2011

10% of the money raised went to insiders — Ocunexus Therapeutics, Inc.

The May 13, 2011 Form D reports $19,200,000 sold and $2,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 13, 2011 ↗Ocunexus Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · May 6, 2022 – May 23, 2022

Form D filed 17 days after the first sale — InflammX Therapeutics, Inc.

The filing says the first sale was May 6, 2022. The Form D was filed May 23, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 23, 2022 ↗InflammX Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · May 20, 2014 – Jun 10, 2014

Form D filed 21 days after the first sale — Ocunexus Therapeutics, Inc.

The filing says the first sale was May 20, 2014. The Form D was filed Jun 10, 2014 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 10, 2014 ↗Ocunexus Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Apr 14, 2011 – May 13, 2011

Form D filed 29 days after the first sale — Ocunexus Therapeutics, Inc.

The filing says the first sale was Apr 14, 2011. The Form D was filed May 13, 2011 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 13, 2011 ↗Ocunexus Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Apr 14, 2011 – May 23, 2022

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — InflammX Therapeutics, Inc. (latest filing May 23, 2022) · No amendment in the last 12 months on an offering that may still be open — Ocunexus Therapeutics, Inc. (latest filing Jun 15, 2016) · No amendment in the last 12 months on an offering that may still be open — Ocunexus Therapeutics, Inc. (latest filing Jun 15, 2015) · No amendment in the last 12 months on an offering that may still be open — Ocunexus Therapeutics, Inc. (latest filing Feb 19, 2015) · No amendment in the last 12 months on an offering that may still be open — Ocunexus Therapeutics, Inc. (latest filing Jun 10, 2014) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 23, 2022 ↗InflammX Therapeutics, Inc. — PartnerFacts page ↗Form D · Jun 15, 2016 ↗Ocunexus Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 26, 2010 – May 12, 2025

Same name, different state: "David Pool" (WA) is a separate record

This page covers filings where the address state is CA or FL. A separate record, "David Pool" with address state WA, is listed on 13 filings — most recently by STRIVVE, INC. (May 12, 2025). Both records have filings in the same period (May 13, 2011 to Jan 13, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Pool (WA) — PartnerFacts page ↗Form D/A · May 12, 2025 ↗STRIVVE, INC. — PartnerFacts page ↗David Pool (CA,FL) — this page ↗
Sources
Note · Apr 22, 2014 – Jun 11, 2018

Same name, different state: "David Pool" (MA) is a separate record

This page covers filings where the address state is CA or FL. A separate record, "David Pool" with address state MA, is listed on 5 filings — most recently by OMNI ORTHOPAEDICS INC (Jun 11, 2018). Both records have filings in the same period (Apr 22, 2014 to Jun 11, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Pool (MA) — PartnerFacts page ↗Form D · Jun 11, 2018 ↗OMNI ORTHOPAEDICS INC — PartnerFacts page ↗David Pool (CA,FL) — this page ↗
Sources
Note · May 13, 2011 – May 23, 2022

David Pool is listed with 2 different address states: CA, FL

CA on 7 filings (May 13, 2011 to Jan 13, 2021); FL on 3 filings (Jan 13, 2021 to May 23, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 13, 2011 ↗Form D · Jan 13, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 23, 2022 D
InflammX Therapeutics, Inc.
File 021-446531
$0$0$0None listed on this filingEDGAR ↗
Nov 19, 2021 D
InflammX Therapeutics, Inc.
File 021-421863
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2021 D
Ocunexus Therapeutics, Inc.
File 021-386220
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2021 D
InflammX Therapeutics, Inc.
File 021-386222
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2016 D
Ocunexus Therapeutics, Inc.
File 021-265133
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 15, 2015 D
Ocunexus Therapeutics, Inc.
File 021-241781
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 19, 2015 D
Ocunexus Therapeutics, Inc.
File 021-234341
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 10, 2014 D
Ocunexus Therapeutics, Inc.
File 021-218873
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 1, 2012 D
Ocunexus Therapeutics, Inc.
File 021-182089
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 13, 2011 D
Ocunexus Therapeutics, Inc.
File 021-159761
$0$0$2,000,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Pool on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IT
Biotechnology

InflammX Therapeutics, Inc.

Tampa, FL · Jan 13, 2021 → May 23, 2022 · 3 filings
  • May 23, 2022 · D · $0 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 19, 2021 · D · $8,355,060 sold of $8,355,060 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 13, 2021 · D · $7,029,425 sold of $7,029,425 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.36M from 6 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OT
Biotechnology

Ocunexus Therapeutics, Inc.

San Diego, CA · May 13, 2011 → Jan 13, 2021 · 7 filings
  • Jan 13, 2021 · D · $9,125,807 sold of $9,125,807 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2016 · D · $753,986 sold of $2,500,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2015 · D · $1,206,379 sold of $3,431,328 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 19, 2015 · D · $1,002,656 sold of $3,240,200 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 10, 2014 · D · $2,510,890 sold of $5,838,420 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 1, 2012 · D · $19,400,000 sold of $19,400,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 13, 2011 · D · $19,200,000 sold of $35,000,000 · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $19.4M from 4 investors (100% of the $9.13M target) as of the latest filing. David is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Pool — WA, 4 issuers, Mar 26, 2010 → May 12, 2025 · no shared issuer
  • David Pool — MA, 1 issuer, Apr 22, 2014 → Jun 11, 2018 · no shared issuer

People around David 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Blair

Director · 10 shared filings (2 issuers) · also on 17 other issuers

James Blair is on 19 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James Mervis

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bradford Duft

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Brooke

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Pool. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

"Howard ""Ted""" Greene

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Levy

Executive Officer, Director · 4 shared filings (2 issuers) · also on 3 other issuers

Brian Levy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rajiv Shukla

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Rosenfeld

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Boyer

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Peter A. Thompson

Director · 2 shared filings (1 issuer) · also on 28 other issuers

Peter A. Thompson is on 29 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Anton Gopka

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

IE
No photo found yet (own website and image search run after this page is viewed)
Person

Inna Martin Eitan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Pool. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Werner

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Colin Green

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD RUBINO

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Pool. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mikhail Getman

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Pavel Rodyukov

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Pool. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Pool by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Pool is listed on: none on file. No website or social profile named in Ocunexus Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #201,292 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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