PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

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David Nowak

Named as an officer, director or promoter on SEC Form D filings · NY, Ontario, Canada (as filed: A6) · Jul 1, 2025 → Jul 20, 2026

3deals (issuers)
$5.18Breported sold
473investors
7Form D filings
2025–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Nowak is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between Apr 2015 and Jul 2026: Brookfield Capital Partners IV L.P. (New York, NY — pooled investment fund — 2015–2016; $3.38B reported sold to 98 investors), Brookfield Private Equity Fund LP (New York, NY — pooled investment fund — 2025–2026; $897.2M reported sold to 209 investors) and Brookfield Private Equity TE Feeder Fund LP (New York, NY — pooled investment fund — 2025–2026; $897.2M reported sold to 166 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $5.18B sold in total.

Listed alongside Adam Sachs (5 shared filings), Brookfield Private Equity Fund GP LLC (5 shared filings, management entity), Brookfield Private Equity Fund Officer GP LLC (5 shared filings, management entity), Casey Tushaus (5 shared filings), Craig Ruckman (5 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 3 issuers belong to the sponsor group Brookfield (322 issuers, $177.24B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Brookfield has 322 companies on file and $177.24B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 34 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for David Nowak and found 6 differences, 3 worth asking the sponsor about: 13 bankruptcy cases name the subject or team members; Paid seller listed without a CRD number: John Jerrod Stelli; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Nowak has not run yet — it is joining a line of 51,474 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Nowak..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 1 open, 33 closed (disposition not in docket feed)

David Nowak open
United States Bankruptcy Court, N.D. Illinois · No. 26-02423 · Filed Feb 11, 2026
Role of David Nowak: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IL (not a filing state)
David L Nowak closed
United States Bankruptcy Court, N.D. Illinois · No. 14-39663 · Filed Oct 31, 2014 · Closed Feb 23, 2015
Role of David L Nowak: Debtor · Outcome: Case closed 2015-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IL (not a filing state)
David M Nowak and Rhonda L Nowak closed
United States Bankruptcy Court, N.D. Texas · No. 13-43882 · Filed Aug 27, 2013 · Closed Dec 9, 2013
Role of David M Nowak and Rhonda L Nowak: Debtor · Outcome: Case closed 2013-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in TX (not a filing state)
David W Nowak and Judith A Nowak closed
United States Bankruptcy Court, S.D. Texas · No. 13-33084 · Filed May 21, 2013 · Closed Aug 14, 2013
Role of David W Nowak and Judith A Nowak: Debtor · Outcome: Case closed 2013-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in TX (not a filing state)
David M. Nowak and Diane T. Nowak closed
United States Bankruptcy Court, W.D. New York · No. 1-12-10941 · Filed Mar 28, 2012 · Closed Jul 30, 2012
Role of David M. Nowak and Diane T. Nowak: Debtor · Outcome: Case closed 2012-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David M. Nowak and Bobbi Jo Nowak closed
United States Bankruptcy Court, E.D. Wisconsin · No. 12-20334 · Filed Jan 12, 2012 · Closed Apr 10, 2012
Role of David M. Nowak and Bobbi Jo Nowak: Debtor · Outcome: Case closed 2012-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in WI (not a filing state)
David Nowak closed
United States Bankruptcy Court, W.D. Michigan · No. 11-07259 · Filed Jul 1, 2011 · Closed Dec 5, 2011
Role of David Nowak: Debtor · Outcome: Case closed 2011-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MI (not a filing state)
Lisa M. Nowak and David A. Nowak closed
United States Bankruptcy Court, W.D. New York · No. 1-10-12774 · Filed Jun 23, 2010 · Closed Jun 23, 2015
Role of David A. Nowak: Debtor · Outcome: Case closed 2015-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David R. Nowak, Sr. and Kathleen M. Nowak closed
United States Bankruptcy Court, N.D. New York · No. 10-61252 · Filed May 6, 2010 · Closed Sep 12, 2013
Role of David R. Nowak, Sr.: Debtor · Outcome: Case closed 2013-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David M Nowak and Cynthia J Nowak closed
United States Bankruptcy Court, D. Maryland · No. 09-32364 · Filed Nov 17, 2009 · Closed Mar 22, 2011
Role of David M Nowak and Cynthia J Nowak: Debtor · Outcome: Case closed 2011-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MD (not a filing state)
David L. Nowak closed
United States Bankruptcy Court, E.D. Michigan · No. 09-63099 · Filed Jul 24, 2009 · Closed Jan 7, 2010
Role of David L. Nowak: Debtor · Outcome: Case closed 2010-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MI (not a filing state)
David C. Nowak closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 09-20008 · Filed Jan 2, 2009 · Closed Sep 18, 2009
Role of David C. Nowak: Debtor · Outcome: Case closed 2009-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in PA (not a filing state)
David S. Nowak closed
United States Bankruptcy Court, N.D. Ohio · No. 08-50036 · Filed Jan 7, 2008 · Closed Nov 6, 2009
Role of David S. Nowak: Debtor · Outcome: Case closed 2009-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in OH (not a filing state)
David R Nowak and Bernice J Nowak closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-06-12433 · Filed Oct 2, 2006 · Closed Apr 17, 2007
Role of David R Nowak and Bernice J Nowak: Debtor · Outcome: Case closed 2007-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in WI (not a filing state)
Beata Nowak and David Nowak closed
United States Bankruptcy Court, N.D. Illinois · No. 04-40756 · Filed Nov 3, 2004 · Closed Sep 17, 2007
Role of David Nowak: Debtor · Outcome: Case closed 2007-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IL (not a filing state)
David W. Nowak and Judith Nowak closed
United States Bankruptcy Court, S.D. Texas · No. 04-44540 · Filed Oct 8, 2004 · Closed Jan 11, 2005
Role of David W. Nowak and Judith Nowak: Debtor · Outcome: Case closed 2005-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in TX (not a filing state)
David Nowak and Jarin Nowak closed
United States Bankruptcy Court, N.D. Ohio · No. 04-54790 · Filed Sep 1, 2004 · Closed Nov 10, 2009
Role of David Nowak and Jarin Nowak: Debtor · Outcome: Case closed 2009-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in OH (not a filing state)
David R. Nowak and Kathleen Mary Nowak closed
United States Bankruptcy Court, N.D. New York · No. 04-62735 · Filed Apr 16, 2004 · Closed Jan 11, 2005
Role of David R. Nowak and Kathleen Mary Nowak: Debtor · Outcome: Case closed 2005-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David A. Nowak and Judy A. Nowak closed
United States Bankruptcy Court, D. Nebraska · No. 03-41695 · Filed May 13, 2003 · Closed Sep 19, 2003
Role of David A. Nowak and Judy A. Nowak: Debtor · Outcome: Case closed 2003-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets)
David G. Nowak closed
United States Bankruptcy Court, N.D. Indiana · No. 03-60579 · Filed Feb 13, 2003 · Closed Jun 30, 2003
Role of David G. Nowak: Debtor · Outcome: Case closed 2003-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IN (not a filing state)
David M. Nowak and Bobbi Jo Nowak closed
United States Bankruptcy Court, E.D. Wisconsin · No. 02-26990 · Filed May 29, 2002 · Closed Sep 24, 2002
Role of David M. Nowak and Bobbi Jo Nowak: Debtor · Outcome: Case closed 2002-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in WI (not a filing state)
David R. Nowak and Kathleen Mary Nowak closed
United States Bankruptcy Court, N.D. New York · No. 01-67018 · Filed Nov 30, 2001 · Closed Apr 2, 2004
Role of David R. Nowak and Kathleen Mary Nowak: Debtor · Outcome: Case closed 2004-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
Beata D Nowak and David A Nowak closed
United States Bankruptcy Court, N.D. Illinois · No. 01-35843 · Filed Oct 12, 2001 · Closed Feb 14, 2002
Role of David A Nowak: Debtor · Outcome: Case closed 2002-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in IL (not a filing state)
David J. Nowak and Julia A. Nowak closed
United States Bankruptcy Court, W.D. New York · No. 1-01-16094 · Filed Oct 3, 2001 · Closed Nov 7, 2006
Role of David J. Nowak and Julia A. Nowak: Debtor · Outcome: Case closed 2006-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David M. Nowak and Debbie A. Nowak closed
United States Bankruptcy Court, E.D. Missouri · No. 00-51744 · Filed Nov 22, 2000 · Closed Feb 11, 2002
Role of David M. Nowak and Debbie A. Nowak: Debtor · Outcome: Case closed 2002-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in MO (not a filing state)
David M. Nowak and Diane T. Nowak closed
United States Bankruptcy Court, W.D. New York · No. 1-00-14040 · Filed Aug 4, 2000 · Closed Mar 2, 2004
Role of David M. Nowak and Diane T. Nowak: Debtor · Outcome: Case closed 2004-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David G. Nowak and Lesley M. Nowak closed
United States Bankruptcy Court, N.D. Ohio · No. 00-11490 · Filed Mar 6, 2000 · Closed Sep 23, 2002
Role of David G. Nowak and Lesley M. Nowak: Debtor · Outcome: Case closed 2002-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in OH (not a filing state)
David T Nowak closed
United States Bankruptcy Court, W.D. Texas · No. 99-32408 · Filed Nov 12, 1999 · Closed Jul 13, 2004
Role of David T Nowak: Debtor · Outcome: Case closed 2004-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in TX (not a filing state)
David W Nowak and Sandra L Nowak closed
United States Bankruptcy Court, S.D. Texas · No. 96-45186 · Filed Jun 10, 1996 · Closed Oct 29, 1996
Role of David W Nowak and Sandra L Nowak: Debtor · Outcome: Case closed 1996-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in TX (not a filing state)
David N. Nowak closed
United States Bankruptcy Court, W.D. New York · No. 2-96-20216 · Filed Jan 26, 1996 · Closed Sep 12, 1996
Role of David N. Nowak: Debtor · Outcome: Case closed 1996-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David Nowak closed
United States Bankruptcy Court, W.D. New York · No. 2-93-20014 · Filed Jan 5, 1993 · Closed Apr 29, 1994
Role of David Nowak: Debtor · Outcome: Case closed 1994-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David Nowak and Jean Elizabeth Nowak closed
United States Bankruptcy Court, W.D. New York · No. 2-88-20440 · Filed Mar 31, 1988 · Closed Sep 12, 1988
Role of David Nowak and Jean Elizabeth Nowak: Debtor · Outcome: Case closed 1988-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David R. Nowak, Sr. and Kathleen M. Nowak closed
United States Bankruptcy Court, N.D. New York · No. 87-10676 · Filed May 12, 1987 · Closed Nov 6, 1987
Role of David R. Nowak, Sr.: Debtor · Outcome: Case closed 1987-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
David Nowak and Jean Elizabeth Nowak closed
United States Bankruptcy Court, W.D. New York · No. 2-86-20093 · Filed Jan 24, 1986 · Closed Oct 16, 1986
Role of David Nowak and Jean Elizabeth Nowak: Debtor · Outcome: Case closed 1986-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 48 federal dockets); court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for David Nowak — 3 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Jan 24, 1986 – Jun 23, 2015

13 bankruptcy cases name the subject or team members

Bankruptcy case: Lisa M. Nowak and David A. Nowak — filed Jun 23, 2010 · Bankruptcy case: David R. Nowak, Sr. and Kathleen M. Nowak — filed May 6, 2010 · Bankruptcy case: David M. Nowak and Diane T. Nowak — filed Mar 28, 2012 · Bankruptcy case: David J. Nowak and Julia A. Nowak — filed Oct 3, 2001 · Bankruptcy case: David R. Nowak and Kathleen Mary Nowak — filed Apr 16, 2004 · and 8 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Docket · United States Bankruptcy Court, N.D. New York ↗Docket · United States Bankruptcy Court, W.D. New York ↗Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Worth asking · Apr 14, 2015 – Apr 14, 2016

Paid seller listed without a CRD number: John Jerrod Stelli — Brookfield Capital Partners IV L.P.

John Jerrod Stelli is listed as receiving sales compensation on 2 filings (Apr 14, 2015 to Apr 14, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 14, 2016 ↗BrokerCheck search: John Jerrod Stelli ↗Brookfield Capital Partners IV L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2015 – Apr 14, 2016

Paid seller listed without a CRD number: Shinhan Investment Corporation — Brookfield Capital Partners IV L.P.

Shinhan Investment Corporation is listed as receiving sales compensation on 2 filings (Apr 14, 2015 to Apr 14, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 14, 2016 ↗BrokerCheck search: Shinhan Investment Corporation ↗Brookfield Capital Partners IV L.P. — PartnerFacts page ↗
Sources
Note · May 21, 2015 – Apr 14, 2016

No amendment in the last 12 months on an offering that may still be open — Brookfield Capital Partners IV L.P. (latest filing Apr 14, 2016)

The latest filing for this offering is dated Apr 14, 2016 (first sale May 21, 2015). It reports $3,383,460,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 14, 2016 ↗Brookfield Capital Partners IV L.P. — PartnerFacts page ↗
Sources
Note · Nov 28, 2025 – Jul 20, 2026

David Nowak's role changed at Brookfield Private Equity Fund LP: executive officer → executive officer, director

The Nov 28, 2025 filing lists David Nowak as executive officer; the Jul 20, 2026 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Nov 28, 2025 ↗Form D/A · Jul 20, 2026 ↗David Nowak — PartnerFacts page ↗Brookfield Private Equity Fund LP — PartnerFacts page ↗
Sources
Note · Apr 14, 2015 – Jul 20, 2026

David Nowak is listed with 2 different address states: A6, NY

Ontario, Canada (as filed: A6) on 2 filings (Apr 14, 2015 to Apr 14, 2016); NY on 5 filings (Jul 1, 2025 to Jul 20, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 14, 2015 ↗Form D · Jul 1, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $6,300,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 20, 2026 D/A
Brookfield Private Equity Fund LP
File 021-550483
$150,000 (est.)$0$0Morgan Stanley BrokerCheck CRD 149777 ↗
via Morgan Stanley (CRD 149777 ↗)

iCapital Markets LLC BrokerCheck CRD 118219 ↗
via iCapital Markets LLC (CRD 118219 ↗)
EDGAR ↗
Jul 20, 2026 D/A
Brookfield Private Equity TE Feeder Fund LP
File 021-565268
$150,000 (est.)$0$0Morgan Stanley BrokerCheck CRD 149777 ↗
via Morgan Stanley (CRD 149777 ↗)
EDGAR ↗
Apr 14, 2016 D/A
Brookfield Capital Partners IV L.P.
File 021-237955
$6,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

John Jerrod Stelli no CRD number reported
via Teneo Partners Japan Limited

Shinhan Investment Corporation no CRD number reported
via Shinhan Investment Corporation
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named David Nowak on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BP
Pooled Investment Fund · group: Brookfield

Brookfield Private Equity Fund LP

New York, NY · Jul 1, 2025 → Jul 20, 2026 · 3 filings
  • Jul 20, 2026 · D/A · $897,170,096 sold of Indefinite · 209 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and President) EDGAR ↗
  • Nov 28, 2025 · D/A · $769,500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer and President) EDGAR ↗
  • Jul 1, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer and President) EDGAR ↗

Raised $897.2M from 209 investors as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: Brookfield

Brookfield Private Equity TE Feeder Fund LP

New York, NY · Nov 28, 2025 → Jul 20, 2026 · 2 filings
  • Jul 20, 2026 · D/A · $897,170,096 sold of Indefinite · 166 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer and President) EDGAR ↗
  • Nov 28, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer and President) EDGAR ↗

Raised $897.2M from 166 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Brookfield

Brookfield Capital Partners IV L.P.

New York, NY · Apr 14, 2015 → Apr 14, 2016 · 2 filings
  • Apr 14, 2016 · D/A · $3,383,460,000 sold of Indefinite · 98 investors · min. No minimum reported · role: Executive Officer, Director (Managing Partner (Director) of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers) EDGAR ↗
  • Apr 14, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Partner (Director) of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers) EDGAR ↗

Raised $3.38B from 98 investors as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Layfield

Executive Officer · 5 shared filings (2 issuers) · also on 3 other issuers

Michael Layfield is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Miranda Hall

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as David Nowak. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Faye McDermid

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as David Nowak. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Evita Ferreira

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as David Nowak. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Casey Tushaus

Executive Officer · 5 shared filings (2 issuers) · also on 11 other issuers

Casey Tushaus is on 13 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Ruckman

Executive Officer · 5 shared filings (2 issuers) · also on 6 other issuers

Craig Ruckman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Sachs

Executive Officer · 5 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Nowak. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gregory

Executive Officer · 2 shared filings (1 issuer) · also on 8 other issuers

David Gregory is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cyrus Madon

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Nowak. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Freedman

Executive Officer, Director · 2 shared filings (1 issuer) · also on 5 other issuers

Joseph Freedman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Haick

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre McNeil

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Reid

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Gordon

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Kline

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Nowak. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Sheedy

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

LN
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Newinski

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Schneider

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Nowak. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Brookfield

322 issuers · 531 filings · $177.24B reported sold · 2009–2026

One team, 322 deal companies. David Nowak is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Nowak.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Nowak by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Nowak is listed on: none on file. No website or social profile named in Brookfield Private Equity Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #16,711 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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