DAVID MURRAY is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2014: LiquidHub, Inc. (Wayne, PA — other technology — 2014; $52.5M reported sold to 5 investors).
What this means One deal on file with the SEC, filed Mar 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Liquidhub (2 issuers, $96.4M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Liquidhub has 2 companies on file and $96.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 SEC releases, 9 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for DAVID MURRAY and found 8 differences, 3 worth asking the sponsor about: Regulator action: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Brenda P. Murray, Chief Administrative Law Judge (Sep 21, 2009); Regulator action: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Brenda P. Murray, Chief Administrative Law Judge (Mar 30, 2006); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.